GSWM
ARDC

Golden State Wealth Management’s Are Dynamic Credit Allocation Fund ARDC Stock Holding History

Golden State Wealth Management’s Portfolio ARDC Stock Details ARDC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q4 		– Sell
-517
Closed -$8K – 105
2019
Q3 		$8K Buy
517
+12
+2% +$181 ﹤0.01% 776
2019
Q2 		$7K Buy
505
+404
+400% +$6.1K ﹤0.01% 802
2019
Q1 		$1K Buy
+101
New +$1.48K ﹤0.01% 1051

Other funds holding ARDC

PPA
Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
SIA
Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
First Trust Advisors
First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

Golden State Wealth Management's ARDC Position: Q4 2019 in Review

Golden State Wealth Management sold out of Are Dynamic Credit Allocation Fund (ARDC) in Q4 2019, closing a stake of 517 shares — an estimated $8K sold.

Golden State Wealth Management first reported a position in ARDC in Q1 2019 and held it in 3 quarters. The position peaked at $8K in Q3 2019. 55 funds tracked by Wall St. Rank hold ARDC as of Q4 2019.

  • Golden State Wealth Management reported no remaining Are Dynamic Credit Allocation Fund position as of Q4 2019 after selling out during the quarter.
  • Golden State Wealth Management sold 517 Are Dynamic Credit Allocation Fund shares in Q4 2019, an estimated $8K.
  • Golden State Wealth Management first reported a position in Are Dynamic Credit Allocation Fund in Q1 2019 and held it in 3 quarters.
  • Golden State Wealth Management's Are Dynamic Credit Allocation Fund position peaked at $8K in Q3 2019.
  • 55 funds tracked by Wall St. Rank held Are Dynamic Credit Allocation Fund as of Q4 2019.

Based on Golden State Wealth Management's 13F filing for Q4 2019, filed 13 Feb 2020.