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AXT Inc
AXTI

39 hedge funds and large institutions have $35.7M invested in AXT Inc in 2015 Q1 according to their latest regulatory filings, with 1 funds opening new positions, 13 increasing their positions, 15 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

10% more capital invested

Capital invested by funds: $32.4M → $35.7M (+$3.25M)

13% less repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 15

20% less funds holding

Funds holding: 49 → 39 (-10)

91% less first-time investments, than exits

New positions opened: 1 | Existing positions closed: 11

Holders
39
Holders Change
-10
Holders Change %
-20.41%
% of All Funds
1.04%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
1
Increased
13
Reduced
15
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
AI
Ariel Investments
Illinois
+$6.11M
2
New York State Common Retirement Fund
New York State Common Retirement Fund
New York
+$697K
3
BCM
Bridgeway Capital Management
Texas
+$265K
4
RA
Royce & Associates
New York
+$197K
5
HA
Heartland Advisors
Wisconsin
+$178K

Top Sellers

Rank Fund Capital Flow
1
ARM
Adirondack Research & Management
New York
-$1.11M
2
AA
Ancora Advisors
Ohio
-$820K
3
DADC
D.A. Davidson & Co
Montana
-$764K
4
SKK
Shepherd Kaplan Krochuk
Massachusetts
-$571K
5
Jacobs Levy Equity Management
Jacobs Levy Equity Management
New Jersey
-$376K
Name Holding Trade Value Shares
Change 		Change in
Stake
BGIM
26
Brandywine Global Investment Management
Pennsylvania
$63K +$11.9K +4,400 +23%
State Street
27
State Street
Massachusetts
$54K – – –
Goldman Sachs
28
Goldman Sachs
New York
$31K -$56.4K -20,832 -65%
ARTA
29
A.R.T. Advisors
New York
$28K -$541 -200 -2%
Wells Fargo
30
Wells Fargo
California
$27K -$271 -100 -1%
BIM
31
BlackRock Investment Management
Delaware
$16K – – –
TSW
32
Thompson Siegel & Walmsley
Virginia
$15K – – –
NFA
33
Nationwide Fund Advisors
Ohio
$13K – – –
MA
34
MUFG Americas
New York
$11K +$2.27K +840 +26%
Morgan Stanley
35
Morgan Stanley
New York
$4K -$7.33K -2,708 -69%
LTFS
36
Ladenburg Thalmann Financial Services
Florida
$4K – – –
FWM
37
Focused Wealth Management
New York
$3K – – –
Manulife (Manufacturers Life Insurance)
38
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$9 – – –
DADC
39
D.A. Davidson & Co
Montana
– -$764K -272,910 Closed
Jacobs Levy Equity Management
40
Jacobs Levy Equity Management
New Jersey
– -$376K -134,242 Closed
RFC
41
Russell Frank Company
Washington
– -$93K -33,100 Closed
CAM
42
ClariVest Asset Management
California
– -$90K -32,032 Closed
RCM
43
Rotella Capital Management
Washington
– -$73K -26,226 Closed
Deutsche Bank
44
Deutsche Bank
Germany
– -$62.4K -23,053 -100%
Susquehanna International Group
45
Susquehanna International Group
Pennsylvania
– -$34K -12,147 Closed
TRCT
46
Tower Research Capital (TRC)
New York
– -$7K -2,531 Closed
UBS Group
47
UBS Group
Switzerland
– -$4.5K -1,665 -90%
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AXTI Hedge Fund Activity: Q1 2015 in Review

39 of the 3,752 institutional investors tracked by Wall St. Rank reported a position in AXT Inc (AXTI) for Q1 2015, worth a combined $35.7M — up 10% from $32.4M a quarter earlier.

Sellers outnumbered buyers: 11 funds closed out of AXTI and 1 opened new positions — a net loss of 10 holders — while 15 trimmed existing stakes and 13 added.

The largest buyer was Ariel Investments, adding an estimated $6.11M. The largest seller was Adirondack Research & Management, cutting an estimated $1.11M.

  • 39 institutional investors held AXT Inc (AXTI) as of Q1 2015, down from 49 in Q4 2014.
  • Funds reported $35.7M of AXT Inc stock for Q1 2015, up 10% quarter-over-quarter.
  • 1 fund opened new AXT Inc positions in Q1 2015 and 11 closed out, a net change of -10 holders.
  • The largest AXT Inc buyer in Q1 2015 was Ariel Investments, an estimated $6.11M added.
  • The largest AXT Inc seller in Q1 2015 was Adirondack Research & Management, an estimated $1.11M sold.

Based on aggregated 13F filings for Q1 2015.