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AXT Inc

94 hedge funds and large institutions have $203M invested in AXT Inc in 2021 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 35 increasing their positions, 34 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed

525% more call options, than puts

Call options by funds: $1.71M | Put options by funds: $273K

7% more capital invested

Capital invested by funds: $189M → $203M (+$13.6M)

3% more repeat investments, than reductions

Existing positions increased: 35 | Existing positions reduced: 34

0.03% more ownership

Funds ownership: 54.06%54.09% (+0.03%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

8% less funds holding

Funds holding: 10294 (-8)

37% less first-time investments, than exits

New positions opened: 12 | Existing positions closed: 19

Holders
94
Holders Change
-8
Holders Change %
-7.84%
% of All Funds
1.45%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
12
Increased
35
Reduced
34
Closed
19
Calls
$1.71M
Puts
$273K
Net Calls
+$1.43M
Net Calls Change
+$47K
Name Holding Trade Value Shares
Change
Change in
Stake
Dimensional Fund Advisors
1
Dimensional Fund Advisors
Texas
$26.5M -$354K -41,822 -1%
BlackRock
2
BlackRock
New York
$24M +$284K +33,586 +1%
Wellington Management Group
3
Wellington Management Group
Massachusetts
$18.5M +$2.19M +259,521 +14%
Vanguard Group
4
Vanguard Group
Pennsylvania
$17.3M -$721K -85,319 -4%
NIM
5
Needham Investment Management
New York
$13.6M +$5.06M +597,850 +63%
RA
6
Royce & Associates
New York
$9.57M +$1.53M +181,500 +20%
PRCP
7
Pacific Ridge Capital Partners
Oregon
$8.44M +$59.6K +7,051 +0.7%
GIM
8
Granahan Investment Management
Massachusetts
$7.36M +$631K +74,636 +10%
KCM
9
Kennedy Capital Management
Missouri
$7.09M +$6.66K +788 +0.1%
Geode Capital Management
10
Geode Capital Management
Massachusetts
$6.33M +$147K +17,344 +2%
State Street
11
State Street
Massachusetts
$6.1M -$97.7K -11,552 -2%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$5.7M -$960K -113,490 -15%
GPFA
13
Game Plan Financial Advisors
Ohio
$5.36M +$21.1K +2,500 +0.4%
SFM
14
Systematic Financial Management
New Jersey
$4.51M -$214K -25,330 -5%
FP
15
Foundry Partners
Minnesota
$3.82M +$416K +49,225 +13%
Northern Trust
16
Northern Trust
Illinois
$3.78M -$98K -11,591 -3%
Morgan Stanley
17
Morgan Stanley
New York
$3.13M +$46K +5,436 +2%
Two Sigma Advisers
18
Two Sigma Advisers
New York
$2.45M -$116K -13,700 -5%
Franklin Resources
19
Franklin Resources
California
$2.24M +$3.42K +405 +0.2%
PCM
20
Princeton Capital Management
New Jersey
$1.62M -$18.8K -2,221 -1%
WPC
21
White Pine Capital
Minnesota
$1.54M +$161K +19,062 +12%
Bank of New York Mellon
22
Bank of New York Mellon
New York
$1.49M +$199K +23,569 +16%
HIM
23
Herald Investment Management
United Kingdom
$1.32M
KWS
24
Keystone Wealth Services
California
$1.31M +$1.26M +148,686 New
N
25
Nuveen
North Carolina
$1.22M -$75.9K -8,980 -5%

AXTI Hedge Fund Activity: Q4 2021 in Review

94 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in AXT Inc (AXTI) for Q4 2021, worth a combined $203M — up 7.2% from $189M a quarter earlier.

Sellers outnumbered buyers: 19 funds closed out of AXTI and 12 opened new positions — a net loss of 7 holders — while 34 trimmed existing stakes and 35 added.

The largest buyer was Needham Investment Management, adding an estimated $5.06M. The largest seller was Millennium Management, exiting entirely with an estimated $1.26M sold.

  • 94 institutional investors held AXT Inc (AXTI) as of Q4 2021, down from 102 in Q3 2021.
  • Funds reported $203M of AXT Inc stock for Q4 2021, up 7.2% quarter-over-quarter.
  • 12 funds opened new AXT Inc positions in Q4 2021 and 19 closed out, a net change of -7 holders.
  • The largest AXT Inc buyer in Q4 2021 was Needham Investment Management, an estimated $5.06M added.
  • The largest AXT Inc seller in Q4 2021 was Millennium Management, an estimated $1.26M sold.

Based on aggregated 13F filings for Q4 2021.