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AXT Inc

99 hedge funds and large institutions have $151M invested in AXT Inc in 2018 Q1 according to their latest regulatory filings, with 14 funds opening new positions, 30 increasing their positions, 36 reducing their positions, and 22 closing their positions.

New
Increased
Maintained
Reduced
Closed

2% more call options, than puts

Call options by funds: $564K | Put options by funds: $555K

4.1% less ownership

Funds ownership: 57.13%53.03% (-4.1%)

7% less funds holding

Funds holding: 10799 (-8)

17% less repeat investments, than reductions

Existing positions increased: 30 | Existing positions reduced: 36

22% less capital invested

Capital invested by funds: $195M → $151M (-$43.7M)

36% less first-time investments, than exits

New positions opened: 14 | Existing positions closed: 22

Holders
99
Holders Change
-8
Holders Change %
-7.48%
% of All Funds
2.27%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
14
Increased
30
Reduced
36
Closed
22
Calls
$564K
Puts
$555K
Net Calls
+$9K
Net Calls Change
+$200K
Name Holding Trade Value Shares
Change
Change in
Stake
Dimensional Fund Advisors
1
Dimensional Fund Advisors
Texas
$23.7M +$667K +82,133 +3%
BlackRock
2
BlackRock
New York
$18M -$370K -45,560 -2%
Vanguard Group
3
Vanguard Group
Pennsylvania
$11.8M -$195K -23,988 -1%
RA
4
Royce & Associates
New York
$10.7M +$3.2M +393,800 +37%
HRCM
5
Hood River Capital Management
Florida
$10.3M +$210K +25,854 +2%
SFM
6
Systematic Financial Management
New Jersey
$6.49M +$539K +66,335 +8%
PCM
7
Portolan Capital Management
Massachusetts
$4.64M +$179K +22,079 +4%
KCM
8
Kennedy Capital Management
Missouri
$4.63M -$475K -58,433 -8%
State Street
9
State Street
Massachusetts
$4.53M +$183K +22,563 +4%
PRCP
10
Pacific Ridge Capital Partners
Oregon
$3.65M +$53.7K +6,610 +1%
Renaissance Technologies
11
Renaissance Technologies
New York
$3.37M -$1.55M -190,500 -29%
Allianz Asset Management
12
Allianz Asset Management
Germany
$3.29M -$55.7K -6,863 -1%
Wells Fargo
13
Wells Fargo
California
$2.87M +$270K +33,191 +9%
Northern Trust
14
Northern Trust
Illinois
$2.84M -$183K -22,521 -5%
PCM
15
Perritt Capital Management
Illinois
$2.75M -$27K -3,320 -0.8%
FP
16
Foundry Partners
Minnesota
$2.57M +$2.88M +354,825 New
Geode Capital Management
17
Geode Capital Management
Massachusetts
$2.45M +$27.1K +3,338 +1%
EIM
18
Essex Investment Management
Massachusetts
$2.2M -$180K -22,176 -7%
New York State Common Retirement Fund
19
New York State Common Retirement Fund
New York
$2.11M +$669K +82,400 +39%
AI
20
Ariel Investments
Illinois
$1.91M +$137K +16,833 +7%
PCM
21
Princeton Capital Management
New Jersey
$1.74M -$125K -15,435 -6%
OAM
22
Oberweis Asset Management
Illinois
$1.36M -$1.11M -136,700 -42%
Bank of New York Mellon
23
Bank of New York Mellon
New York
$1.27M -$665K -81,853 -32%
BCM
24
Bridgeway Capital Management
Texas
$1.2M -$893K -110,000 -40%
Morgan Stanley
25
Morgan Stanley
New York
$1.13M -$148K -18,214 -11%

AXTI Hedge Fund Activity: Q1 2018 in Review

99 of the 4,363 institutional investors tracked by Wall St. Rank reported a position in AXT Inc (AXTI) for Q1 2018, worth a combined $151M — down 22% from $195M a quarter earlier.

Sellers outnumbered buyers: 22 funds closed out of AXTI and 14 opened new positions — a net loss of 8 holders — while 36 trimmed existing stakes and 30 added.

The largest buyer was Royce & Associates, adding an estimated $3.2M. The largest seller was Driehaus Capital Management, exiting entirely with an estimated $3.43M sold.

  • 99 institutional investors held AXT Inc (AXTI) as of Q1 2018, down from 107 in Q4 2017.
  • Funds reported $151M of AXT Inc stock for Q1 2018, down 22% quarter-over-quarter.
  • 14 funds opened new AXT Inc positions in Q1 2018 and 22 closed out, a net change of -8 holders.
  • The largest AXT Inc buyer in Q1 2018 was Royce & Associates, an estimated $3.2M added.
  • The largest AXT Inc seller in Q1 2018 was Driehaus Capital Management, an estimated $3.43M sold.

Based on aggregated 13F filings for Q1 2018.