ZA

Zazove Associates Portfolio holdings

AUM $1.23B
This Quarter Return
+0.81%
1 Year Return
+3.71%
3 Year Return
+11.52%
5 Year Return
–
10 Year Return
–
AUM
$1.11B
AUM Growth
+$1.11B
Cap. Flow
-$6.32M
Cap. Flow %
-0.57%
Top 10 Hldgs %
38.26%
Holding
202
New
6
Increased
12
Reduced
5
Closed
21

Top Buys

1
PETQ
PetIQ, Inc. Class A Common Stock
PETQ
$3.66M
2
WESTW
Westrock Coffee Company Warrants
WESTW
$2.92M
3
CANO.WS
Cano Health, Inc. Redeemable Warrants, each whole warrant is exercisable for one-one hundredth (1/100th) of a share of Class A Common Stock at an exercise price of $1,150
CANO.WS
$1.45M
4
ENPC.WS
Executive Network Partnering Corporation Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
ENPC.WS
$1.29M
5
GER
Goldman Sachs MLP Energy Renaissance Fund
GER
$974K

Top Sells

1
BKEP
Blueknight Energy Partners L.P.
BKEP
$10.9M
2
BKEPP
Blueknight Energy Partners L.P., L.L.C. Series A Preferred Units
BKEPP
$4.12M
3
NIMC
NiSource Inc. Series A Corporate Units
NIMC
$1.65M
4
SMM
Salient Midstream & MLP Fund
SMM
$1.65M
5
UGIC
UGI Corporation
UGIC
$1.37M

Sector Composition

1 Communication Services 1.99%
2 Real Estate 0.92%
3 Materials 0.79%
4 Energy 0.54%
5 Healthcare 0.46%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
JSD
76
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
– –
-3,007
Closed -$36K
BKEPP
77
DELISTED
Blueknight Energy Partners L.P., L.L.C. Series A Preferred Units
BKEPP
– –
-483,491
Closed -$4.12M
SMM
78
DELISTED
Salient Midstream & MLP Fund
SMM
– –
-217,310
Closed -$1.65M
MUDSW
79
DELISTED
Mudrick Capital Acquisition Corporation II Warrant
MUDSW
– –
-21,800
Closed -$6K
AJXA
80
DELISTED
Great Ajax Corp.7.25% Convertible Senior Notes due 2024
AJXA
– –
-286
Closed -$7K
ME
81
DELISTED
23andMe Holding Co. Class A Common Stock
ME
– –
-14,816
Closed -$37K
BLEUW
82
DELISTED
bleuacacia ltd Warrants
BLEUW
– –
-625
Closed –
RVNC
83
DELISTED
Revance Therapeutics, Inc.
RVNC
– –
-85,724
Closed -$1.19M
AIRJW
84
AirJoule Technologies Corporation Warrant
AIRJW
$46.2M
– –
-9,100
Closed -$2K
WFRD icon
85
Weatherford International
WFRD
$4.48B
– –
-1,102
Closed -$23K
TBPH icon
86
Theravance Biopharma
TBPH
$691M
– –
-59,599
Closed -$540K
PHD
87
Pioneer Floating Rate Fund
PHD
$123M
– –
-6,511
Closed -$58K
EP.PRC icon
88
El Paso Energy Capital Trust I
EP.PRC
$217M
– –
-916
Closed -$43K
BLCO icon
89
Bausch + Lomb
BLCO
$5.18B
– –
-2,500
Closed -$38K
BHR.PRB
90
Braemar Hotels & Resorts Inc. 5.50% Series B Cumulative Convertible Preferred Stock
BHR.PRB
$59.6M
– –
-105
Closed -$2K
AAL icon
91
American Airlines Group
AAL
$8.87B
– –
-399
Closed -$5K
BKKT icon
92
Bakkt Holdings
BKKT
$123M
– –
-6,643
Closed -$14K
RDBXW
93
DELISTED
Redbox Entertainment Inc. Warrant
RDBXW
– –
-1,400
Closed -$1K
PSTH.WS
94
DELISTED
Pershing Square Tontine Holdings, Ltd. Warrants, exercisable for one share of Class A Common Stock f
PSTH.WS
– –
-6,600
Closed -$3K
BKEP
95
DELISTED
Blueknight Energy Partners L.P.
BKEP
– –
-2,402,670
Closed -$10.9M
RVACW
96
DELISTED
Riverview Acquisition Corp. Warrant
RVACW
– –
-579,177
Closed -$570K
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