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AXT Inc
AXTI

37 hedge funds and large institutions have $28.1M invested in AXT Inc in 2015 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 14 increasing their positions, 8 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

75% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 8

3% less funds holding

Funds holding: 38 → 37 (-1)

16% less capital invested

Capital invested by funds: $33.4M → $28.1M (-$5.31M)

25% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 4

Holders
37
Holders Change
-1
Holders Change %
-2.63%
% of All Funds
1.03%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
14
Reduced
8
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
AI
Ariel Investments
Illinois
+$1.86M
2
HA
Heartland Advisors
Wisconsin
+$608K
3
New York State Common Retirement Fund
New York State Common Retirement Fund
New York
+$242K
4
ARM
Adirondack Research & Management
New York
+$49K
5
VKH
Virtu KCG Holdings
New York
+$47.1K

Top Sellers

Rank Fund Capital Flow
1
RA
Royce & Associates
New York
-$145K
2
SKK
Shepherd Kaplan Krochuk
Massachusetts
-$77.5K
3
SIM
Spark Investment Management
New York
-$62K
4
Goldman Sachs
Goldman Sachs
New York
-$38K
5
EGA
Eagle Global Advisors
Texas
-$36K
Name Holding Trade Value Shares
Change 		Change in
Stake
ARTA
26
A.R.T. Advisors
New York
$20K -$449 -200 -2%
Wells Fargo
27
Wells Fargo
California
$19K – – –
BIM
28
BlackRock Investment Management
Delaware
$11K – – –
TSW
29
Thompson Siegel & Walmsley
Virginia
$10K – – –
NFA
30
Nationwide Fund Advisors
Ohio
$9K – – –
MA
31
MUFG Americas
New York
$9K +$1.08K +480 +12%
Morgan Stanley
32
Morgan Stanley
New York
$4K -$28.5K -12,711 -86%
LTFS
33
Ladenburg Thalmann Financial Services
Florida
$3K – – –
FWM
34
Focused Wealth Management
New York
$2K – – –
Manulife (Manufacturers Life Insurance)
35
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$2 +$1.25K +557 +206%
SIM
36
Spark Investment Management
New York
– -$62K -25,100 Closed
Goldman Sachs
37
Goldman Sachs
New York
– -$38K -14,894 Closed
EGA
38
Eagle Global Advisors
Texas
– -$36K -14,201 Closed
Bank of America
39
Bank of America
North Carolina
– -$4.59K -2,046 -97%
TRCT
40
Tower Research Capital (TRC)
New York
– -$1K -233 Closed
UBS Group
41
UBS Group
Switzerland
– +$254 +113 New
1
2

AXTI Hedge Fund Activity: Q3 2015 in Review

37 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in AXT Inc (AXTI) for Q3 2015, worth a combined $28.1M — down 16% from $33.4M a quarter earlier.

Sellers outnumbered buyers: 4 funds closed out of AXTI and 3 opened new positions — a net loss of 1 holder — while 8 trimmed existing stakes and 14 added.

The largest buyer was Ariel Investments, adding an estimated $1.86M. The largest seller was Royce & Associates, cutting an estimated $145K.

  • 37 institutional investors held AXT Inc (AXTI) as of Q3 2015, down from 38 in Q2 2015.
  • Funds reported $28.1M of AXT Inc stock for Q3 2015, down 16% quarter-over-quarter.
  • 3 funds opened new AXT Inc positions in Q3 2015 and 4 closed out, a net change of -1 holder.
  • The largest AXT Inc buyer in Q3 2015 was Ariel Investments, an estimated $1.86M added.
  • The largest AXT Inc seller in Q3 2015 was Royce & Associates, an estimated $145K sold.

Based on aggregated 13F filings for Q3 2015.