First Manhattan’s ARK Innovation ETF ARKK Stock Holding History

First Manhattan’s Portfolio ARKK Stock Details ARKK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-400	Closed	-$20K	–	1365
2019 Q4	$20K	Hold	400	–	–	﹤0.01%	1040
2019 Q3	$17K	Hold	400	–	–	﹤0.01%	1078
2019 Q2	$19K	Hold	400	–	–	﹤0.01%	1082
2019 Q1	$18K	Buy	+400	New	+$17.6K	﹤0.01%	1108

Other funds holding ARKK

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

PagnatoKarp Partners Reston, Virginia $402M AUM 9.79% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $104B AUM 28.3% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Northwestern Mutual Wealth Management Milwaukee, Wisconsin $187B AUM 21.7% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $44.6B AUM 28.94% 1-Year Est. Return

First Manhattan's ARKK Position: Q1 2020 in Review

First Manhattan sold out of ARK Innovation ETF (ARKK) in Q1 2020, closing a stake of 400 shares — an estimated $20K sold.

First Manhattan first reported a position in ARKK in Q1 2019 and held it in 4 quarters. The position peaked at $20K in Q4 2019. 229 funds tracked by Wall St. Rank hold ARKK as of Q1 2020.

First Manhattan reported no remaining ARK Innovation ETF position as of Q1 2020 after selling out during the quarter.
First Manhattan sold 400 ARK Innovation ETF shares in Q1 2020, an estimated $20K.
First Manhattan first reported a position in ARK Innovation ETF in Q1 2019 and held it in 4 quarters.
First Manhattan's ARK Innovation ETF position peaked at $20K in Q4 2019.
229 funds tracked by Wall St. Rank held ARK Innovation ETF as of Q1 2020.

Based on First Manhattan's 13F filing for Q1 2020, filed 6 May 2020.