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AXT Inc
AXTI

40 hedge funds and large institutions have $26.4M invested in AXT Inc in 2014 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 11 increasing their positions, 9 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

22% more repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 9

2% less funds holding

Funds holding: 41 → 40 (-1)

14% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 7

20% less capital invested

Capital invested by funds: $33M → $26.4M (-$6.6M)

Holders
40
Holders Change
-1
Holders Change %
-2.44%
% of All Funds
1.16%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
11
Reduced
9
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
SKK
Shepherd Kaplan Krochuk
Massachusetts
+$113K
2
PCM
Perritt Capital Management
Illinois
+$100K
3
AA
Ancora Advisors
Ohio
+$87.6K
4
Jacobs Levy Equity Management
Jacobs Levy Equity Management
New Jersey
+$83.8K
5
Renaissance Technologies
Renaissance Technologies
New York
+$50.4K

Top Sellers

Rank Fund Capital Flow
1
ERSOT
Employees Retirement System of Texas
Texas
-$1.18M
2
ARM
Adirondack Research & Management
New York
-$280K
3
Two Sigma Advisers
Two Sigma Advisers
New York
-$183K
4
RA
Royce & Associates
New York
-$136K
5
Invesco
Invesco
Georgia
-$107K
Name Holding Trade Value Shares
Change 		Change in
Stake
RA
1
Royce & Associates
New York
$7.08M -$136K -57,500 -2%
PCM
2
Perritt Capital Management
Illinois
$4.4M +$100K +42,200 +2%
Dimensional Fund Advisors
3
Dimensional Fund Advisors
Texas
$3.66M +$21K +8,877 +0.5%
Vanguard Group
4
Vanguard Group
Pennsylvania
$2.52M +$24.4K +10,296 +0.9%
BIT
5
BlackRock Institutional Trust
California
$2M -$104K -44,005 -5%
ARM
6
Adirondack Research & Management
New York
$1.48M -$280K -118,205 -15%
PCMI
7
Princeton Capital Management Inc
New Jersey
$1.08M -$15.4K -6,500 -1%
PRCP
8
Pacific Ridge Capital Partners
Oregon
$738K -$56K -23,660 -7%
DADC
9
D.A. Davidson & Co
Montana
$600K – – –
AA
10
Ancora Advisors
Ohio
$557K +$87.6K +37,000 +17%
SKK
11
Shepherd Kaplan Krochuk
Massachusetts
$303K +$113K +47,500 +53%
California Public Employees Retirement System
12
California Public Employees Retirement System
California
$299K – – –
Geode Capital Management
13
Geode Capital Management
Massachusetts
$283K +$938 +396 +0.3%
BFA
14
BlackRock Fund Advisors
California
$225K +$29.5K +12,441 +14%
Morgan Stanley
15
Morgan Stanley
New York
$201K -$17.8K -7,513 -8%
Northern Trust
16
Northern Trust
Illinois
$171K +$1.04K +440 +0.6%
Renaissance Technologies
17
Renaissance Technologies
New York
$171K +$50.4K +21,291 +38%
Bank of New York Mellon
18
Bank of New York Mellon
New York
$130K – – –
Schroder Investment Management Group
19
Schroder Investment Management Group
United Kingdom
$92K -$67.7K -28,600 -41%
Jacobs Levy Equity Management
20
Jacobs Levy Equity Management
New Jersey
$78K +$83.8K +35,361 New
GCP
21
GSA Capital Partners
United Kingdom
$60K – – –
State Street
22
State Street
Massachusetts
$48K – – –
GC
23
Guggenheim Capital
Illinois
$45K +$10.9K +4,623 +29%
PAM
24
Panagora Asset Management
Massachusetts
$44K – – –
Citadel Advisors
25
Citadel Advisors
Florida
$28K +$29.8K +12,594 New
1
2

AXTI Hedge Fund Activity: Q1 2014 in Review

40 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in AXT Inc (AXTI) for Q1 2014, worth a combined $26.4M — down 20% from $33M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of AXTI and 6 opened new positions — a net loss of 1 holder — while 9 trimmed existing stakes and 11 added.

The largest buyer was Shepherd Kaplan Krochuk, adding an estimated $113K. The largest seller was Employees Retirement System of Texas, exiting entirely with an estimated $1.18M sold.

  • 40 institutional investors held AXT Inc (AXTI) as of Q1 2014, down from 41 in Q4 2013.
  • Funds reported $26.4M of AXT Inc stock for Q1 2014, down 20% quarter-over-quarter.
  • 6 funds opened new AXT Inc positions in Q1 2014 and 7 closed out, a net change of -1 holder.
  • The largest AXT Inc buyer in Q1 2014 was Shepherd Kaplan Krochuk, an estimated $113K added.
  • The largest AXT Inc seller in Q1 2014 was Employees Retirement System of Texas, an estimated $1.18M sold.

Based on aggregated 13F filings for Q1 2014.