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ARK Innovation ETF
ARKK

Overview Fund Activity

120 hedge funds and large institutions have $449M invested in ARK Innovation ETF in 2018 Q3 according to their latest regulatory filings, with 26 funds opening new positions, 57 increasing their positions, 16 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
120
Holders Change
+7
Holders Change %
+6.19%
% of All Funds
2.75%
Holding in Top 10
7
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.16%
New
26
Increased
57
Reduced
16
Closed
19
Calls
$1.4M
Puts
$3.25M
Net Calls
-$1.85M
Net Calls Change
-$2.58M

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
$133M
2
RJA
Raymond James & Associates
Florida
$44.9M
3
LPL Financial
LPL Financial
California
$38.9M
4
CAN
Claraphi Advisory Network
United States
$11.2M
5
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
$11M

Top Sellers

1
Jane Street
Jane Street
New York
$1.06M
2
PCM
Penserra Capital Management
California
$2.31M
3
Susquehanna International Group
Susquehanna International Group
Pennsylvania
$564K
4
BRF
B. Riley Financial
California
$0
5
KA
Kovack Advisors
Florida
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Susquehanna International Group
51
Susquehanna International Group
Pennsylvania
$564K -$992K -20,956 -64%
CG
52
Caprock Group
Idaho
$553K – – –
Kayne Anderson Rudnick Investment Management
53
Kayne Anderson Rudnick Investment Management
California
$524K +$60K +1,268 +13%
CRWM
54
Castle Rock Wealth Management
California
$515K -$294K -6,551 -36%
Bank of Montreal
55
Bank of Montreal
Ontario, Canada
$506K -$25.4K -536 -5%
CCM
56
Canal Capital Management
Virginia
$486K +$72.6K +1,535 +18%
WAAG
57
Wealth Alliance Advisory Group
Kansas
$469K – – –
CA
58
Clearstead Advisors
Ohio
$462K – – –
MA
59
Mutual Advisors
Nebraska
$455K +$77.6K +1,639 +21%
MCWS
60
McKinley Carter Wealth Services
West Virginia
$439K +$2.84K +60 +0.7%
BSW
61
Buckingham Strategic Wealth
Missouri
$427K – – –
REMPR
62
Roof Eidam Maycock Peralta (REMP)
California
$421K +$41.8K +885 +11%
WS
63
Wedbush Securities
California
$413K +$413K +8,714 New
BTS
64
BB&T Securities
Virginia
$406K +$52.1K +1,101 +15%
IA
65
IFG Advisory
Georgia
$396K +$45K +952 +13%
AIP
66
Ahrens Investment Partners
Louisiana
$359K +$142K +3,005 +66%
HSA
67
HBK Sorce Advisory
Pennsylvania
$350K +$350K +7,399 New
EFS
68
Essex Financial Services
Connecticut
$329K +$329K +6,955 New
SWMG
69
Signature Wealth Management Group
Georgia
$326K +$8.79K +217 +3%
AA
70
AlphaMark Advisors
Kentucky
$298K -$189K -3,994 -39%
OC
71
Oppenheimer & Co
New York
$288K +$27.1K +573 +10%
FWP
72
FAS Wealth Partners
Kansas
$284K +$284K +6,000 New
HFS
73
HL Financial Services
Kentucky
$270K +$270K +5,694 New
PNC Financial Services Group
74
PNC Financial Services Group
Pennsylvania
$247K +$47.8K +1,013 +24%
AFP
75
Ausdal Financial Partners
Iowa
$228K +$228K +4,815 New
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