Principle Wealth Partners’s ARK Innovation ETF ARKK Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$416K	Sell	6,148 -25	-0.4%	-$1.85K	0.02%	271
2025 Q4	$475K	Hold	6,173	–	–	0.03%	249
2025 Q3	$533K	Hold	6,173	–	–	0.03%	231
2025 Q2	$434K	Sell	6,173 -4,792	-44%	-$264K	0.03%	244
2025 Q1	$522K	Sell	10,965 -810	-7%	-$46.4K	0.04%	220
2024 Q4	$668K	Sell	11,775 -617	-5%	-$33.1K	0.05%	193
2024 Q3	$589K	Sell	12,392 -2,247	-15%	-$101K	0.04%	210
2024 Q2	$643K	Sell	14,639 -1,619	-10%	-$72.3K	0.05%	190
2024 Q1	$814K	Hold	16,258	–	–	0.06%	172
2023 Q4	$851K	Sell	16,258 -2,165	-12%	-$93.7K	0.07%	167
2023 Q3	$731K	Sell	18,423 -41	-0.2%	-$1.81K	0.07%	169
2023 Q2	$815K	Buy	18,464 +198	+1%	+$7.87K	0.08%	155
2023 Q1	$737K	Sell	18,266 -1,582	-8%	-$60.6K	0.08%	156
2022 Q4	$620K	Sell	19,848 -563	-3%	-$20.1K	0.07%	167
2022 Q3	$770	Sell	20,411 -1,618	-7%	-$72K	0.07%	143
2022 Q2	$879K	Sell	22,029 -11,696	-35%	-$557K	0.11%	144
2022 Q1	$2.24M	Sell	33,725 -24,898	-42%	-$1.76M	0.24%	92
2021 Q4	$5.54M	Sell	58,623 -7,430	-11%	-$811K	0.58%	35
2021 Q3	$7.3M	Buy	66,053 +5,817	+10%	+$700K	0.84%	22
2021 Q2	$7.88M	Buy	60,236 +4,685	+8%	+$546K	0.89%	22
2021 Q1	$6.66M	Buy	55,551 +9,540	+21%	+$1.29M	0.78%	25
2020 Q4	$5.73M	Buy	46,011 +10,323	+29%	+$1.12M	0.75%	27
2020 Q3	$3.28M	Buy	35,688 +8,234	+30%	+$705K	0.91%	19
2020 Q2	$1.96M	Buy	27,454 +4,558	+20%	+$267K	0.57%	32
2020 Q1	$1.01M	Buy	22,896 +1,007	+5%	+$51.3K	0.38%	46
2019 Q4	$1.1M	Buy	21,889 +1,000	+5%	+$46.5K	0.35%	53
2019 Q3	$896K	Buy	20,889 +400	+2%	+$18.3K	0.31%	62
2019 Q2	$983K	Buy	20,489 +2,905	+17%	+$132K	0.51%	43
2019 Q1	$822K	Buy	17,584 +3,709	+27%	+$163K	0.47%	45
2018 Q4	$561K	Buy	+13,875	New	+$586K	0.47%	48