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ARK Innovation ETF
ARKK

Overview Fund Activity

120 hedge funds and large institutions have $449M invested in ARK Innovation ETF in 2018 Q3 according to their latest regulatory filings, with 26 funds opening new positions, 57 increasing their positions, 16 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
120
Holders Change
+7
Holders Change %
+6.19%
% of All Funds
2.75%
Holding in Top 10
7
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.16%
New
26
Increased
57
Reduced
16
Closed
19
Calls
$1.4M
Puts
$3.25M
Net Calls
-$1.85M
Net Calls Change
-$2.58M

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$133M
2
RJA
2
Raymond James & Associates
Florida
$44.9M
3
LPL Financial
3
LPL Financial
California
$38.9M
4
CAN
4
Claraphi Advisory Network
United States
$11.2M
5
Cambridge Investment Research Advisors
5
Cambridge Investment Research Advisors
Iowa
$11M

Top Sellers

1
Jane Street
1
Jane Street
New York
$1.06M
2
PCM
2
Penserra Capital Management
California
$2.31M
3
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$564K
4
BRF
4
B. Riley Financial
California
$0
5
KA
5
Kovack Advisors
Florida
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
NA
76
NewEdge Advisors
Louisiana
$203K +$203K +4,296 New
AFM
77
Andesa Financial Management
Pennsylvania
$203K +$203K +4,300 New
PFGIA
78
Patriot Financial Group Insurance Agency
Massachusetts
$173K +$173K +3,655 New
WC
79
Whitnell & Co
Illinois
$166K +$166K +3,512 New
WWM
80
Wagner Wealth Management
South Carolina
$163K -$71.4K -1,505 -30%
FDCDDQ
81
Federation des caisses Desjardins du Quebec
Quebec, Canada
$148K – – –
FANJ
82
Financial Architects (New Jersey)
New Jersey
$147K – – –
PCG
83
Private Capital Group
Connecticut
$140K – – –
Wells Fargo
84
Wells Fargo
California
$126K -$10K -212 -7%
ASN
85
Advisory Services Network
Georgia
$126K -$9.77K -207 -7%
UBS Group
86
UBS Group
Switzerland
$109K +$89.9K +1,889 +470%
Citigroup
87
Citigroup
New York
$104K – – –
US Bancorp
88
US Bancorp
Minnesota
$98K +$94.5K +2,000 +2,667%
BFEC
89
Benjamin F. Edwards & Company
Missouri
$88K – – –
CLOS
90
Compagnie Lombard Odier SCmA
Switzerland
$85K +$85K +1,800 New
GRP
91
Global Retirement Partners
California
$73K – – –
Fifth Third Bancorp
92
Fifth Third Bancorp
Ohio
$71K +$23.7K +500 +50%
SPIA
93
Steward Partners Investment Advisory
New York
$66K +$66K +1,394 New
Northwestern Mutual Wealth Management
94
Northwestern Mutual Wealth Management
Wisconsin
$60K +$1.47K +31 +3%
HFM
95
Hartford Financial Management
Connecticut
$51K +$809 +17 +2%
PGWM
96
Parisi Gray Wealth Management
New Jersey
$46K – – –
TFS
97
TrustCore Financial Services
Tennessee
$44K +$12.5K +267 +40%
BAMG
98
Brand Asset Management Group
Missouri
$40K +$40K +848 New
AF
99
Advisornet Financial
Minnesota
$38K -$1.19K -25 -3%
SFFS
100
Stonehage Fleming Financial Services
Jersey
$36K – – –
2 3
4
5 6