ARDC

Are Dynamic Credit Allocation Fund
ARDC

Overview Fund Activity

56 hedge funds and large institutions have $107M invested in Are Dynamic Credit Allocation Fund in 2019 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 17 increasing their positions, 15 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
56
Holders Change
–
Holders Change %
0%
% of All Funds
1.23%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
17
Reduced
15
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SIA
Sit Investment Associates
Minnesota
$4.95M
2
Cohen & Steers
Cohen & Steers
New York
$6.17M
3
Northwestern Mutual Wealth Management
Northwestern Mutual Wealth Management
Wisconsin
$1.55M
4
PPA
Parametric Portfolio Associates
Washington
$15.6M
5
First Trust Advisors
First Trust Advisors
Illinois
$4.82M

Top Sellers

1
AAM
Advisors Asset Management
Colorado
$8.77M
2
WAM
Wolverine Asset Management
Illinois
$51K
3
SFS
Shaker Financial Services
Virginia
$2.6M
4
6M
6 Meridian
Kansas
$0
5
Morgan Stanley
Morgan Stanley
New York
$3.42M
Name Holding Trade Value Shares
Change 		Shares
Change %
AA
26
AQR Arbitrage
Connecticut
$458K -$138K -9,242 -23%
MMA
27
Miracle Mile Advisors
California
$373K – – –
Barclays
28
Barclays
United Kingdom
$364K – – –
LC
29
Lindbrook Capital
California
$313K – – –
SPIA
30
Steward Partners Investment Advisory
New York
$305K +$19.6K +1,318 +7%
MSL
31
Mackay Shields LLC
New York
$286K +$286K +19,191 New
KA
32
Kovack Advisors
Florida
$253K – – –
MC
33
Matisse Capital
Oregon
$244K – – –
CP
34
Camelot Portfolios
Ohio
$240K – – –
WCMNY
35
Westchester Capital Management (New York)
New York
$232K – – –
CWM
36
Cornerstone Wealth Management
Missouri
$226K -$10.5K -701 -4%
EGA
37
E&G Advisors
Texas
$221K +$37.3K +2,500 +20%
OC
38
Oppenheimer & Co
New York
$213K -$52.1K -3,500 -20%
Millennium Management
39
Millennium Management
New York
$199K -$126K -8,461 -39%
WI
40
Wintrust Investments
Illinois
$157K +$2.96K +198 +2%
FIA
41
FNY Investment Advisers
New York
$55K +$55K +3,707 New
WAM
42
Wolverine Asset Management
Illinois
$51K -$1.2M -80,781 -96%
JPMorgan Chase & Co
43
JPMorgan Chase & Co
New York
$47K – – –
RIA
44
Realta Investment Advisors
Delaware
$19K – – –
SF
45
Synovus Financial
Georgia
$18K – – –
WB
46
Webster Bank
Connecticut
$18K +$18K +1,193 New
PFGIA
47
Patriot Financial Group Insurance Agency
Massachusetts
$10K – – –
BFEC
48
Benjamin F. Edwards & Company
Missouri
$9K – – –
Citigroup
49
Citigroup
New York
$9K +$1.14K +82 +14%
GSWM
50
Golden State Wealth Management
California
$8K +$186 +12 +2%
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