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AXT Inc

93 hedge funds and large institutions have $215M invested in AXT Inc in 2017 Q3 according to their latest regulatory filings, with 15 funds opening new positions, 30 increasing their positions, 31 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

41% more capital invested

Capital invested by funds: $152M → $215M (+$63M)

3% less repeat investments, than reductions

Existing positions increased: 30 | Existing positions reduced: 31

1.25% less ownership

Funds ownership: 61.98%60.73% (-1.3%)

2% less funds holding

Funds holding: 9593 (-2)

12% less first-time investments, than exits

New positions opened: 15 | Existing positions closed: 17

41% less call options, than puts

Call options by funds: $359K | Put options by funds: $611K

Holders
93
Holders Change
-2
Holders Change %
-2.11%
% of All Funds
2.32%
Holding in Top 10
2
Holding in Top 10 Change
+2
Holding in Top 10 Change %
% of All Funds
0.05%
New
15
Increased
30
Reduced
31
Closed
17
Calls
$359K
Puts
$611K
Net Calls
-$252K
Net Calls Change
-$41K
Name Holding Trade Value Shares
Change
Change in
Stake
Dimensional Fund Advisors
1
Dimensional Fund Advisors
Texas
$28.2M +$1.61M +205,384 +7%
BlackRock
2
BlackRock
New York
$23.4M +$1.21M +154,463 +6%
Vanguard Group
3
Vanguard Group
Pennsylvania
$14.7M -$164K -20,996 -1%
HRCM
4
Hood River Capital Management
Florida
$11.8M +$2.22M +283,909 +28%
DCM
5
Driehaus Capital Management
Illinois
$8.7M +$2.05M +262,044 +38%
RA
6
Royce & Associates
New York
$8.43M +$18.2K +2,329 +0.3%
Renaissance Technologies
7
Renaissance Technologies
New York
$8.11M -$120K -15,300 -2%
NC
8
Northpointe Capital
Michigan
$6.85M -$2.94M -375,572 -33%
PRCP
9
Pacific Ridge Capital Partners
Oregon
$6.54M -$93.2K -11,920 -2%
KCM
10
Kennedy Capital Management
Missouri
$6.44M -$1.11M -141,386 -17%
SFM
11
Systematic Financial Management
New Jersey
$6.25M +$681K +87,121 +15%
EI
12
EAM Investors
California
$5.71M +$158K +20,185 +3%
State Street
13
State Street
Massachusetts
$5.32M +$938K +119,945 +26%
Allianz Asset Management
14
Allianz Asset Management
Germany
$4.39M -$220K -28,161 -6%
Wells Fargo
15
Wells Fargo
California
$4.3M +$291K +37,188 +9%
PCM
16
Perritt Capital Management
Illinois
$4.05M -$2.15M -275,619 -38%
AQR Capital Management
17
AQR Capital Management
Connecticut
$3.87M +$2.81M +358,829 +559%
Northern Trust
18
Northern Trust
Illinois
$3.69M +$7.45K +953 +0.2%
AI
19
Ariel Investments
Illinois
$3.57M -$1.97M -251,805 -39%
PCM
20
Portolan Capital Management
Massachusetts
$3.2M +$2.74M +350,004 New
BCM
21
Bridgeway Capital Management
Texas
$3.01M
Geode Capital Management
22
Geode Capital Management
Massachusetts
$3.01M +$169K +21,596 +7%
OAM
23
Oberweis Asset Management
Illinois
$3.01M +$435K +55,600 +20%
EIM
24
Essex Investment Management
Massachusetts
$3M -$424K -54,290 -14%
Bank of New York Mellon
25
Bank of New York Mellon
New York
$2.69M +$184K +23,567 +9%

AXTI Hedge Fund Activity: Q3 2017 in Review

93 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in AXT Inc (AXTI) for Q3 2017, worth a combined $215M — up 41% from $152M a quarter earlier.

Sellers outnumbered buyers: 17 funds closed out of AXTI and 15 opened new positions — a net loss of 2 holders — while 31 trimmed existing stakes and 30 added.

The largest buyer was AQR Capital Management, adding an estimated $2.81M. The largest seller was Northpointe Capital, cutting an estimated $2.94M.

  • 93 institutional investors held AXT Inc (AXTI) as of Q3 2017, down from 95 in Q2 2017.
  • Funds reported $215M of AXT Inc stock for Q3 2017, up 41% quarter-over-quarter.
  • 15 funds opened new AXT Inc positions in Q3 2017 and 17 closed out, a net change of -2 holders.
  • The largest AXT Inc buyer in Q3 2017 was AQR Capital Management, an estimated $2.81M added.
  • The largest AXT Inc seller in Q3 2017 was Northpointe Capital, an estimated $2.94M sold.

Based on aggregated 13F filings for Q3 2017.