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ZA

Zazove Associates Portfolio holdings

AUM $1.22B
1-Year Est. Return 1.91%
This Fund
S&P 500
This Quarter Est. Return
-0.29%
1 Year Est. Return
+1.91%
3 Year Est. Return
+11.01%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$964M
AUM Growth
-$133M
Cap. Flow
-$892M
Cap. Flow %
-92.53%
Top 10 Hldgs %
44.69%
Holding
157
New
14
Increased
14
Reduced
8
Closed
8

Top Buys

Rank Stock Value
1
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$5.81M
2
HTZWW
Hertz Global Holdings Warrants
HTZWW
+$2.77M
3
STKL
SunOpta
STKL
+$969K
4
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$793K
5
INDIW
indie Semiconductor, Inc. Warrant
INDIW
+$608K

Top Sells

Rank Stock Value
1
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
+$4.87M
2
PETQ
PetIQ, Inc. Class A Common Stock
PETQ
+$4.68M
3
GTX icon
Garrett Motion
GTX
+$2.95M
4
AM icon
Antero Midstream
AM
+$2.61M
5
PFIX icon
Simplify Interest Rate Hedge ETF
PFIX
+$2.59M

Sector Composition

Rank Sector Weight
1 Communication Services 2.22%
2 Materials 1.03%
3 Energy 0.94%
4 Consumer Discretionary 0.61%
5 Real Estate 0.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FOA.WS
51
DELISTED
Finance of America Companies Inc. Warrants, each whole warrant exercisable for one Class A Common Stock at an exercise price of $11.50
FOA.WS
$45K ﹤0.01%
502,865
– –
EP.PRC icon
52
El Paso Energy Capital Trust I
EP.PRC
$221M
$42K ﹤0.01%
+916
New +$42.1K
JFR icon
53
Nuveen Floating Rate Income Fund
JFR
$1.26B
$36K ﹤0.01%
+4,387
New +$35.4K
PSFE.WS
54
DELISTED
Paysafe Ltd Warrants
PSFE.WS
$22K ﹤0.01%
546,914
– –
AIIOW
55
Robo.ai Inc Warrant
AIIOW
$463K
$16K ﹤0.01%
64,571
– –
PSNYW icon
56
Polestar Automotive Holding ADS Class C-1
PSNYW
$372M
$10K ﹤0.01%
817
– –
RDZNW icon
57
Roadzen Inc Warrants
RDZNW
$6.84M
$6K ﹤0.01%
150,602
– –
CANO
58
DELISTED
Cano Health, Inc.
CANO
$6K ﹤0.01%
250
– –
AAL icon
59
American Airlines Group
AAL
$9.93B
$5K ﹤0.01%
+399
New +$6.19K
SPWRW
60
SunPower Inc Warrants
SPWRW
$761K
$5K ﹤0.01%
+25,171
New +$8.17K
CURI icon
61
CuriosityStream
CURI
$166M
$4K ﹤0.01%
+6,310
New +$5.53K
JSPRW icon
62
Japer Therapeutics Warrants
JSPRW
$149K
$4K ﹤0.01%
65,456
– –
AJXA
63
DELISTED
Great Ajax Corp.7.25% Convertible Senior Notes due 2024
AJXA
$2K ﹤0.01%
+85
New +$2.09K
GETY icon
64
Getty Images
GETY
$186M
$1K ﹤0.01%
+175
New +$882
AIRJW
65
AirJoule Technologies Warrant
AIRJW
$84.5M
$1K ﹤0.01%
+9,100
New +$753
AM icon
66
Antero Midstream
AM
$10.4B
– –
-225,000
Closed -$2.61M
GEL icon
67
Genesis Energy
GEL
$1.9B
– –
-10,738
Closed -$103K
HLX icon
68
Helix Energy Solutions
HLX
$1.47B
– –
-20,000
Closed -$148K
ICSH icon
69
iShares Ultra Short Duration Bond Active ETF
ICSH
$8.4B
– –
-96,846
Closed -$4.87M
TTT icon
70
ProShares UltraPro Short 20+ Year Treasury
TTT
$18.5M
– –
-23,100
Closed -$1.52M
PETQ
71
DELISTED
PetIQ, Inc. Class A Common Stock
PETQ
– –
-308,775
Closed -$4.68M
BWACW
72
DELISTED
BETTER WORLD ACQUISITION CORP. Warrants
BWACW
– –
-638,248
Closed -$11K
GER
73
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
– –
-81,345
Closed -$1.28M
1 2
3

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SC
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IA
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DGM
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GC
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CCM
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AG
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IC
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FLII
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Zazove Associates's Q3 2023 Portfolio in Review

As of Q3 2023, Zazove Associates held 157 positions worth $964M, down 12% from $1.1B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Zazove Associates withdrew a net $892M in Q3 2023, closing 8 positions and reducing 8 holdings. Its most notable exit was iShares Ultra Short Duration Bond Active ETF, an estimated $4.87M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 2.2% of assets, up from 2.2% a quarter earlier, followed by Materials and Energy.

Against the trend, Zazove Associates opened a new position in Bank of America Series L worth $5.57M.

  • Zazove Associates's largest Q3 2023 buy was Bank of America Series L: 5,007 shares worth $5.57M.
  • Zazove Associates added most to Hertz Global Holdings Warrants in Q3 2023, an estimated $2.77M increase.
  • Zazove Associates's biggest Q3 2023 reduction was Garrett Motion, cutting an estimated $2.95M.
  • Zazove Associates fully exited iShares Ultra Short Duration Bond Active ETF in Q3 2023, selling an estimated $4.87M.
  • Zazove Associates's ten largest holdings make up 45% of its $964M portfolio in Q3 2023.
  • Zazove Associates opened 14 new positions and closed 8 in Q3 2023.
  • Zazove Associates's portfolio value fell 12% quarter-over-quarter to $964M.

Based on Zazove Associates's 13F filing for Q3 2023, filed 31 Oct 2023.