ARDC

Are Dynamic Credit Allocation Fund
ARDC

Overview Fund Activity

60 hedge funds and large institutions have $120M invested in Are Dynamic Credit Allocation Fund in 2019 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 21 increasing their positions, 19 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
60
Holders Change
-3
Holders Change %
-4.76%
% of All Funds
1.3%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
21
Reduced
19
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Cohen & Steers
Cohen & Steers
New York
+$1.35M
2
SIA
Sit Investment Associates
Minnesota
+$1.08M
3
UBS Group
UBS Group
Switzerland
+$705K
4
PPA
Parametric Portfolio Associates
Washington
+$652K
5
CWM
Cornerstone Wealth Management
Missouri
+$523K

Top Sellers

1
Invesco
Invesco
Georgia
-$2.97M
2
AAM
Advisors Asset Management
Colorado
-$2.7M
3
Carson Wealth (CWM LLC)
Carson Wealth (CWM LLC)
Nebraska
-$1.6M
4
RCM
Rivernorth Capital Management
Florida
-$1.13M
5
CRC
Curi RMB Capital
Illinois
-$1.02M
Name Holding Trade Value Shares
Change 		Shares
Change %
9WM
26
9258 Wealth Management
Ohio
$671K -$6.52K -439 -1%
RJFSA
27
Raymond James Financial Services Advisors
Florida
$664K -$38.8K -2,617 -6%
Northwestern Mutual Wealth Management
28
Northwestern Mutual Wealth Management
Wisconsin
$651K +$510K +34,341 +360%
6M
29
6 Meridian
Kansas
$611K +$244K +16,447 +67%
AA
30
AQR Arbitrage
Connecticut
$594K +$154K +10,400 +35%
RJA
31
Raymond James & Associates
Florida
$525K -$39.9K -2,687 -7%
CWM
32
Cornerstone Wealth Management
Missouri
$523K +$523K +13,261 New
BFM
33
Boothbay Fund Management
New York
$405K +$78.5K +5,289 +24%
IWC
34
Integrated Wealth Concepts
Massachusetts
$402K +$51.4K +3,461 +15%
MMA
35
Miracle Mile Advisors
California
$371K – – –
Barclays
36
Barclays
United Kingdom
$363K – – –
SPIA
37
Steward Partners Investment Advisory
New York
$284K +$284K +19,165 New
LC
38
Lindbrook Capital
California
$281K +$214K +14,500 +322%
KA
39
Kovack Advisors
Florida
$252K – – –
MC
40
Matisse Capital
Oregon
$243K +$243K +16,400 New
CP
41
Camelot Portfolios
Ohio
$239K – – –
WCMNY
42
Westchester Capital Management (New York)
New York
$231K +$2.57K +173 +1%
WAM
43
Weiss Asset Management
Massachusetts
$205K -$467K -31,456 -70%
BRWM
44
B. Riley Wealth Management
Tennessee
$188K – – –
OC
45
Oppenheimer & Co
New York
$187K -$29.7K -2,000 -14%
EGA
46
E&G Advisors
Texas
$183K – – –
WI
47
Wintrust Investments
Illinois
$153K +$163 +11 +0.1%
FIA
48
FNY Investment Advisers
New York
$80K +$80K +5,442 New
JPMorgan Chase & Co
49
JPMorgan Chase & Co
New York
$47K – – –
CAM
50
Cresset Asset Management
Illinois
$37K – – –
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2
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