ARKK icon

ARK Innovation ETF
ARKK

Overview Fund Activity

175 hedge funds and large institutions have $625M invested in ARK Innovation ETF in 2019 Q3 according to their latest regulatory filings, with 20 funds opening new positions, 67 increasing their positions, 46 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
175
Holders Change
–
Holders Change %
0%
% of All Funds
3.84%
Holding in Top 10
10
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+11.11%
% of All Funds
0.22%
New
20
Increased
67
Reduced
46
Closed
18
Calls
$205K
Puts
$1.65M
Net Calls
-$1.44M
Net Calls Change
-$1.68M

Top Buyers

1
PP
1
PagnatoKarp Partners
Virginia
$9.8M
2
TW
2
TrinityPoint Wealth
Connecticut
$7.98M
3
ET
3
Equitable Trust
Tennessee
$5.07M
4
RJFSA
4
Raymond James Financial Services Advisors
Florida
$15.6M
5
Kayne Anderson Rudnick Investment Management
5
Kayne Anderson Rudnick Investment Management
California
$8.02M

Top Sellers

1
RJA
1
Raymond James & Associates
Florida
$65.4M
2
Morgan Stanley
2
Morgan Stanley
New York
$160M
3
CAN
3
Claraphi Advisory Network
United States
$11.9M
4
CWG
4
Cornerstone Wealth Group
North Carolina
$10.9M
5
LPL Financial
5
LPL Financial
California
$49.9M
Name Holding Trade Value Shares
Change 		Shares
Change %
FWP
101
FAS Wealth Partners
Kansas
$356K +$515 +12 +0.1%
Bank of New York Mellon
102
Bank of New York Mellon
New York
$353K +$353K +8,225 New
CIA
103
Capital Investment Advisors
Georgia
$337K +$27.1K +632 +9%
AWA
104
Arete Wealth Advisors
Illinois
$335K – – –
FAAS
105
First Allied Advisory Services
California
$326K +$148K +3,476 +83%
HR
106
Hayden Royal
North Carolina
$315K -$17.1K -400 -5%
SWMG
107
Signature Wealth Management Group
Georgia
$307K +$6.52K +152 +2%
BAM
108
Belpointe Asset Management
Nevada
$291K +$102K +2,364 +54%
AI
109
Atria Investments
North Carolina
$290K +$290K +6,750 New
ECM
110
EagleClaw Capital Management
Massachusetts
$283K +$43.6K +1,017 +18%
AA
111
AlphaMark Advisors
Kentucky
$281K -$3.21K -75 -1%
Principal Financial Group
112
Principal Financial Group
Iowa
$279K -$1.72K -40 -0.6%
RIA
113
Realta Investment Advisors
Delaware
$255K +$20.2K +473 +9%
CAPTRUST Financial Advisors
114
CAPTRUST Financial Advisors
North Carolina
$252K – – –
BFA
115
Beaumont Financial Advisors
Massachusetts
$250K +$250K +5,826 New
MOS
116
MGO One Seven
Ohio
$245K +$2.58K +60 +1%
RG
117
Rikoon Group
New Mexico
$242K +$4.21K +98 +2%
GIA
118
Gladstone Institutional Advisory
Florida
$241K -$15.5K -361 -6%
Wolverine Trading
119
Wolverine Trading
Illinois
$215K +$215K +5,031 New
PSF
120
Pacific Sun Financial
California
$208K +$208K +4,840 New
EWA
121
EP Wealth Advisors
California
$207K – – –
Bank of Montreal
122
Bank of Montreal
Ontario, Canada
$200K -$209K -4,874 -51%
ASN
123
Advisory Services Network
Georgia
$157K – – –
AIM
124
Advantage Investment Management
Iowa
$155K +$54.2K +1,264 +54%
JPLA
125
Joseph P. Lucia & Associates
New York
$145K +$42.9K +1,000 +42%
3 4
5
6 7