FNY Investment Advisers’s Are Dynamic Credit Allocation Fund ARDC Stock Holding History

FNY Investment Advisers’s Portfolio ARDC Stock Details ARDC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q4	–	Sell	-3,700	Closed	-$59K	–	549
2021 Q3	$59K	Sell	3,700 -3,300	-47%	-$53.5K	0.03%	312
2021 Q2	$113K	Sell	7,000 -3,699	-35%	-$57.8K	0.05%	263
2021 Q1	$160K	Buy	10,699 +2,300	+27%	+$34K	0.06%	220
2020 Q4	$120K	Buy	+8,399	New	+$112K	0.03%	260
2020 Q1	–	Sell	-24,324	Closed	-$373K	–	449
2019 Q4	$373K	Buy	24,324 +20,617	+556%	+$305K	0.12%	136
2019 Q3	$55K	Buy	+3,707	New	+$56K	0.02%	395
2019 Q2	–	Sell	-5,442	Closed	-$80K	–	940
2019 Q1	$80K	Buy	+5,442	New	+$79.9K	0.03%	276

Other funds holding ARDC

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

FNY Investment Advisers's ARDC Position: Q4 2021 in Review

FNY Investment Advisers sold out of Are Dynamic Credit Allocation Fund (ARDC) in Q4 2021, closing a stake of 3,700 shares — an estimated $59K sold.

FNY Investment Advisers first reported a position in ARDC in Q1 2019 and held it in 7 quarters. The position peaked at $373K in Q4 2019. 53 funds tracked by Wall St. Rank hold ARDC as of Q4 2021.

FNY Investment Advisers reported no remaining Are Dynamic Credit Allocation Fund position as of Q4 2021 after selling out during the quarter.
FNY Investment Advisers sold 3,700 Are Dynamic Credit Allocation Fund shares in Q4 2021, an estimated $59K.
FNY Investment Advisers first reported a position in Are Dynamic Credit Allocation Fund in Q1 2019 and held it in 7 quarters.
FNY Investment Advisers's Are Dynamic Credit Allocation Fund position peaked at $373K in Q4 2019.
53 funds tracked by Wall St. Rank held Are Dynamic Credit Allocation Fund as of Q4 2021.

Based on FNY Investment Advisers's 13F filing for Q4 2021, filed 10 Jan 2022.