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AXT Inc
AXTI

35 hedge funds and large institutions have $25.2M invested in AXT Inc in 2014 Q2 according to their latest regulatory filings, with 1 funds opening new positions, 13 increasing their positions, 7 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

86% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 7

29% more call options, than puts

Call options by funds: $27K | Put options by funds: $21K

5% less capital invested

Capital invested by funds: $26.4M → $25.2M (-$1.26M)

13% less funds holding

Funds holding: 40 → 35 (-5)

83% less first-time investments, than exits

New positions opened: 1 | Existing positions closed: 6

Holders
35
Holders Change
-5
Holders Change %
-12.5%
% of All Funds
1.01%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
1
Increased
13
Reduced
7
Closed
6
Calls
$27K
Puts
$21K
Net Calls
+$6K
Net Calls Change
+$6K

Top Buyers

Rank Fund Capital Flow
1
SKK
Shepherd Kaplan Krochuk
Massachusetts
+$166K
2
Renaissance Technologies
Renaissance Technologies
New York
+$109K
3
AA
Ancora Advisors
Ohio
+$53.6K
4
Jacobs Levy Equity Management
Jacobs Levy Equity Management
New Jersey
+$42.3K
5
Dimensional Fund Advisors
Dimensional Fund Advisors
Texas
+$25K

Top Sellers

Rank Fund Capital Flow
1
RA
Royce & Associates
New York
-$852K
2
PAM
Panagora Asset Management
Massachusetts
-$44K
3
ARM
Adirondack Research & Management
New York
-$33.9K
4
Goldman Sachs
Goldman Sachs
New York
-$23K
5
SIM
Spark Investment Management
New York
-$23K
Name Holding Trade Value Shares
Change 		Change in
Stake
TSW
26
Thompson Siegel & Walmsley
Virginia
$12K – – –
BIM
27
BlackRock Investment Management
Delaware
$12K +$11.3K +5,156 +1,027%
BA
28
BlackRock Advisors
Delaware
$11K – – –
NFA
29
Nationwide Fund Advisors
Ohio
$10K – – –
Citigroup
30
Citigroup
New York
$6K – – –
LTFS
31
Ladenburg Thalmann Financial Services
Florida
$3K +$2.19K +1,000 +222%
BRWA
32
B. Riley Wealth Advisors
Florida
$2.22K +$2.27K +1,037 New
FWM
33
Focused Wealth Management
New York
$2K – – –
Manulife (Manufacturers Life Insurance)
34
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$2K – – –
BNP Paribas Financial Markets
35
BNP Paribas Financial Markets
France
$1.05K – – –
PAM
36
Panagora Asset Management
Massachusetts
– -$44K -20,081 Closed
SIM
37
Spark Investment Management
New York
– -$23K -10,900 Closed
Goldman Sachs
38
Goldman Sachs
New York
– -$23K -10,440 Closed
U
39
UBS
Switzerland
– -$15.9K -7,284 Closed
Deutsche Bank
40
Deutsche Bank
Germany
– -$1K -843 Closed
TRCT
41
Tower Research Capital (TRC)
New York
– -$1K -600 Closed
1
2

AXTI Hedge Fund Activity: Q2 2014 in Review

35 of the 3,479 institutional investors tracked by Wall St. Rank reported a position in AXT Inc (AXTI) for Q2 2014, worth a combined $25.2M — down 4.8% from $26.4M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of AXTI and 1 opened new positions — a net loss of 5 holders — while 7 trimmed existing stakes and 13 added.

The largest buyer was Shepherd Kaplan Krochuk, adding an estimated $166K. The largest seller was Royce & Associates, cutting an estimated $852K.

  • 35 institutional investors held AXT Inc (AXTI) as of Q2 2014, down from 40 in Q1 2014.
  • Funds reported $25.2M of AXT Inc stock for Q2 2014, down 4.8% quarter-over-quarter.
  • 1 fund opened new AXT Inc positions in Q2 2014 and 6 closed out, a net change of -5 holders.
  • The largest AXT Inc buyer in Q2 2014 was Shepherd Kaplan Krochuk, an estimated $166K added.
  • The largest AXT Inc seller in Q2 2014 was Royce & Associates, an estimated $852K sold.

Based on aggregated 13F filings for Q2 2014.