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AXT Inc

87 hedge funds and large institutions have $53M invested in AXT Inc in 2023 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 31 increasing their positions, 37 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

492% more call options, than puts

Call options by funds: $142K | Put options by funds: $24K

3.48% less ownership

Funds ownership: 54.06%50.59% (-3.5%)

11% less funds holding

Funds holding: 9887 (-11)

16% less repeat investments, than reductions

Existing positions increased: 31 | Existing positions reduced: 37

35% less capital invested

Capital invested by funds: $81.1M → $53M (-$28.1M)

63% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 16

Holders
87
Holders Change
-11
Holders Change %
-11.22%
% of All Funds
1.38%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
31
Reduced
37
Closed
16
Calls
$142K
Puts
$24K
Net Calls
+$118K
Net Calls Change
-$108K
Name Holding Trade Value Shares
Change
Change in
Stake
FWSM
1
First Wilshire Securities Management
California
$6.07M +$1.47M +556,126 +28%
Dimensional Fund Advisors
2
Dimensional Fund Advisors
Texas
$5.19M -$1.26M -475,673 -18%
NIM
3
Needham Investment Management
New York
$5.19M
Vanguard Group
4
Vanguard Group
Pennsylvania
$4.78M +$551K +208,401 +12%
Wellington Management Group
5
Wellington Management Group
Massachusetts
$3.9M
PRCP
6
Pacific Ridge Capital Partners
Oregon
$2.96M +$58.1K +21,973 +2%
RA
7
Royce & Associates
New York
$2.7M +$66.1K +25,000 +2%
SFM
8
Systematic Financial Management
New Jersey
$2.36M -$21.2K -8,017 -0.8%
BlackRock
9
BlackRock
New York
$1.64M -$111K -42,038 -6%
KCM
10
Kennedy Capital Management
Missouri
$1.53M -$13.6K -5,152 -0.8%
PCM
11
Portolan Capital Management
Massachusetts
$1.22M -$4.09K -1,548 -0.3%
WPC
12
White Pine Capital
Minnesota
$1.08M +$107K +40,347 +10%
D.E. Shaw & Co
13
D.E. Shaw & Co
New York
$1.05M +$414K +156,665 +56%
BCM
14
Bridgeway Capital Management
Texas
$1,000K +$34.1K +12,902 +3%
Geode Capital Management
15
Geode Capital Management
Massachusetts
$939K -$17.5K -6,614 -2%
GCP
16
GSA Capital Partners
United Kingdom
$906K +$558K +211,351 +127%
Millennium Management
17
Millennium Management
New York
$868K -$485K -183,677 -34%
Two Sigma Advisers
18
Two Sigma Advisers
New York
$780K +$462K +175,000 +117%
Franklin Resources
19
Franklin Resources
California
$761K
Renaissance Technologies
20
Renaissance Technologies
New York
$709K -$194K -73,412 -20%
FP
21
Foundry Partners
Minnesota
$671K -$1.02K -385 -0.1%
Two Sigma Investments
22
Two Sigma Investments
New York
$539K +$243K +91,891 +69%
Walleye Capital
23
Walleye Capital
New York
$501K +$402K +152,081 +269%
Connor, Clark & Lunn Investment Management (CC&L)
24
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
$382K +$280K +105,987 +199%
Morgan Stanley
25
Morgan Stanley
New York
$380K -$223K -84,420 -35%

AXTI Hedge Fund Activity: Q3 2023 in Review

87 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in AXT Inc (AXTI) for Q3 2023, worth a combined $53M — down 35% from $81.1M a quarter earlier.

Sellers outnumbered buyers: 16 funds closed out of AXTI and 6 opened new positions — a net loss of 10 holders — while 37 trimmed existing stakes and 31 added.

The largest buyer was First Wilshire Securities Management, adding an estimated $1.47M. The largest seller was Granahan Investment Management, exiting entirely with an estimated $4.43M sold.

  • 87 institutional investors held AXT Inc (AXTI) as of Q3 2023, down from 98 in Q2 2023.
  • Funds reported $53M of AXT Inc stock for Q3 2023, down 35% quarter-over-quarter.
  • 6 funds opened new AXT Inc positions in Q3 2023 and 16 closed out, a net change of -10 holders.
  • The largest AXT Inc buyer in Q3 2023 was First Wilshire Securities Management, an estimated $1.47M added.
  • The largest AXT Inc seller in Q3 2023 was Granahan Investment Management, an estimated $4.43M sold.

Based on aggregated 13F filings for Q3 2023.