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AXT Inc
AXTI

40 hedge funds and large institutions have $28.9M invested in AXT Inc in 2014 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 9 increasing their positions, 7 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 5

29% more repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 7

15% more capital invested

Capital invested by funds: $25.2M → $28.9M (+$3.74M)

14% more funds holding

Funds holding: 35 → 40 (+5)

Holders
40
Holders Change
+5
Holders Change %
+14.29%
% of All Funds
1.16%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
9
Reduced
7
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
EIM
Essex Investment Management
Massachusetts
+$439K
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$339K
3
PRCP
Pacific Ridge Capital Partners
Oregon
+$231K
4
Renaissance Technologies
Renaissance Technologies
New York
+$188K
5
BCM
Bridgeway Capital Management
Texas
+$119K

Top Sellers

Rank Fund Capital Flow
1
RA
Royce & Associates
New York
-$1.08M
2
Schroder Investment Management Group
Schroder Investment Management Group
United Kingdom
-$89.5K
3
Dimensional Fund Advisors
Dimensional Fund Advisors
Texas
-$67.7K
4
Jacobs Levy Equity Management
Jacobs Levy Equity Management
New Jersey
-$65.2K
5
PCM
Perritt Capital Management
Illinois
-$59.7K
Name Holding Trade Value Shares
Change 		Change in
Stake
State Street
26
State Street
Massachusetts
$52K – – –
VKH
27
Virtu KCG Holdings
New York
$44K +$43.8K +18,337 New
BGIM
28
Brandywine Global Investment Management
Pennsylvania
$33K +$32.3K +13,500 New
Wells Fargo
29
Wells Fargo
California
$26K – – –
Goldman Sachs
30
Goldman Sachs
New York
$25K +$25K +10,450 New
BIM
31
BlackRock Investment Management
Delaware
$14K +$380 +159 +3%
TSW
32
Thompson Siegel & Walmsley
Virginia
$13K – – –
NFA
33
Nationwide Fund Advisors
Ohio
$12K – – –
Citigroup
34
Citigroup
New York
$7K – – –
Group One Trading
35
Group One Trading
Illinois
$6K +$5.67K +2,371 New
MA
36
MUFG Americas
New York
$5K +$4.83K +2,020 New
LTFS
37
Ladenburg Thalmann Financial Services
Florida
$3K – – –
BA
38
BlackRock Advisors
Delaware
$2K -$10K -4,192 -84%
FWM
39
Focused Wealth Management
New York
$2K – – –
Manulife (Manufacturers Life Insurance)
40
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$2 – – –
Schroder Investment Management Group
41
Schroder Investment Management Group
United Kingdom
– -$89.5K -41,800 Closed
GC
42
Guggenheim Capital
Illinois
– -$40K -18,507 Closed
Citadel Advisors
43
Citadel Advisors
Florida
– -$13K -5,929 Closed
BRWA
44
B. Riley Wealth Advisors
Florida
– -$2.22K -1,037 Closed
BNP Paribas Financial Markets
45
BNP Paribas Financial Markets
France
– -$1.05K -492 Closed
1
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AXTI Hedge Fund Activity: Q3 2014 in Review

40 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in AXT Inc (AXTI) for Q3 2014, worth a combined $28.9M — up 15% from $25.2M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new AXTI positions and 5 closed out — a net gain of 5 holders — while 9 added to existing stakes and 7 trimmed.

The largest buyer was Essex Investment Management, opening a new position worth an estimated $439K. The largest seller was Royce & Associates, cutting an estimated $1.08M.

  • 40 institutional investors held AXT Inc (AXTI) as of Q3 2014, up from 35 in Q2 2014.
  • Funds reported $28.9M of AXT Inc stock for Q3 2014, up 15% quarter-over-quarter.
  • 10 funds opened new AXT Inc positions in Q3 2014 and 5 closed out, a net change of +5 holders.
  • The largest AXT Inc buyer in Q3 2014 was Essex Investment Management, an estimated $439K added.
  • The largest AXT Inc seller in Q3 2014 was Royce & Associates, an estimated $1.08M sold.

Based on aggregated 13F filings for Q3 2014.