ZA

Zazove Associates Portfolio holdings

AUM $1.23B
This Quarter Return
-0.29%
1 Year Return
+3.71%
3 Year Return
+11.52%
5 Year Return
–
10 Year Return
–
AUM
$964M
AUM Growth
+$964M
Cap. Flow
-$19.4M
Cap. Flow %
-2.01%
Top 10 Hldgs %
44.69%
Holding
163
New
14
Increased
14
Reduced
8
Closed
8

Top Buys

1
BAC.PRL icon
Bank of America Series L
BAC.PRL
$5.57M
2
HTZWW
Hertz Global Holdings Warrants
HTZWW
$1.9M
3
WFC.PRL icon
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$766K
4
STKL
SunOpta
STKL
$652K
5
INDIW
indie Semiconductor, Inc. Warrant
INDIW
$599K

Top Sells

1
NCMI icon
National CineMedia
NCMI
$5.12M
2
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
$4.87M
3
PETQ
PetIQ, Inc. Class A Common Stock
PETQ
$4.68M
4
PFIX icon
Simplify Interest Rate Hedge ETF
PFIX
$3.25M
5
GTX icon
Garrett Motion
GTX
$3.02M

Sector Composition

1 Communication Services 2.22%
2 Materials 1.03%
3 Energy 0.94%
4 Consumer Discretionary 0.61%
5 Real Estate 0.6%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
FOA.WS
51
DELISTED
Finance of America Companies Inc. Warrants, each whole warrant exercisable for one Class A Common Stock at an exercise price of $11.50
FOA.WS
$45K ﹤0.01% 502,865 – –
EP.PRC icon
52
El Paso Energy Capital Trust I
EP.PRC
$217M
$42K ﹤0.01% +916 New +$42K
JFR icon
53
Nuveen Floating Rate Income Fund
JFR
$1.13B
$36K ﹤0.01% +4,387 New +$36K
PSFE.WS icon
54
Paysafe Limited Warrants, exercisable for one Common Share of Paysafe Limited at a price of $138.00 per share
PSFE.WS
$1.07M
$22K ﹤0.01% 546,914 – –
AIIOW
55
Robo.ai Inc. Warrant
AIIOW
$965K
$16K ﹤0.01% 64,571 – –
PSNYW icon
56
Polestar Automotive Holding ADS Class C-1
PSNYW
$652M
$10K ﹤0.01% 24,495 – –
RDZNW icon
57
Roadzen, Inc. Warrants
RDZNW
$5.33M
$6K ﹤0.01% 150,602 – –
CANO
58
DELISTED
Cano Health, Inc.
CANO
$6K ﹤0.01% 25,000 – –
AAL icon
59
American Airlines Group
AAL
$8.82B
$5K ﹤0.01% +399 New +$5K
SPWRW
60
Complete Solaria, Inc. Warrants
SPWRW
$3.98M
$5K ﹤0.01% +25,171 New +$5K
CURI icon
61
CuriosityStream
CURI
$265M
$4K ﹤0.01% +6,310 New +$4K
JSPRW icon
62
Japer Therapeutics, Inc. Warrants
JSPRW
$1.04M
$4K ﹤0.01% 65,456 – –
AJXA
63
DELISTED
Great Ajax Corp.7.25% Convertible Senior Notes due 2024
AJXA
$2K ﹤0.01% +85 New +$2K
GETY icon
64
Getty Images
GETY
$763M
$1K ﹤0.01% +175 New +$1K
AIRJW
65
AirJoule Technologies Corporation Warrant
AIRJW
$47.9M
$1K ﹤0.01% +9,100 New +$1K
AM icon
66
Antero Midstream
AM
$8.51B
– – -225,000 Closed -$2.61M
GEL icon
67
Genesis Energy
GEL
$2.08B
– – -10,738 Closed -$103K
HLX icon
68
Helix Energy Solutions
HLX
$969M
– – -20,000 Closed -$148K
ICSH icon
69
iShares Ultra Short Duration Bond Active ETF
ICSH
$6.2B
– – -96,846 Closed -$4.87M
TTT icon
70
ProShares UltraPro Short 20+ Year Treasury
TTT
$24.6M
– – -23,100 Closed -$1.52M
PETQ
71
DELISTED
PetIQ, Inc. Class A Common Stock
PETQ
– – -308,775 Closed -$4.68M
BWACW
72
DELISTED
BETTER WORLD ACQUISITION CORP. Warrants
BWACW
– – -638,248 Closed -$11K
GER
73
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
– – -81,345 Closed -$1.28M
1 2
3