AXT Inc
AXTI
33 hedge funds and large institutions have $33.2M invested in AXT Inc in 2015 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 8 increasing their positions, 8 reducing their positions, and 6 closing their positions.
9,900% more call options, than puts
Call options by funds: $300K | Put options by funds: $3K
18% more capital invested
Capital invested by funds: $28.1M → $33.2M (+$5.07M)
0% more repeat investments, than reductions
Existing positions increased: 8 | Existing positions reduced: 8
11% less funds holding
Funds holding: 37 → 33 (-4)
50% less first-time investments, than exits
New positions opened: 3 | Existing positions closed: 6
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Vanguard Group
Malvern,
Pennsylvania
|
+$133K |
| 2 |
PRCP
Pacific Ridge Capital Partners
Lake Oswego,
Oregon
|
+$88.5K |
| 3 |
Renaissance Technologies
New York
|
+$46.1K |
| 4 |
Morgan Stanley
New York
|
+$16.4K |
| 5 |
BFA
BlackRock Fund Advisors
San Francisco,
California
|
+$8.62K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
HA
Heartland Advisors
Milwaukee,
Wisconsin
|
-$960K |
| 2 |
AI
Ariel Investments
Chicago,
Illinois
|
-$611K |
| 3 |
ARM
Adirondack Research & Management
Guilderland,
New York
|
-$370K |
| 4 |
SKK
Shepherd Kaplan Krochuk
Boston,
Massachusetts
|
-$90K |
| 5 |
RA
Royce & Associates
New York
|
-$81.5K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
MA
26
MUFG Americas
New York
| $11K | – | – | – |
|
|
LTFS
27
Ladenburg Thalmann Financial Services
Miami,
Florida
| $3K | – | – | – |
|
|
FWM
28
Focused Wealth Management
Newburgh,
New York
| $2K | – | – | – |
|
29
UBS Group
Zurich,
Switzerland
| $1K | +$536 | +230 | +204% |
|
30
Manulife (Manufacturers Life Insurance)
Canada,
Ontario, Canada
| $2 | – | – | – |
|
|
HA
31
Heartland Advisors
Milwaukee,
Wisconsin
| – | -$960K | -500,000 | Closed |
|
|
SKK
32
Shepherd Kaplan Krochuk
Boston,
Massachusetts
| – | -$90K | -46,864 | Closed |
|
|
GCP
33
GSA Capital Partners
London,
United Kingdom
| – | -$52K | -27,199 | Closed |
|
|
VKH
34
Virtu KCG Holdings
New York
| – | -$40K | -20,968 | Closed |
|
|
ARTA
35
A.R.T. Advisors
New York
| – | -$20K | -10,555 | Closed |
|
36
Group One Trading
Chicago,
Illinois
| – | +$233 | +100 | New |
|
|
CG
37
Cutler Group
San Francisco,
California
| – | +$466 | +200 | New |
|
38
Walleye Trading
New York
| – | +$466 | +200 | New |
|
AXTI Hedge Fund Activity: Q4 2015 in Review
33 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in AXT Inc (AXTI) for Q4 2015, worth a combined $33.2M — up 18% from $28.1M a quarter earlier.
Sellers outnumbered buyers: 6 funds closed out of AXTI and 3 opened new positions — a net loss of 3 holders — while 8 trimmed existing stakes and 8 added.
The largest buyer was Vanguard Group, adding an estimated $133K. The largest seller was Heartland Advisors, exiting entirely with an estimated $960K sold.
- 33 institutional investors held AXT Inc (AXTI) as of Q4 2015, down from 37 in Q3 2015.
- Funds reported $33.2M of AXT Inc stock for Q4 2015, up 18% quarter-over-quarter.
- 3 funds opened new AXT Inc positions in Q4 2015 and 6 closed out, a net change of -3 holders.
- The largest AXT Inc buyer in Q4 2015 was Vanguard Group, an estimated $133K added.
- The largest AXT Inc seller in Q4 2015 was Heartland Advisors, an estimated $960K sold.
Based on aggregated 13F filings for Q4 2015.