LTFS
AXTI icon

Ladenburg Thalmann Financial Services’s AXT Inc AXTI Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio AXTI Stock Details AXTI Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q4 		$221K Sell
50,700
-6,000
-11% -$19.3K ﹤0.01% 2420
2019
Q3 		$202K Sell
56,700
-6,082
-10% -$23.4K ﹤0.01% 2454
2019
Q2 		$249K Buy
62,782
+1,632
+3% +$7.64K ﹤0.01% 2308
2019
Q1 		$272K Sell
61,150
-1,500
-2% -$6.4K ﹤0.01% 2167
2018
Q4 		$273K Buy
62,650
+62,200
+13,822% +$345K ﹤0.01% 1994
2018
Q3 		$3K Hold
450
– – ﹤0.01% 4756
2018
Q2 		$3K Hold
450
– – ﹤0.01% 4742
2018
Q1 		$3K Sell
450
-1,638
-78% -$13.3K ﹤0.01% 4742
2017
Q4 		$18K Sell
2,088
-19,462
-90% -$178K ﹤0.01% 3850
2017
Q3 		$197K Buy
21,550
+10,451
+94% +$81.7K ﹤0.01% 2115
2017
Q2 		$71K Buy
11,099
+7,273
+190% +$47.6K ﹤0.01% 2748
2017
Q1 		$22K Sell
3,826
-2,092
-35% -$13K ﹤0.01% 3481
2016
Q4 		$28K Buy
5,918
+5,468
+1,215% +$28.2K ﹤0.01% 3249
2016
Q3 		$2K Sell
450
-1,000
-69% -$4.04K ﹤0.01% 4446
2016
Q2 		$5K Hold
1,450
– – ﹤0.01% 4108
2016
Q1 		$3K Hold
1,450
– – ﹤0.01% 4246
2015
Q4 		$3K Hold
1,450
– – ﹤0.01% 4214
2015
Q3 		$3K Hold
1,450
– – ﹤0.01% 4119
2015
Q2 		$4K Hold
1,450
– – ﹤0.01% 4116
2015
Q1 		$4K Hold
1,450
– – ﹤0.01% 4049
2014
Q4 		$4K Hold
1,450
– – ﹤0.01% 3798
2014
Q3 		$3K Hold
1,450
– – ﹤0.01% 3554
2014
Q2 		$3K Buy
1,450
+1,000
+222% +$2.19K ﹤0.01% 3515
2014
Q1 		$1K Hold
450
– – ﹤0.01% 3606
2013
Q4 		$1K Sell
450
-1,000
-69% -$2.34K ﹤0.01% 3602
2013
Q3 		$3K Buy
1,450
+1,000
+222% +$2.5K ﹤0.01% 3326
2013
Q2 		$1K Buy
+450
New +$1.25K ﹤0.01% 3432

Other funds holding AXTI

Dimensional Fund Advisors
Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return
BlackRock
BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return
RA
Royce & Associates New York $10.1B AUM 42.88% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
PRCP
Pacific Ridge Capital Partners Lake Oswego, Oregon $462M AUM 40.76% 1-Year Est. Return
SFM
Systematic Financial Management Teaneck, New Jersey $4.36B AUM 40.56% 1-Year Est. Return
FP
Foundry Partners Minneapolis, Minnesota $1.89B AUM 9.84% 1-Year Est. Return
KCM
Kennedy Capital Management St Louis, Missouri $4.72B AUM 36.69% 1-Year Est. Return
CCPM
Cooper Creek Partners Management New York $2.92B AUM 30.49% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Ladenburg Thalmann Financial Services's AXTI Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its AXT Inc (AXTI) stake by 11% in Q4 2019, selling an estimated $19.3K and leaving 50,700 shares worth $221K. The position accounts for ﹤0.01% of the portfolio, ranked #2420.

Ladenburg Thalmann Financial Services first reported a position in AXTI in Q2 2013 and has held it in 27 quarters since. The position peaked at $273K in Q4 2018. 86 funds tracked by Wall St. Rank hold AXTI as of Q4 2019.

  • Ladenburg Thalmann Financial Services held 50,700 shares of AXT Inc worth $221K as of Q4 2019.
  • Ladenburg Thalmann Financial Services sold 6,000 AXT Inc shares in Q4 2019, an estimated $19.3K.
  • AXT Inc made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #2420 holding.
  • Ladenburg Thalmann Financial Services first reported a position in AXT Inc in Q2 2013 and has held it in 27 quarters since.
  • Ladenburg Thalmann Financial Services's AXT Inc position peaked at $273K in Q4 2018.
  • 86 funds tracked by Wall St. Rank held AXT Inc as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.