We are live on ! Find out more
AXTI icon

AXT Inc
AXTI

40 hedge funds and large institutions have $26.4M invested in AXT Inc in 2014 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 11 increasing their positions, 9 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

22% more repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 9

2% less funds holding

Funds holding: 41 → 40 (-1)

14% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 7

20% less capital invested

Capital invested by funds: $33M → $26.4M (-$6.6M)

Holders
40
Holders Change
-1
Holders Change %
-2.44%
% of All Funds
1.16%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
11
Reduced
9
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
SKK
Shepherd Kaplan Krochuk
Massachusetts
+$113K
2
PCM
Perritt Capital Management
Illinois
+$100K
3
AA
Ancora Advisors
Ohio
+$87.6K
4
Jacobs Levy Equity Management
Jacobs Levy Equity Management
New Jersey
+$83.8K
5
Renaissance Technologies
Renaissance Technologies
New York
+$50.4K

Top Sellers

Rank Fund Capital Flow
1
ERSOT
Employees Retirement System of Texas
Texas
-$1.18M
2
ARM
Adirondack Research & Management
New York
-$280K
3
Two Sigma Advisers
Two Sigma Advisers
New York
-$183K
4
RA
Royce & Associates
New York
-$136K
5
Invesco
Invesco
Georgia
-$107K
Name Holding Trade Value Shares
Change 		Change in
Stake
Wells Fargo
26
Wells Fargo
California
$23K -$7.11K -3,000 -22%
Goldman Sachs
27
Goldman Sachs
New York
$23K +$24.7K +10,440 New
SIM
28
Spark Investment Management
New York
$23K +$25.8K +10,900 New
U
29
UBS
Switzerland
$16K +$8.3K +3,503 +93%
TSW
30
Thompson Siegel & Walmsley
Virginia
$12K – – –
BA
31
BlackRock Advisors
Delaware
$11K – – –
NFA
32
Nationwide Fund Advisors
Ohio
$10K – – –
Citigroup
33
Citigroup
New York
$6K -$6.26K -2,642 -49%
FWM
34
Focused Wealth Management
New York
$2K – – –
BNP Paribas Financial Markets
35
BNP Paribas Financial Markets
France
$1.06K – – –
BIM
36
BlackRock Investment Management
Delaware
$1K – – –
LTFS
37
Ladenburg Thalmann Financial Services
Florida
$1K – – –
TRCT
38
Tower Research Capital (TRC)
New York
$1K +$1.42K +600 New
Deutsche Bank
39
Deutsche Bank
Germany
$1K +$2K +843 New
Manulife (Manufacturers Life Insurance)
40
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$2 – – –
ERSOT
41
Employees Retirement System of Texas
Texas
– -$1.18M -450,000 Closed
Two Sigma Advisers
42
Two Sigma Advisers
New York
– -$183K -70,760 Closed
Invesco
43
Invesco
Georgia
– -$107K -41,093 Closed
Two Sigma Investments
44
Two Sigma Investments
New York
– -$95K -36,553 Closed
PPA
45
Parametric Portfolio Associates
Washington
– -$46K -17,700 Closed
Acadian Asset Management
46
Acadian Asset Management
Massachusetts
– -$1K -425 Closed
1
2

AXTI Hedge Fund Activity: Q1 2014 in Review

40 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in AXT Inc (AXTI) for Q1 2014, worth a combined $26.4M — down 20% from $33M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of AXTI and 6 opened new positions — a net loss of 1 holder — while 9 trimmed existing stakes and 11 added.

The largest buyer was Shepherd Kaplan Krochuk, adding an estimated $113K. The largest seller was Employees Retirement System of Texas, exiting entirely with an estimated $1.18M sold.

  • 40 institutional investors held AXT Inc (AXTI) as of Q1 2014, down from 41 in Q4 2013.
  • Funds reported $26.4M of AXT Inc stock for Q1 2014, down 20% quarter-over-quarter.
  • 6 funds opened new AXT Inc positions in Q1 2014 and 7 closed out, a net change of -1 holder.
  • The largest AXT Inc buyer in Q1 2014 was Shepherd Kaplan Krochuk, an estimated $113K added.
  • The largest AXT Inc seller in Q1 2014 was Employees Retirement System of Texas, an estimated $1.18M sold.

Based on aggregated 13F filings for Q1 2014.