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ARK Innovation ETF

229 hedge funds and large institutions have $900M invested in ARK Innovation ETF in 2020 Q1 according to their latest regulatory filings, with 51 funds opening new positions, 113 increasing their positions, 46 reducing their positions, and 20 closing their positions.

New
Increased
Maintained
Reduced
Closed

155% more first-time investments, than exits

New positions opened: 51 | Existing positions closed: 20

146% more repeat investments, than reductions

Existing positions increased: 113 | Existing positions reduced: 46

13% more funds holding in top 10

Funds holding in top 10: 1517 (+2)

13% more capital invested

Capital invested by funds: $798M → $900M (+$103M)

13% more funds holding

Funds holding: 203229 (+26)

2.98% more ownership

Funds ownership: 42.6%45.58% (+3%)

68% less call options, than puts

Call options by funds: $2.03M | Put options by funds: $6.3M

Holders
229
Holders Change
+26
Holders Change %
+12.81%
% of All Funds
5.05%
Holding in Top 10
17
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+13.33%
% of All Funds
0.37%
New
51
Increased
113
Reduced
46
Closed
20
Calls
$2.03M
Puts
$6.3M
Net Calls
-$4.28M
Net Calls Change
-$168K
Name Holding Trade Value Shares
Change
Change in
Stake
FHA
76
Flagship Harbor Advisors
Massachusetts
$1.25M -$43.2K -847 -3%
CIBC World Market
77
CIBC World Market
Ontario, Canada
$1.25M -$946K -18,549 -40%
HAS
78
HBW Advisory Services
California
$1.23M +$1.36M +26,717 New
Wells Fargo
79
Wells Fargo
California
$1.2M -$144K -2,825 -9%
DC
80
Davenport & Co
Virginia
$1.2M +$261K +5,125 +23%
GWM
81
Geneos Wealth Management
Colorado
$1.15M +$374K +7,341 +39%
CIC
82
Carnegie Investment Counsel
Ohio
$1.1M +$1.28M +25,020 New
SPIA
83
Steward Partners Investment Advisory
New York
$1.09M +$340K +6,672 +37%
Jane Street
84
Jane Street
New York
$1.08M -$4.88M -95,758 -80%
FAIM
85
Financial Advocates Investment Management
Washington
$1.02M +$161K +3,150 +16%
PA
86
Parallel Advisors
California
$1.02M -$871K -17,087 -43%
HCM
87
Hollencrest Capital Management
California
$1.01M +$323K +6,337 +38%
PWP
88
Principle Wealth Partners
Connecticut
$1.01M +$51.3K +1,007 +5%
AGA
89
Arkos Global Advisors
Texas
$940K +$1.09M +21,372 New
FAAS
90
First Allied Advisory Services
California
$933K +$239K +4,694 +28%
EP
91
Eudaimonia Partners
Tennessee
$923K +$15.3K +300 +1%
MHS
92
M Holdings Securities
Oregon
$897K +$15K +294 +1%
Janney Montgomery Scott
93
Janney Montgomery Scott
Pennsylvania
$896K -$3.08M -60,510 -75%
CIBC Private Wealth Group
94
CIBC Private Wealth Group
Georgia
$867K +$418K +8,204 +71%
VWA
95
V Wealth Advisors
Kansas
$866K +$1M +19,668 New
SWP
96
Summit Wealth Partners
Florida
$847K -$45.1K -884 -4%
PJB
97
Paul John Balson
California
$836K +$968K +18,993 New
AFM
98
Andesa Financial Management
Pennsylvania
$795K +$118K +2,323 +15%
M&T Bank
99
M&T Bank
New York
$780K +$383K +7,510 +73%
BCM
100
Barometer Capital Management
Ontario, Canada
$757K +$877K +17,200 New

ARKK Hedge Fund Activity: Q1 2020 in Review

229 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in ARK Innovation ETF (ARKK) for Q1 2020, worth a combined $900M — up 13% from $798M a quarter earlier.

Buyers outnumbered sellers: 51 funds opened new ARKK positions and 20 closed out — a net gain of 31 holders — while 113 added to existing stakes and 46 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $62.2M. The largest seller was Legend Financial Advisors, exiting entirely with an estimated $9.36M sold.

  • 229 institutional investors held ARK Innovation ETF (ARKK) as of Q1 2020, up from 203 in Q4 2019.
  • Funds reported $900M of ARK Innovation ETF stock for Q1 2020, up 13% quarter-over-quarter.
  • 51 funds opened new ARK Innovation ETF positions in Q1 2020 and 20 closed out, a net change of +31 holders.
  • The largest ARK Innovation ETF buyer in Q1 2020 was Morgan Stanley, an estimated $62.2M added.
  • The largest ARK Innovation ETF seller in Q1 2020 was Legend Financial Advisors, an estimated $9.36M sold.

Based on aggregated 13F filings for Q1 2020.