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AXT Inc
AXTI

49 hedge funds and large institutions have $32.4M invested in AXT Inc in 2014 Q4 according to their latest regulatory filings, with 13 funds opening new positions, 15 increasing their positions, 12 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

225% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 4

25% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 12

23% more funds holding

Funds holding: 40 → 49 (+9)

12% more capital invested

Capital invested by funds: $28.9M → $32.4M (+$3.5M)

Holders
49
Holders Change
+9
Holders Change %
+22.5%
% of All Funds
1.31%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
13
Increased
15
Reduced
12
Closed
4
Calls
$43K
Puts
–
Net Calls
+$43K
Net Calls Change
+$43K

Top Buyers

Rank Fund Capital Flow
1
AI
Ariel Investments
Illinois
+$1.1M
2
Renaissance Technologies
Renaissance Technologies
New York
+$603K
3
Dimensional Fund Advisors
Dimensional Fund Advisors
Texas
+$483K
4
PRCP
Pacific Ridge Capital Partners
Oregon
+$428K
5
HA
Heartland Advisors
Wisconsin
+$330K

Top Sellers

Rank Fund Capital Flow
1
RA
Royce & Associates
New York
-$4.29M
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$320K
3
Morgan Stanley
Morgan Stanley
New York
-$221K
4
PCM
Perritt Capital Management
Illinois
-$63.8K
5
BCM
Becker Capital Management
Oregon
-$63K
Name Holding Trade Value Shares
Change 		Change in
Stake
Goldman Sachs
26
Goldman Sachs
New York
$90K +$53.8K +21,825 +209%
CAM
27
ClariVest Asset Management
California
$90K +$78.9K +32,032 New
AG
28
Algert Global
California
$85K +$74.6K +30,300 New
GCP
29
GSA Capital Partners
United Kingdom
$76K – – –
RCM
30
Rotella Capital Management
Washington
$73K -$20.4K -8,292 -24%
Deutsche Bank
31
Deutsche Bank
Germany
$64K +$57.1K +23,163 New
State Street
32
State Street
Massachusetts
$56K -$4.68K -1,900 -9%
BGIM
33
Brandywine Global Investment Management
Pennsylvania
$54K +$13.5K +5,500 +41%
Susquehanna International Group
34
Susquehanna International Group
Pennsylvania
$34K -$320K -129,925 -91%
ARTA
35
A.R.T. Advisors
New York
$29K +$26.2K +10,655 New
Wells Fargo
36
Wells Fargo
California
$28K -$1.23K -500 -5%
BIM
37
BlackRock Investment Management
Delaware
$16K -$10 -4 -0.1%
TSW
38
Thompson Siegel & Walmsley
Virginia
$15K – – –
NFA
39
Nationwide Fund Advisors
Ohio
$13K – – –
Morgan Stanley
40
Morgan Stanley
New York
$11K -$221K -89,658 -96%
MA
41
MUFG Americas
New York
$9K +$3.1K +1,260 +62%
TRCT
42
Tower Research Capital (TRC)
New York
$7K +$6.24K +2,531 New
UBS Group
43
UBS Group
Switzerland
$5K +$4.55K +1,846 New
LTFS
44
Ladenburg Thalmann Financial Services
Florida
$4K – – –
FWM
45
Focused Wealth Management
New York
$3K – – –
Manulife (Manufacturers Life Insurance)
46
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$9 +$5.87K +2,383 +260%
BCM
47
Becker Capital Management
Oregon
– -$63K -26,000 Closed
VKH
48
Virtu KCG Holdings
New York
– -$44K -18,337 Closed
Citigroup
49
Citigroup
New York
– -$6.36K -2,581 -95%
Group One Trading
50
Group One Trading
Illinois
– -$5.84K -2,371 Closed
1
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AXTI Hedge Fund Activity: Q4 2014 in Review

49 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in AXT Inc (AXTI) for Q4 2014, worth a combined $32.4M — up 12% from $28.9M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new AXTI positions and 4 closed out — a net gain of 9 holders — while 15 added to existing stakes and 12 trimmed.

The largest buyer was Ariel Investments, opening a new position worth an estimated $1.1M. The largest seller was Royce & Associates, cutting an estimated $4.29M.

  • 49 institutional investors held AXT Inc (AXTI) as of Q4 2014, up from 40 in Q3 2014.
  • Funds reported $32.4M of AXT Inc stock for Q4 2014, up 12% quarter-over-quarter.
  • 13 funds opened new AXT Inc positions in Q4 2014 and 4 closed out, a net change of +9 holders.
  • The largest AXT Inc buyer in Q4 2014 was Ariel Investments, an estimated $1.1M added.
  • The largest AXT Inc seller in Q4 2014 was Royce & Associates, an estimated $4.29M sold.

Based on aggregated 13F filings for Q4 2014.