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AXT Inc
AXTI

41 hedge funds and large institutions have $33M invested in AXT Inc in 2013 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 14 increasing their positions, 12 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

17% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 12

11% more capital invested

Capital invested by funds: $29.9M → $33M (+$3.14M)

7% less funds holding

Funds holding: 44 → 41 (-3)

38% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 8

Holders
41
Holders Change
-3
Holders Change %
-6.82%
% of All Funds
1.19%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
14
Reduced
12
Closed
8
Calls
$1K
Puts
–
Net Calls
+$1K
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
PCM
Perritt Capital Management
Illinois
+$1.08M
2
BIT
BlackRock Institutional Trust
California
+$124K
3
ARM
Adirondack Research & Management
New York
+$105K
4
DADC
D.A. Davidson & Co
Montana
+$94.7K
5
Vanguard Group
Vanguard Group
Pennsylvania
+$62.6K

Top Sellers

Rank Fund Capital Flow
1
RA
Royce & Associates
New York
-$1.36M
2
BCM
Bridgeway Capital Management
Texas
-$693K
3
WI
WHV Investments
California
-$148K
4
BG
BlackRock Group
United Kingdom
-$112K
5
PCMI
Princeton Capital Management Inc
New Jersey
-$104K
Name Holding Trade Value Shares
Change 		Change in
Stake
PAM
26
Panagora Asset Management
Massachusetts
$52K – – –
PPA
27
Parametric Portfolio Associates
Washington
$46K +$41.5K +17,700 New
GC
28
Guggenheim Capital
Illinois
$41K +$2.18K +930 +6%
Wells Fargo
29
Wells Fargo
California
$35K -$7.03K -3,000 -18%
TSW
30
Thompson Siegel & Walmsley
Virginia
$14K – – –
Citigroup
31
Citigroup
New York
$14K +$5.75K +2,453 +85%
BA
32
BlackRock Advisors
Delaware
$13K – – –
NFA
33
Nationwide Fund Advisors
Ohio
$12K – – –
U
34
UBS
Switzerland
$10K +$8.86K +3,781 New
FWM
35
Focused Wealth Management
New York
$3K +$2.34K +1,000 New
BNP Paribas Financial Markets
36
BNP Paribas Financial Markets
France
$1.28K +$1.15K +492 New
LTFS
37
Ladenburg Thalmann Financial Services
Florida
$1K -$2.34K -1,000 -69%
BIM
38
BlackRock Investment Management
Delaware
$1K -$194 -83 -14%
Acadian Asset Management
39
Acadian Asset Management
Massachusetts
$1K – – –
Manulife (Manufacturers Life Insurance)
40
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$2 – – –
BCM
41
Bridgeway Capital Management
Texas
– -$693K -295,942 Closed
WI
42
WHV Investments
California
– -$148K -63,075 Closed
BG
43
BlackRock Group
United Kingdom
– -$112K -47,764 Closed
LMF
44
LMR Master Fund
Cayman Islands
– -$55K -23,595 Closed
Deutsche Bank
45
Deutsche Bank
Germany
– -$43K -18,787 Closed
TC
46
TFS Capital
Pennsylvania
– -$28K -11,995 Closed
RFC
47
Russell Frank Company
Washington
– -$26K -10,980 Closed
PNC Financial Services Group
48
PNC Financial Services Group
Pennsylvania
– -$8K -3,459 Closed
Bank of America
49
Bank of America
North Carolina
– -$1.18K -502 -93%
1
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AXTI Hedge Fund Activity: Q4 2013 in Review

41 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in AXT Inc (AXTI) for Q4 2013, worth a combined $33M — up 11% from $29.9M a quarter earlier.

Sellers outnumbered buyers: 8 funds closed out of AXTI and 5 opened new positions — a net loss of 3 holders — while 12 trimmed existing stakes and 14 added.

The largest buyer was Perritt Capital Management, adding an estimated $1.08M. The largest seller was Royce & Associates, cutting an estimated $1.36M.

  • 41 institutional investors held AXT Inc (AXTI) as of Q4 2013, down from 44 in Q3 2013.
  • Funds reported $33M of AXT Inc stock for Q4 2013, up 11% quarter-over-quarter.
  • 5 funds opened new AXT Inc positions in Q4 2013 and 8 closed out, a net change of -3 holders.
  • The largest AXT Inc buyer in Q4 2013 was Perritt Capital Management, an estimated $1.08M added.
  • The largest AXT Inc seller in Q4 2013 was Royce & Associates, an estimated $1.36M sold.

Based on aggregated 13F filings for Q4 2013.