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AXT Inc
AXTI

49 hedge funds and large institutions have $32.4M invested in AXT Inc in 2014 Q4 according to their latest regulatory filings, with 13 funds opening new positions, 15 increasing their positions, 12 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

225% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 4

25% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 12

23% more funds holding

Funds holding: 40 → 49 (+9)

12% more capital invested

Capital invested by funds: $28.9M → $32.4M (+$3.5M)

Holders
49
Holders Change
+9
Holders Change %
+22.5%
% of All Funds
1.31%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
13
Increased
15
Reduced
12
Closed
4
Calls
$43K
Puts
–
Net Calls
+$43K
Net Calls Change
+$43K

Top Buyers

Rank Fund Capital Flow
1
AI
Ariel Investments
Illinois
+$1.1M
2
Renaissance Technologies
Renaissance Technologies
New York
+$603K
3
Dimensional Fund Advisors
Dimensional Fund Advisors
Texas
+$483K
4
PRCP
Pacific Ridge Capital Partners
Oregon
+$428K
5
HA
Heartland Advisors
Wisconsin
+$330K

Top Sellers

Rank Fund Capital Flow
1
RA
Royce & Associates
New York
-$4.29M
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$320K
3
Morgan Stanley
Morgan Stanley
New York
-$221K
4
PCM
Perritt Capital Management
Illinois
-$63.8K
5
BCM
Becker Capital Management
Oregon
-$63K
Name Holding Trade Value Shares
Change 		Change in
Stake
PCM
1
Perritt Capital Management
Illinois
$5.49M -$63.8K -25,900 -1%
Dimensional Fund Advisors
2
Dimensional Fund Advisors
Texas
$5.16M +$483K +195,937 +12%
Vanguard Group
3
Vanguard Group
Pennsylvania
$3.48M +$195K +79,256 +7%
BIT
4
BlackRock Institutional Trust
California
$2.51M -$4.84K -1,967 -0.2%
ARM
5
Adirondack Research & Management
New York
$1.85M +$13.3K +5,402 +0.8%
RA
6
Royce & Associates
New York
$1.78M -$4.29M -1,741,096 -73%
PRCP
7
Pacific Ridge Capital Partners
Oregon
$1.69M +$428K +173,720 +41%
PCMI
8
Princeton Capital Management Inc
New Jersey
$1.36M -$9.11K -3,700 -0.8%
Renaissance Technologies
9
Renaissance Technologies
New York
$1.26M +$603K +244,672 +119%
AI
10
Ariel Investments
Illinois
$1.26M +$1.1M +448,415 New
SKK
11
Shepherd Kaplan Krochuk
Massachusetts
$877K +$159K +64,643 +26%
AA
12
Ancora Advisors
Ohio
$848K +$37K +15,000 +5%
DADC
13
D.A. Davidson & Co
Montana
$764K – – –
EIM
14
Essex Investment Management
Massachusetts
$444K -$61.8K -25,078 -14%
Geode Capital Management
15
Geode Capital Management
Massachusetts
$380K +$975 +396 +0.3%
Jacobs Levy Equity Management
16
Jacobs Levy Equity Management
New Jersey
$376K +$263K +106,800 +389%
HA
17
Heartland Advisors
Wisconsin
$375K +$330K +134,050 New
California Public Employees Retirement System
18
California Public Employees Retirement System
California
$363K – – –
BCM
19
Bridgeway Capital Management
Texas
$350K +$185K +75,000 +150%
BFA
20
BlackRock Fund Advisors
California
$297K +$18.6K +7,560 +8%
Northern Trust
21
Northern Trust
Illinois
$218K – – –
Bank of New York Mellon
22
Bank of New York Mellon
New York
$167K – – –
New York State Common Retirement Fund
23
New York State Common Retirement Fund
New York
$150K +$132K +53,516 New
SIM
24
Spark Investment Management
New York
$101K +$88.9K +36,100 New
RFC
25
Russell Frank Company
Washington
$93K +$81.5K +33,100 New
1
2 3

AXTI Hedge Fund Activity: Q4 2014 in Review

49 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in AXT Inc (AXTI) for Q4 2014, worth a combined $32.4M — up 12% from $28.9M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new AXTI positions and 4 closed out — a net gain of 9 holders — while 15 added to existing stakes and 12 trimmed.

The largest buyer was Ariel Investments, opening a new position worth an estimated $1.1M. The largest seller was Royce & Associates, cutting an estimated $4.29M.

  • 49 institutional investors held AXT Inc (AXTI) as of Q4 2014, up from 40 in Q3 2014.
  • Funds reported $32.4M of AXT Inc stock for Q4 2014, up 12% quarter-over-quarter.
  • 13 funds opened new AXT Inc positions in Q4 2014 and 4 closed out, a net change of +9 holders.
  • The largest AXT Inc buyer in Q4 2014 was Ariel Investments, an estimated $1.1M added.
  • The largest AXT Inc seller in Q4 2014 was Royce & Associates, an estimated $4.29M sold.

Based on aggregated 13F filings for Q4 2014.