Principal Financial Group’s ARK Innovation ETF ARKK Stock Holding History

Principal Financial Group’s Portfolio ARKK Stock Details ARKK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q4	–	Sell	-4,390	Closed	-$485K	–	2535
2021 Q3	$485K	Sell	4,390 -202	-4%	-$24.3K	﹤0.01%	2180
2021 Q2	$600K	Sell	4,592 -46	-1%	-$5.36K	﹤0.01%	2163
2021 Q1	$556K	Sell	4,638 -319	-6%	-$43.2K	﹤0.01%	2127
2020 Q4	$617K	Buy	4,957 +705	+17%	+$76.4K	﹤0.01%	2059
2020 Q3	$391K	Sell	4,252 -1,104	-21%	-$94.5K	﹤0.01%	2068
2020 Q2	$382K	Sell	5,356 -332	-6%	-$19.4K	﹤0.01%	2035
2020 Q1	$250K	Sell	5,688 -817	-13%	-$41.6K	﹤0.01%	2008
2019 Q4	$326K	Sell	6,505 -2	-0%	-$93	﹤0.01%	2039
2019 Q3	$279K	Sell	6,507 -40	-0.6%	-$1.83K	﹤0.01%	2065
2019 Q2	$314K	Buy	6,547 +668	+11%	+$30.4K	﹤0.01%	2052
2019 Q1	$275K	Buy	+5,879	New	+$259K	﹤0.01%	2060

Other funds holding ARKK

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

State of Wisconsin Investment Board Madison, Wisconsin $49.6B AUM 39.59% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Principal Financial Group's ARKK Position: Q4 2021 in Review

Principal Financial Group sold out of ARK Innovation ETF (ARKK) in Q4 2021, closing a stake of 4,390 shares — an estimated $485K sold.

Principal Financial Group first reported a position in ARKK in Q1 2019 and held it in 11 quarters. The position peaked at $617K in Q4 2020. 845 funds tracked by Wall St. Rank hold ARKK as of Q4 2021.

Principal Financial Group reported no remaining ARK Innovation ETF position as of Q4 2021 after selling out during the quarter.
Principal Financial Group sold 4,390 ARK Innovation ETF shares in Q4 2021, an estimated $485K.
Principal Financial Group first reported a position in ARK Innovation ETF in Q1 2019 and held it in 11 quarters.
Principal Financial Group's ARK Innovation ETF position peaked at $617K in Q4 2020.
845 funds tracked by Wall St. Rank held ARK Innovation ETF as of Q4 2021.

Based on Principal Financial Group's 13F filing for Q4 2021, filed 9 Feb 2022.