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AXT Inc
AXTI

Overview Fund Activity

86 hedge funds and large institutions have $101M invested in AXT Inc in 2019 Q4 according to their latest regulatory filings, with 13 funds opening new positions, 27 increasing their positions, 29 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
86
Holders Change
-4
Holders Change %
-4.44%
% of All Funds
1.7%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
13
Increased
27
Reduced
29
Closed
17
Calls
$53K
Puts
$87K
Net Calls
-$34K
Net Calls Change
-$163K

Top Buyers

1
CCPM
1
Cooper Creek Partners Management
New York
$3.22M
2
Morgan Stanley
2
Morgan Stanley
New York
$2.87M
3
PCM
3
Portolan Capital Management
Massachusetts
$2.15M
4
Vanguard Group
4
Vanguard Group
Pennsylvania
$8.51M
5
PRCP
5
Pacific Ridge Capital Partners
Oregon
$7.69M

Top Sellers

1
RA
1
Royce & Associates
New York
$8.75M
2
Wells Fargo
2
Wells Fargo
California
$632K
3
EIM
3
Essex Investment Management
Massachusetts
$0
4
SFM
4
Systematic Financial Management
New Jersey
$5.04M
5
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$1.1M
Name Holding Trade Value Shares
Change 		Shares
Change %
HIM
26
Herald Investment Management
United Kingdom
$651K – – –
Wells Fargo
27
Wells Fargo
California
$632K -$1.39M -318,879 -69%
Nuveen Asset Management
28
Nuveen Asset Management
Illinois
$632K -$21.2K -4,871 -3%
California Public Employees Retirement System
29
California Public Employees Retirement System
California
$575K – – –
WPC
30
White Pine Capital
Minnesota
$499K -$72.2K -16,600 -13%
Two Sigma Advisers
31
Two Sigma Advisers
New York
$485K +$121K +27,900 +33%
Charles Schwab
32
Charles Schwab
California
$453K – – –
Goldman Sachs
33
Goldman Sachs
New York
$353K +$211K +48,590 +149%
First Trust Advisors
34
First Trust Advisors
Illinois
$346K -$6.65K -1,530 -2%
JPMorgan Chase & Co
35
JPMorgan Chase & Co
New York
$309K +$254K +58,471 +463%
Invesco
36
Invesco
Georgia
$298K +$9.34K +2,148 +3%
Marshall Wace
37
Marshall Wace
United Kingdom
$294K -$435K -100,104 -60%
Bank of America
38
Bank of America
North Carolina
$274K -$79.4K -18,281 -22%
Assenagon Asset Management
39
Assenagon Asset Management
Luxembourg
$271K +$271K +62,218 New
RhumbLine Advisers
40
RhumbLine Advisers
Massachusetts
$266K -$1.13K -259 -0.4%
California State Teachers Retirement System (CalSTRS)
41
California State Teachers Retirement System (CalSTRS)
California
$255K – – –
D.E. Shaw & Co
42
D.E. Shaw & Co
New York
$233K +$233K +53,519 New
UBS Group
43
UBS Group
Switzerland
$228K +$96.7K +22,211 +74%
PPA
44
Parametric Portfolio Associates
Washington
$225K +$178K +40,766 +374%
LTFS
45
Ladenburg Thalmann Financial Services
Florida
$221K -$26.2K -6,000 -11%
AI
46
Ariel Investments
Illinois
$217K -$82.6K -19,011 -28%
Barclays
47
Barclays
United Kingdom
$170K +$85.2K +19,697 +101%
NIM
48
Needham Investment Management
New York
$152K +$152K +35,000 New
Squarepoint
49
Squarepoint
New York
$151K -$9.46K -2,172 -6%
GCP
50
GSA Capital Partners
United Kingdom
$139K -$5.32K -1,223 -4%
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