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AXT Inc
AXTI

37 hedge funds and large institutions have $28.1M invested in AXT Inc in 2015 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 14 increasing their positions, 8 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

75% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 8

3% less funds holding

Funds holding: 38 → 37 (-1)

16% less capital invested

Capital invested by funds: $33.4M → $28.1M (-$5.31M)

25% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 4

Holders
37
Holders Change
-1
Holders Change %
-2.63%
% of All Funds
1.03%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
14
Reduced
8
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
AI
Ariel Investments
Illinois
+$1.86M
2
HA
Heartland Advisors
Wisconsin
+$608K
3
New York State Common Retirement Fund
New York State Common Retirement Fund
New York
+$242K
4
ARM
Adirondack Research & Management
New York
+$49K
5
VKH
Virtu KCG Holdings
New York
+$47.1K

Top Sellers

Rank Fund Capital Flow
1
RA
Royce & Associates
New York
-$145K
2
SKK
Shepherd Kaplan Krochuk
Massachusetts
-$77.5K
3
SIM
Spark Investment Management
New York
-$62K
4
Goldman Sachs
Goldman Sachs
New York
-$38K
5
EGA
Eagle Global Advisors
Texas
-$36K
Name Holding Trade Value Shares
Change 		Change in
Stake
AI
1
Ariel Investments
Illinois
$7.17M +$1.86M +827,319 +28%
PCM
2
Perritt Capital Management
Illinois
$3.75M -$6.39K -2,847 -0.1%
Dimensional Fund Advisors
3
Dimensional Fund Advisors
Texas
$3.58M -$25.9K -11,551 -0.6%
Vanguard Group
4
Vanguard Group
Pennsylvania
$2.56M +$43.4K +19,340 +1%
BIT
5
BlackRock Institutional Trust
California
$1.61M – – –
RA
6
Royce & Associates
New York
$1.25M -$145K -64,400 -9%
PRCP
7
Pacific Ridge Capital Partners
Oregon
$1.18M +$2.69K +1,200 +0.2%
HA
8
Heartland Advisors
Wisconsin
$960K +$608K +270,936 +118%
PCMI
9
Princeton Capital Management Inc
New Jersey
$914K +$4.04K +1,800 +0.4%
New York State Common Retirement Fund
10
New York State Common Retirement Fund
New York
$846K +$242K +107,846 +32%
Renaissance Technologies
11
Renaissance Technologies
New York
$841K +$26K +11,576 +3%
AA
12
Ancora Advisors
Ohio
$645K – – –
ARM
13
Adirondack Research & Management
New York
$532K +$49K +21,818 +9%
AF
14
Adirondack Funds
New York
$532K +$622K +277,040 New
BCM
15
Bridgeway Capital Management
Texas
$434K +$6.75K +3,006 +1%
Geode Capital Management
16
Geode Capital Management
Massachusetts
$312K +$593 +264 +0.2%
California Public Employees Retirement System
17
California Public Employees Retirement System
California
$250K – – –
BFA
18
BlackRock Fund Advisors
California
$170K -$5.24K -2,334 -3%
Bank of New York Mellon
19
Bank of New York Mellon
New York
$124K – – –
Northern Trust
20
Northern Trust
Illinois
$121K +$5.65K +2,518 +4%
SKK
21
Shepherd Kaplan Krochuk
Massachusetts
$90K -$77.5K -34,506 -42%
BGIM
22
Brandywine Global Investment Management
Pennsylvania
$55K +$11.7K +5,200 +22%
GCP
23
GSA Capital Partners
United Kingdom
$52K – – –
VKH
24
Virtu KCG Holdings
New York
$40K +$47.1K +20,968 New
State Street
25
State Street
Massachusetts
$38K – – –
1
2

AXTI Hedge Fund Activity: Q3 2015 in Review

37 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in AXT Inc (AXTI) for Q3 2015, worth a combined $28.1M — down 16% from $33.4M a quarter earlier.

Sellers outnumbered buyers: 4 funds closed out of AXTI and 3 opened new positions — a net loss of 1 holder — while 8 trimmed existing stakes and 14 added.

The largest buyer was Ariel Investments, adding an estimated $1.86M. The largest seller was Royce & Associates, cutting an estimated $145K.

  • 37 institutional investors held AXT Inc (AXTI) as of Q3 2015, down from 38 in Q2 2015.
  • Funds reported $28.1M of AXT Inc stock for Q3 2015, down 16% quarter-over-quarter.
  • 3 funds opened new AXT Inc positions in Q3 2015 and 4 closed out, a net change of -1 holder.
  • The largest AXT Inc buyer in Q3 2015 was Ariel Investments, an estimated $1.86M added.
  • The largest AXT Inc seller in Q3 2015 was Royce & Associates, an estimated $145K sold.

Based on aggregated 13F filings for Q3 2015.