Focused Wealth Management’s AXT Inc AXTI Stock Holding History

Focused Wealth Management’s Portfolio AXTI Stock Details AXTI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-1,000	Closed	-$3K	–	659
2016 Q2	$3K	Hold	1,000	–	–	﹤0.01%	560
2016 Q1	$2K	Hold	1,000	–	–	﹤0.01%	549
2015 Q4	$2K	Hold	1,000	–	–	﹤0.01%	577
2015 Q3	$2K	Hold	1,000	–	–	﹤0.01%	580
2015 Q2	$3K	Hold	1,000	–	–	﹤0.01%	550
2015 Q1	$3K	Hold	1,000	–	–	﹤0.01%	571
2014 Q4	$3K	Hold	1,000	–	–	﹤0.01%	551
2014 Q3	$2K	Hold	1,000	–	–	﹤0.01%	585
2014 Q2	$2K	Hold	1,000	–	–	﹤0.01%	586
2014 Q1	$2K	Hold	1,000	–	–	﹤0.01%	554
2013 Q4	$3K	Buy	+1,000	New	+$2.34K	﹤0.01%	521

Other funds holding AXTI

Ariel Investments Chicago, Illinois $8.93B AUM 29.58% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

PCM

Perritt Capital Management Chicago, Illinois $59.8M AUM 26.94% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

PRCP

Pacific Ridge Capital Partners Lake Oswego, Oregon $462M AUM 40.76% 1-Year Est. Return

EAM Investors Solana Beach, California $866M AUM 377.14% 1-Year Est. Return

PCMI

Princeton Capital Management Inc Princeton, New Jersey $198M AUM 28.98% 1-Year Est. Return

Royce & Associates New York $10.1B AUM 42.88% 1-Year Est. Return

Focused Wealth Management's AXTI Position: Q3 2016 in Review

Focused Wealth Management sold out of AXT Inc (AXTI) in Q3 2016, closing a stake of 1,000 shares — an estimated $3K sold.

Focused Wealth Management first reported a position in AXTI in Q4 2013 and held it in 11 quarters. The position peaked at $3K in Q2 2016. 60 funds tracked by Wall St. Rank hold AXTI as of Q3 2016.

Focused Wealth Management reported no remaining AXT Inc position as of Q3 2016 after selling out during the quarter.
Focused Wealth Management sold 1,000 AXT Inc shares in Q3 2016, an estimated $3K.
Focused Wealth Management first reported a position in AXT Inc in Q4 2013 and held it in 11 quarters.
Focused Wealth Management's AXT Inc position peaked at $3K in Q2 2016.
60 funds tracked by Wall St. Rank held AXT Inc as of Q3 2016.

Based on Focused Wealth Management's 13F filing for Q3 2016, filed 10 Nov 2016.