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ARK Innovation ETF
ARKK

Overview Fund Activity

137 hedge funds and large institutions have $380M invested in ARK Innovation ETF in 2018 Q4 according to their latest regulatory filings, with 38 funds opening new positions, 48 increasing their positions, 31 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
137
Holders Change
+17
Holders Change %
+14.17%
% of All Funds
3.06%
Holding in Top 10
7
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.16%
New
38
Increased
48
Reduced
31
Closed
19
Calls
$387K
Puts
$655K
Net Calls
-$268K
Net Calls Change
+$1.58M

Top Buyers

1
RJA
Raymond James & Associates
Florida
+$12.6M
2
Morgan Stanley
Morgan Stanley
New York
+$4.61M
3
CFA
Carroll Financial Associates
North Carolina
+$3.64M
4
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$3.63M
5
LPL Financial
LPL Financial
California
+$3.19M

Top Sellers

1
RJFSA
Raymond James Financial Services Advisors
Florida
-$15M
2
SWM
Sanctuary Wealth Management
Idaho
-$9.99M
3
AWA
Arete Wealth Advisors
Illinois
-$5.79M
4
SPL
Smart Portfolios LLC
Washington
-$3.91M
5
PCM
Penserra Capital Management
California
-$2.31M
Name Holding Trade Value Shares
Change 		Shares
Change %
UBS Group
101
UBS Group
Switzerland
$46K -$38.3K -1,041 -45%
HFM
102
Hartford Financial Management
Connecticut
$43K +$3.02K +81 +8%
TRCT
103
Tower Research Capital (TRC)
New York
$37K +$37K +999 New
TFS
104
TrustCore Financial Services
Tennessee
$35K – – –
PGWM
105
Parisi Gray Wealth Management
New Jersey
$35K – – –
AF
106
Advisornet Financial
Minnesota
$30K – – –
CFGS
107
Concourse Financial Group Securities
Alabama
$29K +$29K +790 New
SFFS
108
Stonehage Fleming Financial Services
Jersey
$28K – – –
FDCDDQ
109
Federation des caisses Desjardins du Quebec
Quebec, Canada
$18.6K -$97.8K -2,630 -84%
WEC
110
Winslow Evans & Crocker
Massachusetts
$18K -$6.26K -160 -26%
WAP
111
Wealthcare Advisory Partners
Pennsylvania
$17K – – –
PNC Financial Services Group
112
PNC Financial Services Group
Pennsylvania
$14K -$195K -4,883 -93%
Deutsche Bank
113
Deutsche Bank
Germany
$14K +$14K +398 New
BBA
114
Braun-Bostich & Associates
Pennsylvania
$11K – – –
William Blair & Company
115
William Blair & Company
Illinois
$11K +$340 +9 +3%
APW
116
Acima Private Wealth
Virginia
$11K +$11K +300 New
FIB
117
First Interstate Bank
Montana
$11K +$11K +305 New
CA
118
Claro Advisors
Massachusetts
$10K +$10K +201 New
IWA
119
Intercontinental Wealth Advisors
Texas
$8K +$8K +205 New
FTI
120
Fiduciary Trust International
Massachusetts
$8K +$8K +215 New
FMP
121
Financial Management Professionals
Texas
$6K – – –
WOC
122
West Oak Capital
California
$5.58K -$16.7K -450 -75%
AIC
123
Ameritas Investment Company
Nebraska
$5K +$5K +144 New
RE
124
RBC Europe
United Kingdom
$4.02K – – –
LWANC
125
Laurel Wealth Advisors (North Carolina)
North Carolina
$4K +$4K +100 New
3 4
5
6 7