Cowen Inc’s AXT Inc AXTI Stock Holding History

Cowen Inc’s Portfolio AXTI Stock Details AXTI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2013 Q3	–	Sell	-63,400	Closed	-$171K	–	221
2013 Q2	$171K	Buy	+63,400	New	+$177K	0.02%	207

Other funds holding AXTI

Royce & Associates New York $10.1B AUM 42.88% 1-Year Est. Return

Dimensional Fund Advisors

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Perritt Capital Management Chicago, Illinois $59.8M AUM 26.94% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Adirondack Research & Management Guilderland, New York $82.2M AUM 63.78% 1-Year Est. Return

Princeton Capital Management Inc Princeton, New Jersey $198M AUM 28.98% 1-Year Est. Return

Employees Retirement System of Texas Austin, Texas $11.4B AUM 21.6% 1-Year Est. Return

Bridgeway Capital Management Houston, Texas $4.97B AUM 44.96% 1-Year Est. Return

D.A. Davidson & Co Great Falls, Montana $16.5B AUM 19.94% 1-Year Est. Return

Cowen Inc's AXTI Position: Q3 2013 in Review

Cowen Inc sold out of AXT Inc (AXTI) in Q3 2013, closing a stake of 63,400 shares — an estimated $171K sold.

Cowen Inc first reported a position in AXTI in Q2 2013 and held it in 1 quarter. The position peaked at $171K in Q2 2013. 44 funds tracked by Wall St. Rank hold AXTI as of Q3 2013.

Cowen Inc reported no remaining AXT Inc position as of Q3 2013 after selling out during the quarter.
Cowen Inc sold 63,400 AXT Inc shares in Q3 2013, an estimated $171K.
Cowen Inc first reported a position in AXT Inc in Q2 2013 and held it in 1 quarter.
Cowen Inc's AXT Inc position peaked at $171K in Q2 2013.
44 funds tracked by Wall St. Rank held AXT Inc as of Q3 2013.

Based on Cowen Inc's 13F filing for Q3 2013, filed 15 Nov 2013.