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AXT Inc

84 hedge funds and large institutions have $103M invested in AXT Inc in 2019 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 25 increasing their positions, 30 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more call options, than puts

Call options by funds: $241K | Put options by funds: $161K

8% more capital invested

Capital invested by funds: $95.6M → $103M (+$7.49M)

2.33% more ownership

Funds ownership: 55.6%57.92% (+2.3%)

5% less funds holding

Funds holding: 8884 (-4)

17% less repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 30

29% less first-time investments, than exits

New positions opened: 10 | Existing positions closed: 14

Holders
84
Holders Change
-4
Holders Change %
-4.55%
% of All Funds
1.82%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
10
Increased
25
Reduced
30
Closed
14
Calls
$241K
Puts
$161K
Net Calls
+$80K
Net Calls Change
+$377K
Name Holding Trade Value Shares
Change
Change in
Stake
Dimensional Fund Advisors
1
Dimensional Fund Advisors
Texas
$14.7M -$124K -29,116 -0.9%
BlackRock
2
BlackRock
New York
$11.9M -$346K -80,999 -3%
RA
3
Royce & Associates
New York
$10.6M +$983K +230,300 +11%
Vanguard Group
4
Vanguard Group
Pennsylvania
$8.49M +$666K +156,051 +9%
SFM
5
Systematic Financial Management
New Jersey
$6.14M +$451K +105,778 +8%
PRCP
6
Pacific Ridge Capital Partners
Oregon
$5.63M +$1.18M +276,290 +28%
KCM
7
Kennedy Capital Management
Missouri
$3.51M +$1.02M +239,715 +44%
RCM
8
Raging Capital Management
New Jersey
$3.18M +$1.13M +263,838 +59%
FP
9
Foundry Partners
Minnesota
$2.91M -$346K -81,175 -11%
State Street
10
State Street
Massachusetts
$2.84M +$55.6K +13,021 +2%
Wells Fargo
11
Wells Fargo
California
$2.4M +$134K +31,508 +6%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$2.23M -$322K -75,552 -13%
Allianz Asset Management
13
Allianz Asset Management
Germany
$2.09M -$31.4K -7,358 -2%
Northern Trust
14
Northern Trust
Illinois
$1.88M -$529 -124 -0%
Geode Capital Management
15
Geode Capital Management
Massachusetts
$1.84M +$82.6K +19,345 +5%
PCM
16
Perritt Capital Management
Illinois
$1.67M -$245K -57,367 -13%
MHP
17
Manatuck Hill Partners
Connecticut
$1.49M +$1.43M +334,400 New
RHJA
18
Rice Hall James & Associates
California
$1.48M -$53.3K -12,500 -4%
AA
19
Ancora Advisors
Ohio
$1.35M +$337K +78,866 +35%
EIM
20
Essex Investment Management
Massachusetts
$1.28M -$41.4K -9,708 -3%
BCM
21
Bridgeway Capital Management
Texas
$1.08M +$213K +50,000 +26%
Deutsche Bank
22
Deutsche Bank
Germany
$1.07M -$173K -40,628 -14%
PCM
23
Princeton Capital Management
New Jersey
$980K -$58K -13,600 -6%
Bank of New York Mellon
24
Bank of New York Mellon
New York
$896K +$18.5K +4,325 +2%
HIM
25
Herald Investment Management
United Kingdom
$667K

AXTI Hedge Fund Activity: Q1 2019 in Review

84 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in AXT Inc (AXTI) for Q1 2019, worth a combined $103M — up 7.8% from $95.6M a quarter earlier.

Sellers outnumbered buyers: 14 funds closed out of AXTI and 10 opened new positions — a net loss of 4 holders — while 30 trimmed existing stakes and 25 added.

The largest buyer was Manatuck Hill Partners, opening a new position worth an estimated $1.43M. The largest seller was Renaissance Technologies, cutting an estimated $893K.

  • 84 institutional investors held AXT Inc (AXTI) as of Q1 2019, down from 88 in Q4 2018.
  • Funds reported $103M of AXT Inc stock for Q1 2019, up 7.8% quarter-over-quarter.
  • 10 funds opened new AXT Inc positions in Q1 2019 and 14 closed out, a net change of -4 holders.
  • The largest AXT Inc buyer in Q1 2019 was Manatuck Hill Partners, an estimated $1.43M added.
  • The largest AXT Inc seller in Q1 2019 was Renaissance Technologies, an estimated $893K sold.

Based on aggregated 13F filings for Q1 2019.