We are live on ! Find out more
AXTI icon

AXT Inc

44 hedge funds and large institutions have $29.9M invested in AXT Inc in 2013 Q3 according to their latest regulatory filings, with 1 funds opening new positions, 11 increasing their positions, 22 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed

18% less capital invested

Capital invested by funds: $36.7M → $29.9M (-$6.78M)

28% less funds holding

Funds holding: 6144 (-17)

50% less repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 22

94% less first-time investments, than exits

New positions opened: 1 | Existing positions closed: 18

Holders
44
Holders Change
-17
Holders Change %
-27.87%
% of All Funds
1.43%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
1
Increased
11
Reduced
22
Closed
18
Calls
$1K
Puts
Net Calls
+$1K
Net Calls Change
+$1K
Name Holding Trade Value Shares
Change
Change in
Stake
RA
1
Royce & Associates
New York
$9.02M -$388K -155,000 -4%
Dimensional Fund Advisors
2
Dimensional Fund Advisors
Texas
$3.88M +$31.6K +12,610 +0.8%
PCM
3
Perritt Capital Management
Illinois
$3.5M +$1.71M +682,705 +84%
Vanguard Group
4
Vanguard Group
Pennsylvania
$2.6M +$257K +102,795 +10%
BIT
5
BlackRock Institutional Trust
California
$2.1M -$53.3K -21,291 -2%
ARM
6
Adirondack Research & Management
New York
$1.75M +$499K +199,468 +36%
PCMI
7
Princeton Capital Management Inc
New Jersey
$1.27M -$12.1K -4,850 -0.9%
ERSOT
8
Employees Retirement System of Texas
Texas
$1.05M
BCM
9
Bridgeway Capital Management
Texas
$693K -$175K -70,000 -19%
DADC
10
D.A. Davidson & Co
Montana
$544K +$182K +72,597 +45%
AA
11
Ancora Advisors
Ohio
$501K +$12.5K +5,000 +2%
California Public Employees Retirement System
12
California Public Employees Retirement System
California
$305K -$5.25K -2,100 -2%
Geode Capital Management
13
Geode Capital Management
Massachusetts
$300K +$373 +149 +0.1%
Morgan Stanley
14
Morgan Stanley
New York
$225K -$205K -81,872 -46%
Two Sigma Advisers
15
Two Sigma Advisers
New York
$208K -$36.5K -14,600 -14%
Renaissance Technologies
16
Renaissance Technologies
New York
$202K -$335K -133,800 -61%
BFA
17
BlackRock Fund Advisors
California
$202K +$17K +6,786 +9%
Schroder Investment Management Group
18
Schroder Investment Management Group
United Kingdom
$188K -$616K -246,223 -75%
SKK
19
Shepherd Kaplan Krochuk
Massachusetts
$188K -$36.3K -14,500 -15%
Northern Trust
20
Northern Trust
Illinois
$182K -$642K -256,559 -77%
WI
21
WHV Investments
California
$148K +$763 +305 +0.5%
Bank of New York Mellon
22
Bank of New York Mellon
New York
$138K
BG
23
BlackRock Group
United Kingdom
$112K +$120K +47,764 New
Invesco
24
Invesco
Georgia
$89K +$10.1K +4,048 +12%
GCP
25
GSA Capital Partners
United Kingdom
$64K

AXTI Hedge Fund Activity: Q3 2013 in Review

44 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in AXT Inc (AXTI) for Q3 2013, worth a combined $29.9M — down 18% from $36.7M a quarter earlier.

Sellers outnumbered buyers: 18 funds closed out of AXTI and 1 opened new positions — a net loss of 17 holders — while 22 trimmed existing stakes and 11 added.

The largest buyer was Perritt Capital Management, adding an estimated $1.71M. The largest seller was Northern Trust, cutting an estimated $642K.

  • 44 institutional investors held AXT Inc (AXTI) as of Q3 2013, down from 61 in Q2 2013.
  • Funds reported $29.9M of AXT Inc stock for Q3 2013, down 18% quarter-over-quarter.
  • 1 fund opened new AXT Inc positions in Q3 2013 and 18 closed out, a net change of -17 holders.
  • The largest AXT Inc buyer in Q3 2013 was Perritt Capital Management, an estimated $1.71M added.
  • The largest AXT Inc seller in Q3 2013 was Northern Trust, an estimated $642K sold.

Based on aggregated 13F filings for Q3 2013.