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AXT Inc

60 hedge funds and large institutions have $76.7M invested in AXT Inc in 2016 Q3 according to their latest regulatory filings, with 19 funds opening new positions, 19 increasing their positions, 12 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

280% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 5

75% more capital invested

Capital invested by funds: $43.7M → $76.7M (+$33M)

58% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 12

30% more funds holding

Funds holding: 4660 (+14)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
60
Holders Change
+14
Holders Change %
+30.43%
% of All Funds
1.6%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
19
Increased
19
Reduced
12
Closed
5
Calls
$91K
Puts
Net Calls
+$91K
Net Calls Change
-$152K
Name Holding Trade Value Shares
Change
Change in
Stake
AI
1
Ariel Investments
Illinois
$10.5M -$1.65M -408,689 -17%
Dimensional Fund Advisors
2
Dimensional Fund Advisors
Texas
$10.3M +$415K +102,578 +5%
PCM
3
Perritt Capital Management
Illinois
$9.55M
Vanguard Group
4
Vanguard Group
Pennsylvania
$7.86M +$379K +93,668 +7%
Renaissance Technologies
5
Renaissance Technologies
New York
$4.73M +$451K +111,471 +14%
BIT
6
BlackRock Institutional Trust
California
$4.29M
PRCP
7
Pacific Ridge Capital Partners
Oregon
$3.11M -$96K -23,750 -4%
EI
8
EAM Investors
California
$2.67M +$448K +110,737 +27%
PCMI
9
Princeton Capital Management Inc
New Jersey
$2.3M -$94.6K -23,400 -5%
RA
10
Royce & Associates
New York
$2.21M -$212K -52,500 -11%
CAM
11
ClariVest Asset Management
California
$1.92M +$453K +111,959 +43%
BCM
12
Bridgeway Capital Management
Texas
$1.69M
Deutsche Bank
13
Deutsche Bank
Germany
$1.49M +$218K +53,913 +23%
AA
14
Ancora Advisors
Ohio
$1.43M
New York State Common Retirement Fund
15
New York State Common Retirement Fund
New York
$1.42M -$207K -51,119 -16%
CCM
16
Coe Capital Management
Illinois
$1.09M +$387K +95,651 +78%
Wells Fargo
17
Wells Fargo
California
$1.01M +$693K +171,425 +720%
EIM
18
Essex Investment Management
Massachusetts
$983K +$766K +189,450 New
Geode Capital Management
19
Geode Capital Management
Massachusetts
$979K +$125 +31 +0%
OAM
20
Oxford Asset Management
United Kingdom
$843K +$657K +162,393 New
California Public Employees Retirement System
21
California Public Employees Retirement System
California
$677K
HIM
22
Hillsdale Investment Management
Ontario, Canada
$503K +$392K +97,000 New
BFA
23
BlackRock Fund Advisors
California
$436K +$105 +26 +0%
AG
24
Algert Global
California
$430K +$335K +82,825 New
Northern Trust
25
Northern Trust
Illinois
$383K -$8.04K -1,987 -3%

AXTI Hedge Fund Activity: Q3 2016 in Review

60 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in AXT Inc (AXTI) for Q3 2016, worth a combined $76.7M — up 75% from $43.7M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new AXTI positions and 5 closed out — a net gain of 14 holders — while 19 added to existing stakes and 12 trimmed.

The largest buyer was Essex Investment Management, opening a new position worth an estimated $766K. The largest seller was Ariel Investments, cutting an estimated $1.65M.

  • 60 institutional investors held AXT Inc (AXTI) as of Q3 2016, up from 46 in Q2 2016.
  • Funds reported $76.7M of AXT Inc stock for Q3 2016, up 75% quarter-over-quarter.
  • 19 funds opened new AXT Inc positions in Q3 2016 and 5 closed out, a net change of +14 holders.
  • The largest AXT Inc buyer in Q3 2016 was Essex Investment Management, an estimated $766K added.
  • The largest AXT Inc seller in Q3 2016 was Ariel Investments, an estimated $1.65M sold.

Based on aggregated 13F filings for Q3 2016.