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AXT Inc
AXTI

33 hedge funds and large institutions have $33.2M invested in AXT Inc in 2015 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 8 increasing their positions, 8 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

9,900% more call options, than puts

Call options by funds: $300K | Put options by funds: $3K

18% more capital invested

Capital invested by funds: $28.1M → $33.2M (+$5.07M)

0% more repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 8

11% less funds holding

Funds holding: 37 → 33 (-4)

50% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 6

Holders
33
Holders Change
-4
Holders Change %
-10.81%
% of All Funds
0.87%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
8
Reduced
8
Closed
6
Calls
$300K
Puts
$3K
Net Calls
+$297K
Net Calls Change
+$297K

Top Buyers

Rank Fund Capital Flow
1
Vanguard Group
Vanguard Group
Pennsylvania
+$133K
2
PRCP
Pacific Ridge Capital Partners
Oregon
+$88.5K
3
Renaissance Technologies
Renaissance Technologies
New York
+$46.1K
4
Morgan Stanley
Morgan Stanley
New York
+$16.4K
5
BFA
BlackRock Fund Advisors
California
+$8.62K

Top Sellers

Rank Fund Capital Flow
1
HA
Heartland Advisors
Wisconsin
-$960K
2
AI
Ariel Investments
Illinois
-$611K
3
ARM
Adirondack Research & Management
New York
-$370K
4
SKK
Shepherd Kaplan Krochuk
Massachusetts
-$90K
5
RA
Royce & Associates
New York
-$81.5K
Name Holding Trade Value Shares
Change 		Change in
Stake
AI
1
Ariel Investments
Illinois
$8.61M -$611K -262,250 -7%
PCM
2
Perritt Capital Management
Illinois
$4.82M -$21.2K -9,100 -0.5%
Dimensional Fund Advisors
3
Dimensional Fund Advisors
Texas
$4.55M -$71.8K -30,812 -2%
Vanguard Group
4
Vanguard Group
Pennsylvania
$3.44M +$133K +57,058 +4%
BIT
5
BlackRock Institutional Trust
California
$2.05M -$22K -9,467 -1%
PRCP
6
Pacific Ridge Capital Partners
Oregon
$1.62M +$88.5K +38,010 +6%
RA
7
Royce & Associates
New York
$1.53M -$81.5K -35,000 -5%
PCMI
8
Princeton Capital Management Inc
New Jersey
$1.17M -$13.3K -5,700 -1%
Renaissance Technologies
9
Renaissance Technologies
New York
$1.14M +$46.1K +19,800 +5%
New York State Common Retirement Fund
10
New York State Common Retirement Fund
New York
$1.09M – – –
AA
11
Ancora Advisors
Ohio
$833K – – –
BCM
12
Bridgeway Capital Management
Texas
$560K – – –
Geode Capital Management
13
Geode Capital Management
Massachusetts
$400K -$2.9K -1,244 -0.8%
California Public Employees Retirement System
14
California Public Employees Retirement System
California
$323K – – –
ARM
15
Adirondack Research & Management
New York
$294K -$370K -158,685 -57%
BFA
16
BlackRock Fund Advisors
California
$228K +$8.62K +3,702 +4%
Bank of New York Mellon
17
Bank of New York Mellon
New York
$160K – – –
Northern Trust
18
Northern Trust
Illinois
$156K – – –
BGIM
19
Brandywine Global Investment Management
Pennsylvania
$73K +$1.63K +700 +2%
State Street
20
State Street
Massachusetts
$49K – – –
Wells Fargo
21
Wells Fargo
California
$25K – – –
Morgan Stanley
22
Morgan Stanley
New York
$23K +$16.4K +7,061 +336%
BIM
23
BlackRock Investment Management
Delaware
$16K +$1.04K +446 +8%
TSW
24
Thompson Siegel & Walmsley
Virginia
$13K – – –
NFA
25
Nationwide Fund Advisors
Ohio
$12K – – –
1
2

AXTI Hedge Fund Activity: Q4 2015 in Review

33 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in AXT Inc (AXTI) for Q4 2015, worth a combined $33.2M — up 18% from $28.1M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of AXTI and 3 opened new positions — a net loss of 3 holders — while 8 trimmed existing stakes and 8 added.

The largest buyer was Vanguard Group, adding an estimated $133K. The largest seller was Heartland Advisors, exiting entirely with an estimated $960K sold.

  • 33 institutional investors held AXT Inc (AXTI) as of Q4 2015, down from 37 in Q3 2015.
  • Funds reported $33.2M of AXT Inc stock for Q4 2015, up 18% quarter-over-quarter.
  • 3 funds opened new AXT Inc positions in Q4 2015 and 6 closed out, a net change of -3 holders.
  • The largest AXT Inc buyer in Q4 2015 was Vanguard Group, an estimated $133K added.
  • The largest AXT Inc seller in Q4 2015 was Heartland Advisors, an estimated $960K sold.

Based on aggregated 13F filings for Q4 2015.