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AXT Inc
AXTI

41 hedge funds and large institutions have $33M invested in AXT Inc in 2013 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 14 increasing their positions, 12 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

17% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 12

11% more capital invested

Capital invested by funds: $29.9M → $33M (+$3.14M)

7% less funds holding

Funds holding: 44 → 41 (-3)

38% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 8

Holders
41
Holders Change
-3
Holders Change %
-6.82%
% of All Funds
1.19%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
14
Reduced
12
Closed
8
Calls
$1K
Puts
–
Net Calls
+$1K
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
PCM
Perritt Capital Management
Illinois
+$1.08M
2
BIT
BlackRock Institutional Trust
California
+$124K
3
ARM
Adirondack Research & Management
New York
+$105K
4
DADC
D.A. Davidson & Co
Montana
+$94.7K
5
Vanguard Group
Vanguard Group
Pennsylvania
+$62.6K

Top Sellers

Rank Fund Capital Flow
1
RA
Royce & Associates
New York
-$1.36M
2
BCM
Bridgeway Capital Management
Texas
-$693K
3
WI
WHV Investments
California
-$148K
4
BG
BlackRock Group
United Kingdom
-$112K
5
PCMI
Princeton Capital Management Inc
New Jersey
-$104K
Name Holding Trade Value Shares
Change 		Change in
Stake
RA
1
Royce & Associates
New York
$8.54M -$1.36M -580,000 -15%
PCM
2
Perritt Capital Management
Illinois
$5.11M +$1.08M +461,050 +31%
Dimensional Fund Advisors
3
Dimensional Fund Advisors
Texas
$4.32M -$2.58K -1,100 -0.1%
Vanguard Group
4
Vanguard Group
Pennsylvania
$2.97M +$62.6K +26,736 +2%
BIT
5
BlackRock Institutional Trust
California
$2.49M +$124K +52,945 +6%
ARM
6
Adirondack Research & Management
New York
$2.06M +$105K +44,641 +6%
PCMI
7
Princeton Capital Management Inc
New Jersey
$1.3M -$104K -44,500 -8%
ERSOT
8
Employees Retirement System of Texas
Texas
$1.18M – – –
PRCP
9
Pacific Ridge Capital Partners
Oregon
$937K +$841K +358,990 New
DADC
10
D.A. Davidson & Co
Montana
$712K +$94.7K +40,410 +17%
AA
11
Ancora Advisors
Ohio
$565K +$5.86K +2,500 +1%
Geode Capital Management
12
Geode Capital Management
Massachusetts
$335K +$618 +264 +0.2%
California Public Employees Retirement System
13
California Public Employees Retirement System
California
$329K – – –
Morgan Stanley
14
Morgan Stanley
New York
$259K +$6.63K +2,832 +3%
BFA
15
BlackRock Fund Advisors
California
$235K +$8.83K +3,770 +4%
SKK
16
Shepherd Kaplan Krochuk
Massachusetts
$235K +$22.3K +9,500 +12%
Northern Trust
17
Northern Trust
Illinois
$202K -$1.52K -650 -0.8%
Schroder Investment Management Group
18
Schroder Investment Management Group
United Kingdom
$184K -$23.7K -10,100 -13%
Two Sigma Advisers
19
Two Sigma Advisers
New York
$183K -$43.2K -18,425 -21%
Bank of New York Mellon
20
Bank of New York Mellon
New York
$154K – – –
Renaissance Technologies
21
Renaissance Technologies
New York
$147K -$70.3K -29,991 -35%
Invesco
22
Invesco
Georgia
$107K +$7.38K +3,150 +8%
Two Sigma Investments
23
Two Sigma Investments
New York
$95K +$54.2K +23,153 +173%
GCP
24
GSA Capital Partners
United Kingdom
$71K – – –
State Street
25
State Street
Massachusetts
$58K -$11.7K -5,000 -19%
1
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AXTI Hedge Fund Activity: Q4 2013 in Review

41 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in AXT Inc (AXTI) for Q4 2013, worth a combined $33M — up 11% from $29.9M a quarter earlier.

Sellers outnumbered buyers: 8 funds closed out of AXTI and 5 opened new positions — a net loss of 3 holders — while 12 trimmed existing stakes and 14 added.

The largest buyer was Perritt Capital Management, adding an estimated $1.08M. The largest seller was Royce & Associates, cutting an estimated $1.36M.

  • 41 institutional investors held AXT Inc (AXTI) as of Q4 2013, down from 44 in Q3 2013.
  • Funds reported $33M of AXT Inc stock for Q4 2013, up 11% quarter-over-quarter.
  • 5 funds opened new AXT Inc positions in Q4 2013 and 8 closed out, a net change of -3 holders.
  • The largest AXT Inc buyer in Q4 2013 was Perritt Capital Management, an estimated $1.08M added.
  • The largest AXT Inc seller in Q4 2013 was Royce & Associates, an estimated $1.36M sold.

Based on aggregated 13F filings for Q4 2013.