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ARK Innovation ETF
ARKK

70 hedge funds and large institutions have $82.7M invested in ARK Innovation ETF in 2017 Q4 according to their latest regulatory filings, with 37 funds opening new positions, 24 increasing their positions, 4 reducing their positions, and 0 closing their positions.

New
Increased
Maintained
Reduced
Closed

500% more repeat investments, than reductions

Existing positions increased: 24 | Existing positions reduced: 4

134% more capital invested

Capital invested by funds: $35.3M → $82.7M (+$47.4M)

112% more funds holding

Funds holding: 33 → 70 (+37)

100% more funds holding in top 10

Funds holding in top 10: 1 → 2 (+1)

0.63% less ownership

Funds ownership: 22.6% → 21.97% (-0.63%)

Holders
70
Holders Change
+37
Holders Change %
+112.12%
% of All Funds
1.59%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.05%
New
37
Increased
24
Reduced
4
Closed
–
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
+$8.53M
2
AWA
Arete Wealth Advisors
Illinois
+$5.91M
3
SCA
Snowden Capital Advisors
New York
+$5.25M
4
LPL Financial
LPL Financial
California
+$4.3M
5
PCM
Penserra Capital Management
California
+$1.95M

Top Sellers

1
BA
BKS Advisors
Michigan
-$1.12M
2
PAG
Private Advisor Group
New Jersey
-$113K
3
CAN
Cetera Advisor Networks
California
-$82.3K
4
AA
AlphaMark Advisors
Kentucky
-$14.9K
Name Holding Trade Value Shares
Change 		Change in
Stake
CIBC Private Wealth Group
51
CIBC Private Wealth Group
Georgia
$37K +$36K +1,000 New
WEC
52
Winslow Evans & Crocker
Massachusetts
$36.3K +$24.5K +680 +227%
SFFS
53
Stonehage Fleming Financial Services
Jersey
$30K – – –
HFM
54
Hartford Financial Management
Connecticut
$30K +$2.73K +76 +10%
AF
55
Advisornet Financial
Minnesota
$30K +$28.8K +800 New
Citigroup
56
Citigroup
New York
$28K +$9.53K +265 +53%
TFS
57
TrustCore Financial Services
Tennessee
$25K +$24.1K +670 New
WOC
58
West Oak Capital
California
$20.4K +$19.8K +550 New
WAP
59
Wealthcare Advisory Partners
Pennsylvania
$15K – – –
Bank of Montreal
60
Bank of Montreal
Ontario, Canada
$9K +$8.27K +230 New
AFNAS
61
American Financial Network Advisory Services
California
$7K +$6.65K +185 New
HNB
62
Huntington National Bank
Ohio
$6K – – –
VIA
63
Vantage Investment Advisors
Pennsylvania
$6K +$5.39K +150 New
IWM
64
IHT Wealth Management
Illinois
$6K +$5.75K +160 New
GWM
65
Geneos Wealth Management
Colorado
$6K +$6.65K +185 New
FMP
66
Financial Management Professionals
Texas
$4K – – –
MPWT
67
MassMutual Private Wealth & Trust
Connecticut
$3.71K +$3.6K +100 New
US Bancorp
68
US Bancorp
Minnesota
$3K – – –
TWMP
69
Taylor Wealth Management Partners
Massachusetts
$1K +$539 +15 New
FHA
70
First Horizon Advisors
Tennessee
$1K +$1.8K +50 New
PCG
71
Private Capital Group
Connecticut
$78 +$2.73K +76 New
1 2
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ARKK Hedge Fund Activity: Q4 2017 in Review

70 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in ARK Innovation ETF (ARKK) for Q4 2017, worth a combined $82.7M — up 134% from $35.3M a quarter earlier.

Buyers outnumbered sellers: 37 funds opened new ARKK positions and 0 closed out — a net gain of 37 holders — while 24 added to existing stakes and 4 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $8.53M. The largest seller was BKS Advisors, cutting an estimated $1.12M.

  • 70 institutional investors held ARK Innovation ETF (ARKK) as of Q4 2017, up from 33 in Q3 2017.
  • Funds reported $82.7M of ARK Innovation ETF stock for Q4 2017, up 134% quarter-over-quarter.
  • 37 funds opened new ARK Innovation ETF positions in Q4 2017 and 0 closed out, a net change of +37 holders.
  • The largest ARK Innovation ETF buyer in Q4 2017 was Morgan Stanley, an estimated $8.53M added.
  • The largest ARK Innovation ETF seller in Q4 2017 was BKS Advisors, an estimated $1.12M sold.

Based on aggregated 13F filings for Q4 2017.