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ARK Innovation ETF

175 hedge funds and large institutions have $625M invested in ARK Innovation ETF in 2019 Q3 according to their latest regulatory filings, with 20 funds opening new positions, 67 increasing their positions, 46 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed

46% more repeat investments, than reductions

Existing positions increased: 67 | Existing positions reduced: 46

11% more funds holding in top 10

Funds holding in top 10: 910 (+1)

11% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 18

0.73% more ownership

Funds ownership: 38.66%39.38% (+0.73%)

0% more funds holding

Funds holding: 175175 (0)

7% less capital invested

Capital invested by funds: $669M → $625M (-$43.8M)

88% less call options, than puts

Call options by funds: $205K | Put options by funds: $1.65M

Holders
175
Holders Change
Holders Change %
0%
% of All Funds
3.84%
Holding in Top 10
10
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+11.11%
% of All Funds
0.22%
New
20
Increased
67
Reduced
46
Closed
18
Calls
$205K
Puts
$1.65M
Net Calls
-$1.44M
Net Calls Change
-$1.68M
Name Holding Trade Value Shares
Change
Change in
Stake
FWP
101
FAS Wealth Partners
Kansas
$356K +$550 +12 +0.1%
Bank of New York Mellon
102
Bank of New York Mellon
New York
$353K +$377K +8,225 New
CIA
103
Capital Investment Advisors
Georgia
$337K +$29K +632 +9%
AWA
104
Arete Wealth Advisors
Illinois
$335K
FAAS
105
First Allied Advisory Services
California
$326K +$159K +3,476 +83%
HR
106
Hayden Royal
North Carolina
$315K -$18.3K -400 -5%
SWMG
107
Signature Wealth Management Group
Georgia
$307K +$6.97K +152 +2%
BAM
108
Belpointe Asset Management
Nevada
$291K +$108K +2,364 +54%
AI
109
Atria Investments
North Carolina
$290K +$310K +6,750 New
ECM
110
EagleClaw Capital Management
Massachusetts
$283K +$46.6K +1,017 +18%
AA
111
AlphaMark Advisors
Kentucky
$281K -$3.44K -75 -1%
Principal Financial Group
112
Principal Financial Group
Iowa
$279K -$1.83K -40 -0.6%
RIA
113
Realta Investment Advisors
Delaware
$255K +$21.7K +473 +9%
CAPTRUST Financial Advisors
114
CAPTRUST Financial Advisors
North Carolina
$252K
BFA
115
Beaumont Financial Advisors
Massachusetts
$250K +$267K +5,826 New
MOS
116
MGO One Seven
Ohio
$245K +$2.75K +60 +1%
RG
117
Rikoon Group
New Mexico
$242K +$4.5K +98 +2%
GIA
118
Gladstone Institutional Advisory
Florida
$241K -$16.6K -361 -6%
Wolverine Trading
119
Wolverine Trading
Illinois
$215K +$231K +5,031 New
PSF
120
Pacific Sun Financial
California
$208K +$222K +4,840 New
EWA
121
EP Wealth Advisors
California
$207K
Bank of Montreal
122
Bank of Montreal
Ontario, Canada
$200K -$224K -4,874 -51%
ASN
123
Advisory Services Network
Georgia
$157K
AIM
124
Advantage Investment Management
Iowa
$155K +$58K +1,264 +54%
JPLA
125
Joseph P. Lucia & Associates
New York
$145K +$45.9K +1,000 +42%

ARKK Hedge Fund Activity: Q3 2019 in Review

175 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in ARK Innovation ETF (ARKK) for Q3 2019, worth a combined $625M — down 6.5% from $669M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new ARKK positions and 18 closed out — a net gain of 2 holders — while 67 added to existing stakes and 46 trimmed.

The largest buyer was PagnatoKarp Partners, adding an estimated $9.47M. The largest seller was Raymond James & Associates, cutting an estimated $4.56M.

  • 175 institutional investors held ARK Innovation ETF (ARKK) as of Q3 2019, unchanged from Q2 2019.
  • Funds reported $625M of ARK Innovation ETF stock for Q3 2019, down 6.5% quarter-over-quarter.
  • 20 funds opened new ARK Innovation ETF positions in Q3 2019 and 18 closed out, a net change of +2 holders.
  • The largest ARK Innovation ETF buyer in Q3 2019 was PagnatoKarp Partners, an estimated $9.47M added.
  • The largest ARK Innovation ETF seller in Q3 2019 was Raymond James & Associates, an estimated $4.56M sold.

Based on aggregated 13F filings for Q3 2019.