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AXT Inc

102 hedge funds and large institutions have $189M invested in AXT Inc in 2021 Q3 according to their latest regulatory filings, with 15 funds opening new positions, 44 increasing their positions, 27 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

268% more call options, than puts

Call options by funds: $1.9M | Put options by funds: $517K

63% more repeat investments, than reductions

Existing positions increased: 44 | Existing positions reduced: 27

0% more funds holding

Funds holding: 102102 (0)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 15

4.18% less ownership

Funds ownership: 58.24%54.06% (-4.2%)

29% less capital invested

Capital invested by funds: $268M → $189M (-$78.6M)

Holders
102
Holders Change
Holders Change %
0%
% of All Funds
1.79%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
15
Increased
44
Reduced
27
Closed
15
Calls
$1.9M
Puts
$517K
Net Calls
+$1.39M
Net Calls Change
-$37K
Name Holding Trade Value Shares
Change
Change in
Stake
Dimensional Fund Advisors
1
Dimensional Fund Advisors
Texas
$25.4M -$424K -45,575 -1%
BlackRock
2
BlackRock
New York
$22.4M -$977K -104,894 -4%
Vanguard Group
3
Vanguard Group
Pennsylvania
$17M +$1.1M +117,823 +6%
Wellington Management Group
4
Wellington Management Group
Massachusetts
$15.3M +$8.08M +867,100 +89%
PRCP
5
Pacific Ridge Capital Partners
Oregon
$7.92M +$2.08M +222,859 +31%
NIM
6
Needham Investment Management
New York
$7.91M +$1.54M +165,000 +21%
RA
7
Royce & Associates
New York
$7.54M +$835K +89,700 +11%
KCM
8
Kennedy Capital Management
Missouri
$6.7M +$513K +55,027 +7%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$6.34M -$588K -63,152 -8%
GIM
10
Granahan Investment Management
Massachusetts
$6.34M +$1.54M +164,871 +28%
State Street
11
State Street
Massachusetts
$5.86M +$58.4K +6,273 +0.9%
Geode Capital Management
12
Geode Capital Management
Massachusetts
$5.84M +$16.2K +1,741 +0.2%
GPFA
13
Game Plan Financial Advisors
Ohio
$5.05M +$463K +49,700 +9%
SFM
14
Systematic Financial Management
New Jersey
$4.48M -$1.32M -142,040 -21%
Northern Trust
15
Northern Trust
Illinois
$3.67M -$35.6K -3,822 -0.9%
FP
16
Foundry Partners
Minnesota
$3.2M +$1.4M +150,375 +64%
Morgan Stanley
17
Morgan Stanley
New York
$2.92M +$402K +43,210 +14%
Two Sigma Advisers
18
Two Sigma Advisers
New York
$2.43M +$509K +54,600 +23%
Franklin Resources
19
Franklin Resources
California
$2.12M
Two Sigma Investments
20
Two Sigma Investments
New York
$1.77M +$300K +32,171 +18%
PCM
21
Princeton Capital Management
New Jersey
$1.55M +$3.66K +393 +0.2%
SC
22
Shay Capital
New York
$1.42M +$1.58M +169,844 New
N
23
Nuveen
North Carolina
$1.33M +$30.8K +3,303 +2%
WPC
24
White Pine Capital
Minnesota
$1.3M +$1.91K +205 +0.1%
Millennium Management
25
Millennium Management
New York
$1.26M +$1.41M +151,047 New

AXTI Hedge Fund Activity: Q3 2021 in Review

102 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in AXT Inc (AXTI) for Q3 2021, worth a combined $189M — down 29% from $268M a quarter earlier.

Fund positioning in AXTI was balanced in Q3 2021: 15 funds opened new positions, 15 closed out, 44 added to existing stakes and 27 trimmed.

The largest buyer was Wellington Management Group, adding an estimated $8.08M. The largest seller was VanEck Associates, exiting entirely with an estimated $24.5M sold.

  • 102 institutional investors held AXT Inc (AXTI) as of Q3 2021, unchanged from Q2 2021.
  • Funds reported $189M of AXT Inc stock for Q3 2021, down 29% quarter-over-quarter.
  • 15 funds opened new AXT Inc positions in Q3 2021 and 15 closed out, a net change of 0 holders.
  • The largest AXT Inc buyer in Q3 2021 was Wellington Management Group, an estimated $8.08M added.
  • The largest AXT Inc seller in Q3 2021 was VanEck Associates, an estimated $24.5M sold.

Based on aggregated 13F filings for Q3 2021.