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AXT Inc
AXTI

35 hedge funds and large institutions have $25.2M invested in AXT Inc in 2014 Q2 according to their latest regulatory filings, with 1 funds opening new positions, 13 increasing their positions, 7 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

86% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 7

29% more call options, than puts

Call options by funds: $27K | Put options by funds: $21K

5% less capital invested

Capital invested by funds: $26.4M → $25.2M (-$1.26M)

13% less funds holding

Funds holding: 40 → 35 (-5)

83% less first-time investments, than exits

New positions opened: 1 | Existing positions closed: 6

Holders
35
Holders Change
-5
Holders Change %
-12.5%
% of All Funds
1.01%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
1
Increased
13
Reduced
7
Closed
6
Calls
$27K
Puts
$21K
Net Calls
+$6K
Net Calls Change
+$6K

Top Buyers

Rank Fund Capital Flow
1
SKK
Shepherd Kaplan Krochuk
Massachusetts
+$166K
2
Renaissance Technologies
Renaissance Technologies
New York
+$109K
3
AA
Ancora Advisors
Ohio
+$53.6K
4
Jacobs Levy Equity Management
Jacobs Levy Equity Management
New Jersey
+$42.3K
5
Dimensional Fund Advisors
Dimensional Fund Advisors
Texas
+$25K

Top Sellers

Rank Fund Capital Flow
1
RA
Royce & Associates
New York
-$852K
2
PAM
Panagora Asset Management
Massachusetts
-$44K
3
ARM
Adirondack Research & Management
New York
-$33.9K
4
Goldman Sachs
Goldman Sachs
New York
-$23K
5
SIM
Spark Investment Management
New York
-$23K
Name Holding Trade Value Shares
Change 		Change in
Stake
RA
1
Royce & Associates
New York
$6.05M -$852K -389,826 -12%
PCM
2
Perritt Capital Management
Illinois
$4.3M +$23.4K +10,700 +0.5%
Dimensional Fund Advisors
3
Dimensional Fund Advisors
Texas
$3.59M +$25K +11,431 +0.7%
Vanguard Group
4
Vanguard Group
Pennsylvania
$2.48M +$21.9K +10,032 +0.9%
BIT
5
BlackRock Institutional Trust
California
$1.96M +$14.9K +6,804 +0.7%
ARM
6
Adirondack Research & Management
New York
$1.41M -$33.9K -15,524 -2%
PCMI
7
Princeton Capital Management Inc
New Jersey
$1.05M – – –
PRCP
8
Pacific Ridge Capital Partners
Oregon
$710K -$7.5K -3,430 -1%
AA
9
Ancora Advisors
Ohio
$595K +$53.6K +24,500 +10%
DADC
10
D.A. Davidson & Co
Montana
$584K – – –
SKK
11
Shepherd Kaplan Krochuk
Massachusetts
$456K +$166K +75,800 +55%
California Public Employees Retirement System
12
California Public Employees Retirement System
California
$279K – – –
Geode Capital Management
13
Geode Capital Management
Massachusetts
$275K -$289 -132 -0.1%
Renaissance Technologies
14
Renaissance Technologies
New York
$273K +$109K +49,809 +64%
BFA
15
BlackRock Fund Advisors
California
$226K +$6.59K +3,016 +3%
Morgan Stanley
16
Morgan Stanley
New York
$196K +$195 +89 +0.1%
Northern Trust
17
Northern Trust
Illinois
$165K -$1.83K -837 -1%
Bank of New York Mellon
18
Bank of New York Mellon
New York
$127K +$1.28K +588 +1%
Jacobs Levy Equity Management
19
Jacobs Levy Equity Management
New Jersey
$117K +$42.3K +19,355 +55%
Schroder Investment Management Group
20
Schroder Investment Management Group
United Kingdom
$89.5K – – –
GCP
21
GSA Capital Partners
United Kingdom
$58K – – –
State Street
22
State Street
Massachusetts
$47K – – –
GC
23
Guggenheim Capital
Illinois
$40K -$4.04K -1,850 -9%
Wells Fargo
24
Wells Fargo
California
$23K – – –
Citadel Advisors
25
Citadel Advisors
Florida
$13K -$14.6K -6,665 -53%
1
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AXTI Hedge Fund Activity: Q2 2014 in Review

35 of the 3,479 institutional investors tracked by Wall St. Rank reported a position in AXT Inc (AXTI) for Q2 2014, worth a combined $25.2M — down 4.8% from $26.4M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of AXTI and 1 opened new positions — a net loss of 5 holders — while 7 trimmed existing stakes and 13 added.

The largest buyer was Shepherd Kaplan Krochuk, adding an estimated $166K. The largest seller was Royce & Associates, cutting an estimated $852K.

  • 35 institutional investors held AXT Inc (AXTI) as of Q2 2014, down from 40 in Q1 2014.
  • Funds reported $25.2M of AXT Inc stock for Q2 2014, down 4.8% quarter-over-quarter.
  • 1 fund opened new AXT Inc positions in Q2 2014 and 6 closed out, a net change of -5 holders.
  • The largest AXT Inc buyer in Q2 2014 was Shepherd Kaplan Krochuk, an estimated $166K added.
  • The largest AXT Inc seller in Q2 2014 was Royce & Associates, an estimated $852K sold.

Based on aggregated 13F filings for Q2 2014.