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ARK Innovation ETF

175 hedge funds and large institutions have $625M invested in ARK Innovation ETF in 2019 Q3 according to their latest regulatory filings, with 20 funds opening new positions, 67 increasing their positions, 46 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed

46% more repeat investments, than reductions

Existing positions increased: 67 | Existing positions reduced: 46

11% more funds holding in top 10

Funds holding in top 10: 910 (+1)

11% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 18

0.73% more ownership

Funds ownership: 38.66%39.38% (+0.73%)

0% more funds holding

Funds holding: 175175 (0)

7% less capital invested

Capital invested by funds: $669M → $625M (-$43.8M)

88% less call options, than puts

Call options by funds: $205K | Put options by funds: $1.65M

Holders
175
Holders Change
Holders Change %
0%
% of All Funds
3.84%
Holding in Top 10
10
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+11.11%
% of All Funds
0.22%
New
20
Increased
67
Reduced
46
Closed
18
Calls
$205K
Puts
$1.65M
Net Calls
-$1.44M
Net Calls Change
-$1.68M
Name Holding Trade Value Shares
Change
Change in
Stake
CIM
151
Contravisory Investment Management
Massachusetts
$21K +$22.9K +500 New
PNC Financial Services Group
152
PNC Financial Services Group
Pennsylvania
$19K
First Manhattan
153
First Manhattan
New York
$17K
GSWM
154
Golden State Wealth Management
California
$17K
RCG
155
Ruggie Capital Group
Florida
$13K -$22.2K -485 -62%
FIB
156
First Interstate Bank
Montana
$13K
William Blair & Company
157
William Blair & Company
Illinois
$12K -$4.82K -105 -27%
TCOV
158
Trust Company of Vermont
Vermont
$11K
WOC
159
West Oak Capital
California
$11K +$4.59K +100 +67%
IWA
160
Intercontinental Wealth Advisors
Texas
$9K -$9.63K -210 -51%
RFM
161
Royal Fund Management
Florida
$9K
FMP
162
Financial Management Professionals
Texas
$7K
VRM
163
Vectors Research Management
New York
$7K
LWANC
164
Laurel Wealth Advisors (North Carolina)
North Carolina
$6K
SQA
165
Simon Quick Advisors
New Jersey
$6K
WEC
166
Winslow Evans & Crocker
Massachusetts
$6K
BFC
167
Bedel Financial Consulting
Indiana
$5K
TFGT
168
TS Financial Group (TSFG)
Illinois
$5K
GI
169
Gradient Investments
Minnesota
$5K +$5.32K +116 New
RE
170
RBC Europe
United Kingdom
$4.63K
JP Morgan Chase
171
JP Morgan Chase
New York
$3K -$162K -3,533 -98%
HCM
172
Hilton Capital Management
New York
$3K
JWM
173
Janiczek Wealth Management
Colorado
$1K
RFA
174
Reilly Financial Advisors
California
$1K
BRWM
175
B. Riley Wealth Management
Tennessee
-$375 -7,820 Closed

ARKK Hedge Fund Activity: Q3 2019 in Review

175 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in ARK Innovation ETF (ARKK) for Q3 2019, worth a combined $625M — down 6.5% from $669M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new ARKK positions and 18 closed out — a net gain of 2 holders — while 67 added to existing stakes and 46 trimmed.

The largest buyer was PagnatoKarp Partners, adding an estimated $9.47M. The largest seller was Raymond James & Associates, cutting an estimated $4.56M.

  • 175 institutional investors held ARK Innovation ETF (ARKK) as of Q3 2019, unchanged from Q2 2019.
  • Funds reported $625M of ARK Innovation ETF stock for Q3 2019, down 6.5% quarter-over-quarter.
  • 20 funds opened new ARK Innovation ETF positions in Q3 2019 and 18 closed out, a net change of +2 holders.
  • The largest ARK Innovation ETF buyer in Q3 2019 was PagnatoKarp Partners, an estimated $9.47M added.
  • The largest ARK Innovation ETF seller in Q3 2019 was Raymond James & Associates, an estimated $4.56M sold.

Based on aggregated 13F filings for Q3 2019.