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AXT Inc

88 hedge funds and large institutions have $95.6M invested in AXT Inc in 2018 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 36 increasing their positions, 28 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

29% more repeat investments, than reductions

Existing positions increased: 36 | Existing positions reduced: 28

1.28% more ownership

Funds ownership: 54.32%55.6% (+1.3%)

5% less funds holding

Funds holding: 9388 (-5)

25% less first-time investments, than exits

New positions opened: 12 | Existing positions closed: 16

38% less capital invested

Capital invested by funds: $153M → $95.6M (-$57.9M)

44% less call options, than puts

Call options by funds: $384K | Put options by funds: $681K

Holders
88
Holders Change
-5
Holders Change %
-5.38%
% of All Funds
1.96%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
12
Increased
36
Reduced
28
Closed
16
Calls
$384K
Puts
$681K
Net Calls
-$297K
Net Calls Change
+$473K
Name Holding Trade Value Shares
Change
Change in
Stake
Dimensional Fund Advisors
1
Dimensional Fund Advisors
Texas
$14.5M +$32.4K +5,833 +0.2%
BlackRock
2
BlackRock
New York
$11.9M +$441K +79,457 +3%
RA
3
Royce & Associates
New York
$9.33M +$1.58M +284,200 +15%
Vanguard Group
4
Vanguard Group
Pennsylvania
$7.62M +$314K +56,620 +3%
SFM
5
Systematic Financial Management
New Jersey
$5.54M +$572K +102,970 +9%
PRCP
6
Pacific Ridge Capital Partners
Oregon
$4.3M +$1.1M +197,565 +25%
FP
7
Foundry Partners
Minnesota
$3.2M +$522K +94,125 +15%
State Street
8
State Street
Massachusetts
$2.72M -$154K -27,707 -4%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$2.51M -$1.05M -189,738 -25%
KCM
10
Kennedy Capital Management
Missouri
$2.39M +$160K +28,887 +6%
Wells Fargo
11
Wells Fargo
California
$2.21M +$318K +57,293 +13%
Allianz Asset Management
12
Allianz Asset Management
Germany
$2.08M -$113K -20,403 -4%
RCM
13
Raging Capital Management
New Jersey
$1.96M +$2.5M +450,270 New
PCM
14
Perritt Capital Management
Illinois
$1.89M
Northern Trust
15
Northern Trust
Illinois
$1.84M -$35.2K -6,350 -1%
Geode Capital Management
16
Geode Capital Management
Massachusetts
$1.71M +$99.5K +17,921 +5%
RHJA
17
Rice Hall James & Associates
California
$1.5M +$620K +111,736 +48%
EIM
18
Essex Investment Management
Massachusetts
$1.29M -$110K -19,765 -6%
Deutsche Bank
19
Deutsche Bank
Germany
$1.22M +$1.07M +193,028 +218%
PCM
20
Princeton Capital Management
New Jersey
$1.02M +$23.1K +4,164 +2%
Renaissance Technologies
21
Renaissance Technologies
New York
$1.01M +$1.29M +231,600 New
AA
22
Ancora Advisors
Ohio
$979K +$464K +83,556 +59%
Bank of New York Mellon
23
Bank of New York Mellon
New York
$856K +$127K +22,968 +13%
BCM
24
Bridgeway Capital Management
Texas
$835K +$150K +27,000 +16%
HIM
25
Herald Investment Management
United Kingdom
$652K

AXTI Hedge Fund Activity: Q4 2018 in Review

88 of the 4,489 institutional investors tracked by Wall St. Rank reported a position in AXT Inc (AXTI) for Q4 2018, worth a combined $95.6M — down 38% from $153M a quarter earlier.

Sellers outnumbered buyers: 16 funds closed out of AXTI and 12 opened new positions — a net loss of 4 holders — while 28 trimmed existing stakes and 36 added.

The largest buyer was Raging Capital Management, opening a new position worth an estimated $2.5M. The largest seller was Hood River Capital Management, exiting entirely with an estimated $3.86M sold.

  • 88 institutional investors held AXT Inc (AXTI) as of Q4 2018, down from 93 in Q3 2018.
  • Funds reported $95.6M of AXT Inc stock for Q4 2018, down 38% quarter-over-quarter.
  • 12 funds opened new AXT Inc positions in Q4 2018 and 16 closed out, a net change of -4 holders.
  • The largest AXT Inc buyer in Q4 2018 was Raging Capital Management, an estimated $2.5M added.
  • The largest AXT Inc seller in Q4 2018 was Hood River Capital Management, an estimated $3.86M sold.

Based on aggregated 13F filings for Q4 2018.