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AXT Inc
AXTI

Overview Fund Activity

44 hedge funds and large institutions have $29.9M invested in AXT Inc in 2013 Q3 according to their latest regulatory filings, with 1 funds opening new positions, 11 increasing their positions, 22 reducing their positions, and 18 closing their positions.

Holders
44
Holders Change
-17
Holders Change %
-27.87%
% of All Funds
1.43%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
1
Increased
11
Reduced
22
Closed
18
Calls
$1K
Puts
–
Net Calls
+$1K
Net Calls Change
+$1K

Top Buyers

1
PCM
1
Perritt Capital Management
Illinois
$3.5M
2
ARM
2
Adirondack Research & Management
New York
$1.75M
3
Vanguard Group
3
Vanguard Group
Pennsylvania
$2.6M
4
DADC
4
D.A. Davidson & Co
Montana
$544K
5
BG
5
BlackRock Group
United Kingdom
$112K

Top Sellers

1
Northern Trust
1
Northern Trust
Illinois
$182K
2
Schroder Investment Management Group
2
Schroder Investment Management Group
United Kingdom
$188K
3
PP
3
Paloma Partners
Connecticut
$0
4
RA
4
Royce & Associates
New York
$9.02M
5
Renaissance Technologies
5
Renaissance Technologies
New York
$202K
Name Holding Trade Value Shares
Change 		Shares
Change %
State Street
26
State Street
Massachusetts
$62K -$40.3K -17,367 -39%
LMF
27
LMR Master Fund
Cayman Islands
$55K -$122K -52,504 -69%
PAM
28
Panagora Asset Management
Massachusetts
$47K – – –
Deutsche Bank
29
Deutsche Bank
Germany
$43K -$251K -109,520 -85%
Wells Fargo
30
Wells Fargo
California
$39K – – –
GC
31
Guggenheim Capital
Illinois
$35K -$4.47K -1,891 -11%
Two Sigma Investments
32
Two Sigma Investments
New York
$31K -$112K -48,300 -78%
TC
33
TFS Capital
Pennsylvania
$28K -$13.2K -5,664 -32%
RFC
34
Russell Frank Company
Washington
$26K -$493 -208 -2%
TSW
35
Thompson Siegel & Walmsley
Virginia
$13K – – –
BA
36
BlackRock Advisors
Delaware
$12K -$1.06K -442 -8%
NFA
37
Nationwide Fund Advisors
Ohio
$11K -$33.9K -14,513 -75%
PNC Financial Services Group
38
PNC Financial Services Group
Pennsylvania
$8K – – –
Citigroup
39
Citigroup
New York
$7K – – –
LTFS
40
Ladenburg Thalmann Financial Services
Florida
$3K +$2.07K +1,000 +222%
Bank of America
41
Bank of America
North Carolina
$1K -$139K -75,228 -99%
BIM
42
BlackRock Investment Management
Delaware
$1K -$48 -28 -5%
Acadian Asset Management
43
Acadian Asset Management
Massachusetts
$1K – – –
Manulife (Manufacturers Life Insurance)
44
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$2 – – –
PP
45
Paloma Partners
Connecticut
– -$380K -140,601 Closed
GMCM
46
Gruber & McBaine Capital Management
California
– -$216K -80,000 Closed
CI
47
Cowen Inc
New York
– -$171K -63,400 Closed
Barclays
48
Barclays
United Kingdom
– -$144K -53,235 Closed
Charles Schwab
49
Charles Schwab
California
– -$145K -53,200 Closed
ACI
50
AMP Capital Investors
Australia
– -$116K -45,100 Closed
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