Herald Investment Management’s AXT Inc AXTI Stock Holding History

Herald Investment Management’s Portfolio AXTI Stock Details AXTI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q4	–	Sell	-148,800	Closed	-$356K	–	99
2023 Q3	$356K	Sell	148,800 -1,200	-0.8%	-$3.17K	0.08%	97
2023 Q2	$516K	Hold	150,000	–	–	0.1%	92
2023 Q1	$596K	Hold	150,000	–	–	0.13%	89
2022 Q4	$654K	Hold	150,000	–	–	0.16%	88
2022 Q3	$1M	Hold	150,000	–	–	0.25%	87
2022 Q2	$877K	Hold	150,000	–	–	0.2%	92
2022 Q1	$1.05M	Hold	150,000	–	–	0.19%	91
2021 Q4	$1.32M	Hold	150,000	–	–	0.21%	88
2021 Q3	$1.25M	Hold	150,000	–	–	0.21%	91
2021 Q2	$1.65M	Hold	150,000	–	–	0.27%	81
2021 Q1	$1.75M	Hold	150,000	–	–	0.3%	77
2020 Q4	$1.43M	Hold	150,000	–	–	0.26%	78
2020 Q3	$918K	Hold	150,000	–	–	0.2%	84
2020 Q2	$711K	Hold	150,000	–	–	0.17%	81
2020 Q1	$480K	Hold	150,000	–	–	0.15%	82
2019 Q4	$651K	Hold	150,000	–	–	0.17%	79
2019 Q3	$532K	Hold	150,000	–	–	0.16%	76
2019 Q2	$594K	Hold	150,000	–	–	0.17%	82
2019 Q1	$667K	Hold	150,000	–	–	0.17%	81
2018 Q4	$652K	Hold	150,000	–	–	0.21%	74
2018 Q3	$1.06M	Hold	150,000	–	–	0.27%	67
2018 Q2	$1.05M	Hold	150,000	–	–	0.29%	69
2018 Q1	$1.08M	Hold	150,000	–	–	0.32%	62
2017 Q4	$1.3M	Hold	150,000	–	–	0.41%	54
2017 Q3	$1.36M	Hold	150,000	–	–	0.44%	56
2017 Q2	$945K	Hold	150,000	–	–	0.32%	63
2017 Q1	$870K	Buy	+150,000	New	+$931K	0.32%	66

Other funds holding AXTI

FWSM

First Wilshire Securities Management Pasadena, California $444M AUM 42.88% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

NIM

Needham Investment Management New York $1.96B AUM 101.23% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

PRCP

Pacific Ridge Capital Partners Lake Oswego, Oregon $462M AUM 40.76% 1-Year Est. Return

SFM

Systematic Financial Management Teaneck, New Jersey $4.36B AUM 40.56% 1-Year Est. Return

Royce & Associates New York $10.1B AUM 42.88% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

WPC

White Pine Capital Bloomington, Minnesota $355M AUM 45.63% 1-Year Est. Return

KCM

Kennedy Capital Management St Louis, Missouri $4.72B AUM 36.69% 1-Year Est. Return

Herald Investment Management's AXTI Position: Q4 2023 in Review

Herald Investment Management sold out of AXT Inc (AXTI) in Q4 2023, closing a stake of 148,800 shares — an estimated $356K sold.

Herald Investment Management first reported a position in AXTI in Q1 2017 and held it in 27 quarters. The position peaked at $1.75M in Q1 2021. 89 funds tracked by Wall St. Rank hold AXTI as of Q4 2023.

Herald Investment Management reported no remaining AXT Inc position as of Q4 2023 after selling out during the quarter.
Herald Investment Management sold 148,800 AXT Inc shares in Q4 2023, an estimated $356K.
Herald Investment Management first reported a position in AXT Inc in Q1 2017 and held it in 27 quarters.
Herald Investment Management's AXT Inc position peaked at $1.75M in Q1 2021.
89 funds tracked by Wall St. Rank held AXT Inc as of Q4 2023.

Based on Herald Investment Management's 13F filing for Q4 2023, filed 14 Feb 2024.