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AXT Inc

93 hedge funds and large institutions have $153M invested in AXT Inc in 2018 Q3 according to their latest regulatory filings, with 15 funds opening new positions, 35 increasing their positions, 22 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

59% more repeat investments, than reductions

Existing positions increased: 35 | Existing positions reduced: 22

50% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 10

4% more funds holding

Funds holding: 8993 (+4)

0% less capital invested

Capital invested by funds: $153M → $153M (-$49.9K)

0.91% less ownership

Funds ownership: 55.24%54.32% (-0.91%)

34% less call options, than puts

Call options by funds: $1.53M | Put options by funds: $2.3M

Holders
93
Holders Change
+4
Holders Change %
+4.49%
% of All Funds
2.13%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
15
Increased
35
Reduced
22
Closed
10
Calls
$1.53M
Puts
$2.3M
Net Calls
-$770K
Net Calls Change
-$742K
Name Holding Trade Value Shares
Change
Change in
Stake
Dimensional Fund Advisors
1
Dimensional Fund Advisors
Texas
$23.7M +$301K +39,600 +1%
BlackRock
2
BlackRock
New York
$19.1M +$104K +13,734 +0.5%
RA
3
Royce & Associates
New York
$13.3M +$1.38M +180,900 +11%
Vanguard Group
4
Vanguard Group
Pennsylvania
$12.1M -$332K -43,576 -3%
SFM
5
Systematic Financial Management
New Jersey
$8.38M +$223K +29,294 +3%
PRCP
6
Pacific Ridge Capital Partners
Oregon
$5.66M +$356K +46,741 +6%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$5.47M +$1.14M +149,408 +24%
State Street
8
State Street
Massachusetts
$4.67M +$139K +18,268 +3%
FP
9
Foundry Partners
Minnesota
$4.59M +$1.33M +174,160 +37%
HRCM
10
Hood River Capital Management
Florida
$3.86M -$7.88M -1,035,397 -66%
KCM
11
Kennedy Capital Management
Missouri
$3.72M -$42.6K -5,601 -1%
Allianz Asset Management
12
Allianz Asset Management
Germany
$3.56M +$317K +41,654 +9%
Wells Fargo
13
Wells Fargo
California
$3.23M +$55.1K +7,247 +2%
PCM
14
Perritt Capital Management
Illinois
$3.1M +$7.61K +1,000 +0.2%
Northern Trust
15
Northern Trust
Illinois
$3.07M +$37.9K +4,980 +1%
PCM
16
Portolan Capital Management
Massachusetts
$2.89M -$131K -17,157 -4%
Geode Capital Management
17
Geode Capital Management
Massachusetts
$2.69M +$116K +15,188 +4%
EIM
18
Essex Investment Management
Massachusetts
$2.26M +$97.9K +12,864 +4%
RHJA
19
Rice Hall James & Associates
California
$1.67M +$192K +25,239 +12%
PCM
20
Princeton Capital Management
New Jersey
$1.64M -$79K -10,380 -4%
Morgan Stanley
21
Morgan Stanley
New York
$1.64M +$21.5K +2,825 +1%
Susquehanna International Group
22
Susquehanna International Group
Pennsylvania
$1.37M +$822K +108,005 +129%
Bank of New York Mellon
23
Bank of New York Mellon
New York
$1.24M +$18.9K +2,478 +1%
AI
24
Ariel Investments
Illinois
$1.19M -$898K -117,998 -42%
BCM
25
Bridgeway Capital Management
Texas
$1.18M

AXTI Hedge Fund Activity: Q3 2018 in Review

93 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in AXT Inc (AXTI) for Q3 2018, worth a combined $153M — down 0.03% from $153M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new AXTI positions and 10 closed out — a net gain of 5 holders — while 35 added to existing stakes and 22 trimmed.

The largest buyer was Royce & Associates, adding an estimated $1.38M. The largest seller was Hood River Capital Management, cutting an estimated $7.88M.

  • 93 institutional investors held AXT Inc (AXTI) as of Q3 2018, up from 89 in Q2 2018.
  • Funds reported $153M of AXT Inc stock for Q3 2018, down 0.03% quarter-over-quarter.
  • 15 funds opened new AXT Inc positions in Q3 2018 and 10 closed out, a net change of +5 holders.
  • The largest AXT Inc buyer in Q3 2018 was Royce & Associates, an estimated $1.38M added.
  • The largest AXT Inc seller in Q3 2018 was Hood River Capital Management, an estimated $7.88M sold.

Based on aggregated 13F filings for Q3 2018.