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AXT Inc

79 hedge funds and large institutions have $78.3M invested in AXT Inc in 2020 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 27 increasing their positions, 28 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

130% more call options, than puts

Call options by funds: $108K | Put options by funds: $47K

1.57% more ownership

Funds ownership: 57.9%59.47% (+1.6%)

4% less repeat investments, than reductions

Existing positions increased: 27 | Existing positions reduced: 28

8% less funds holding

Funds holding: 8679 (-7)

23% less capital invested

Capital invested by funds: $101M → $78.3M (-$22.9M)

36% less first-time investments, than exits

New positions opened: 9 | Existing positions closed: 14

Holders
79
Holders Change
-7
Holders Change %
-8.14%
% of All Funds
1.74%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
9
Increased
27
Reduced
28
Closed
14
Calls
$108K
Puts
$47K
Net Calls
+$61K
Net Calls Change
+$95K
Name Holding Trade Value Shares
Change
Change in
Stake
Dimensional Fund Advisors
1
Dimensional Fund Advisors
Texas
$10.6M +$24.8K +6,721 +0.2%
BlackRock
2
BlackRock
New York
$9.02M +$153K +41,431 +1%
Vanguard Group
3
Vanguard Group
Pennsylvania
$6.75M +$537K +145,721 +7%
PRCP
4
Pacific Ridge Capital Partners
Oregon
$6.08M +$469K +127,356 +7%
RA
5
Royce & Associates
New York
$5.78M -$782K -212,196 -11%
SFM
6
Systematic Financial Management
New Jersey
$3.63M -$107K -28,932 -2%
NIM
7
Needham Investment Management
New York
$3.45M +$3.83M +1,040,000 +2,971%
KCM
8
Kennedy Capital Management
Missouri
$3.09M +$489K +132,637 +16%
FP
9
Foundry Partners
Minnesota
$2.43M -$339K -91,911 -11%
CCPM
10
Cooper Creek Partners Management
New York
$2.37M
PCM
11
Portolan Capital Management
Massachusetts
$2.24M +$747K +202,783 +41%
State Street
12
State Street
Massachusetts
$2.11M -$68.4K -18,570 -3%
GPFA
13
Game Plan Financial Advisors
Ohio
$1.95M +$145K +39,400 +7%
Geode Capital Management
14
Geode Capital Management
Massachusetts
$1.68M +$113K +30,549 +6%
Assenagon Asset Management
15
Assenagon Asset Management
Luxembourg
$1.6M +$1.61M +437,639 +703%
Northern Trust
16
Northern Trust
Illinois
$1.44M -$51.9K -14,102 -3%
PCM
17
Princeton Capital Management
New Jersey
$963K -$142K -38,603 -18%
AA
18
Ancora Advisors
Ohio
$912K +$57.9K +15,712 +6%
PCM
19
Perritt Capital Management
Illinois
$895K -$184K -50,000 -15%
WPC
20
White Pine Capital
Minnesota
$837K +$538K +145,961 +127%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$750K -$74.6K -20,254 -8%
Renaissance Technologies
22
Renaissance Technologies
New York
$681K +$86.6K +23,500 +12%
Verition Fund Management
23
Verition Fund Management
Connecticut
$583K +$92.1K +25,000 +16%
MAG
24
Millrace Asset Group
Pennsylvania
$538K +$617K +167,515 New
Bank of New York Mellon
25
Bank of New York Mellon
New York
$494K -$1.49K -404 -0.3%

AXTI Hedge Fund Activity: Q1 2020 in Review

79 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in AXT Inc (AXTI) for Q1 2020, worth a combined $78.3M — down 23% from $101M a quarter earlier.

Sellers outnumbered buyers: 14 funds closed out of AXTI and 9 opened new positions — a net loss of 5 holders — while 28 trimmed existing stakes and 27 added.

The largest buyer was Needham Investment Management, adding an estimated $3.83M. The largest seller was Morgan Stanley, cutting an estimated $2.01M.

  • 79 institutional investors held AXT Inc (AXTI) as of Q1 2020, down from 86 in Q4 2019.
  • Funds reported $78.3M of AXT Inc stock for Q1 2020, down 23% quarter-over-quarter.
  • 9 funds opened new AXT Inc positions in Q1 2020 and 14 closed out, a net change of -5 holders.
  • The largest AXT Inc buyer in Q1 2020 was Needham Investment Management, an estimated $3.83M added.
  • The largest AXT Inc seller in Q1 2020 was Morgan Stanley, an estimated $2.01M sold.

Based on aggregated 13F filings for Q1 2020.