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ARK Innovation ETF

229 hedge funds and large institutions have $900M invested in ARK Innovation ETF in 2020 Q1 according to their latest regulatory filings, with 51 funds opening new positions, 113 increasing their positions, 46 reducing their positions, and 20 closing their positions.

New
Increased
Maintained
Reduced
Closed

155% more first-time investments, than exits

New positions opened: 51 | Existing positions closed: 20

146% more repeat investments, than reductions

Existing positions increased: 113 | Existing positions reduced: 46

13% more funds holding in top 10

Funds holding in top 10: 1517 (+2)

13% more capital invested

Capital invested by funds: $798M → $900M (+$103M)

13% more funds holding

Funds holding: 203229 (+26)

2.98% more ownership

Funds ownership: 42.6%45.58% (+3%)

68% less call options, than puts

Call options by funds: $2.03M | Put options by funds: $6.3M

Holders
229
Holders Change
+26
Holders Change %
+12.81%
% of All Funds
5.05%
Holding in Top 10
17
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+13.33%
% of All Funds
0.37%
New
51
Increased
113
Reduced
46
Closed
20
Calls
$2.03M
Puts
$6.3M
Net Calls
-$4.28M
Net Calls Change
-$168K
Name Holding Trade Value Shares
Change
Change in
Stake
MA
126
MONECO Advisors
Connecticut
$410K +$476K +9,328 New
MOS
127
MGO One Seven
Ohio
$409K +$69.8K +1,370 +17%
RJT
128
Raymond James Trust
Florida
$408K +$48.4K +950 +11%
PCS
129
Personal CFO Solutions
New Jersey
$386K -$358K -7,015 -44%
JMPWA
130
JP Morgan Private Wealth Advisors
California
$386K +$448K +8,783 New
HSA
131
HBK Sorce Advisory
Pennsylvania
$373K +$1.17K +23 +0.3%
REMPR
132
Roof Eidam Maycock Peralta (REMP)
California
$372K -$38.1K -747 -8%
FWP
133
FAS Wealth Partners
Kansas
$366K +$969 +19 +0.2%
AAS
134
Avantax Advisory Services
Texas
$343K -$42.1K -826 -9%
IWM
135
IHT Wealth Management
Illinois
$333K -$168K -3,291 -30%
IWC
136
Integrated Wealth Concepts
Massachusetts
$333K +$167K +3,278 +76%
PCM
137
Penserra Capital Management
California
$321K -$359K -7,035 -56%
HR
138
Hayden Royal
North Carolina
$309K +$358K +7,025 New
NA
139
NewEdge Advisors
Louisiana
$308K -$5.71K -112 -2%
ECM
140
EagleClaw Capital Management
Massachusetts
$307K +$14.5K +285 +4%
JPLA
141
Joseph P. Lucia & Associates
New York
$298K
SWMG
142
Signature Wealth Management Group
Georgia
$288K +$25.1K +492 +8%
Cetera Investment Advisers
143
Cetera Investment Advisers
Illinois
$284K +$329K +6,456 New
Susquehanna International Group
144
Susquehanna International Group
Pennsylvania
$278K -$1.6M -31,469 -83%
LWP
145
Legacy Wealth Planning
Nevada
$276K +$14.1K +276 New
BSW
146
Buckingham Strategic Wealth
Missouri
$272K -$206K -4,040 -40%
GIA
147
Gladstone Institutional Advisory
Florida
$263K +$34.4K +675 +13%
RG
148
Rikoon Group
New Mexico
$259K +$12.4K +243 +4%
AWA
149
Arete Wealth Advisors
Illinois
$256K -$102K -2,000 -26%
Principal Financial Group
150
Principal Financial Group
Iowa
$250K -$41.6K -817 -13%

ARKK Hedge Fund Activity: Q1 2020 in Review

229 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in ARK Innovation ETF (ARKK) for Q1 2020, worth a combined $900M — up 13% from $798M a quarter earlier.

Buyers outnumbered sellers: 51 funds opened new ARKK positions and 20 closed out — a net gain of 31 holders — while 113 added to existing stakes and 46 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $62.2M. The largest seller was Legend Financial Advisors, exiting entirely with an estimated $9.36M sold.

  • 229 institutional investors held ARK Innovation ETF (ARKK) as of Q1 2020, up from 203 in Q4 2019.
  • Funds reported $900M of ARK Innovation ETF stock for Q1 2020, up 13% quarter-over-quarter.
  • 51 funds opened new ARK Innovation ETF positions in Q1 2020 and 20 closed out, a net change of +31 holders.
  • The largest ARK Innovation ETF buyer in Q1 2020 was Morgan Stanley, an estimated $62.2M added.
  • The largest ARK Innovation ETF seller in Q1 2020 was Legend Financial Advisors, an estimated $9.36M sold.

Based on aggregated 13F filings for Q1 2020.