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ZA

Zazove Associates Portfolio holdings

AUM $1.22B
1-Year Est. Return 1.91%
This Fund
S&P 500
This Quarter Est. Return
-0.04%
1 Year Est. Return
+1.91%
3 Year Est. Return
+11.01%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.08B
AUM Growth
-$24.6M
Cap. Flow
-$832M
Cap. Flow %
-76.98%
Top 10 Hldgs %
38.13%
Holding
167
New
14
Increased
13
Reduced
6
Closed
18

Top Buys

Rank Stock Value
1
CANO.WS
Cano Health, Inc. Redeemable Warrants, each whole warrant is exercisable for one-one hundredth (1/100th) of a share of Class A Common Stock at an exercise price of $1,150
CANO.WS
+$3.95M
2
GRNT.WS
Granite Ridge Resources, Inc. Warrants to purchase Common Stock, each whole warrant exercisable for one share of common stock at an exercise price of $11.50 per share
GRNT.WS
+$3.32M
3
STKL
SunOpta
STKL
+$2.72M
4
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
+$2.34M
5
GETY icon
Getty Images
GETY
+$1.61M

Top Sells

Rank Stock Value
1
ENPC.WS
Executive Network Partnering Corporation Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
ENPC.WS
+$1.37M
2
ALIT icon
Alight
ALIT
+$1.29M
3
IMAX icon
IMAX
IMAX
+$1.25M
4
PETQ
PetIQ, Inc. Class A Common Stock
PETQ
+$878K
5
FLG.PRU
Flagstar Bank National Association Bifurcated Option Note Unit Securities
FLG.PRU
+$331K

Sector Composition

Rank Sector Weight
1 Communication Services 1.75%
2 Real Estate 0.95%
3 Materials 0.94%
4 Energy 0.67%
5 Consumer Staples 0.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LSEAW
51
DELISTED
Landsea Homes Corporation Warrant
LSEAW
$244K 0.02%
2,566,145
– –
ALIT icon
52
Alight
ALIT
$394M
$209K 0.02%
1,250
-7,724
-86% -$1.29M
GEL icon
53
Genesis Energy
GEL
$1.9B
$209K 0.02%
20,500
– –
AFT
54
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$179K 0.02%
14,507
– –
ET icon
55
Energy Transfer Partners
ET
$70.9B
$178K 0.02%
15,000
– –
LANV.WS
56
DELISTED
Lanvin Group Holdings Warrants
LANV.WS
$164K 0.02%
+519,256
New +$136K
HLX icon
57
Helix Energy Solutions
HLX
$1.47B
$148K 0.01%
20,000
– –
FOA icon
58
Finance of America Companies
FOA
$195M
$135K 0.01%
10,614
+2,120
+25% +$31.1K
BFLY icon
59
Butterfly Network
BFLY
$2.58B
$123K 0.01%
+50,000
New +$179K
EOSEW
60
Eos Energy Enterprises Warrant
EOSEW
$27.7M
$66K 0.01%
253,067
– –
ARQQW icon
61
Arqit Quantum Warrants
ARQQW
$106K
$48K ﹤0.01%
89,836
-100
-0.1% -$92
FOA.WS
62
DELISTED
Finance of America Companies Inc. Warrants, each whole warrant exercisable for one Class A Common Stock at an exercise price of $11.50
FOA.WS
$42K ﹤0.01%
502,865
-312,248
-38% -$37.8K
CANO
63
DELISTED
Cano Health, Inc.
CANO
$34K ﹤0.01%
+250
New +$84.6K
PSFE.WS
64
DELISTED
Paysafe Ltd Warrants
PSFE.WS
$31K ﹤0.01%
546,914
– –
PSNYW icon
65
Polestar Automotive Holding ADS Class C-1
PSNYW
$372M
$26K ﹤0.01%
817
– –
AIIOW
66
Robo.ai Inc Warrant
AIIOW
$463K
$18K ﹤0.01%
+64,571
New +$19.4K
BWACW
67
DELISTED
BETTER WORLD ACQUISITION CORP. Warrants
BWACW
$5K ﹤0.01%
+50,542
New +$2.49K
MTVC.WS
68
DELISTED
Motive Capital Corp II Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
MTVC.WS
$5K ﹤0.01%
125,193
– –
JSPRW icon
69
Japer Therapeutics Warrants
JSPRW
$149K
$2K ﹤0.01%
65,456
– –
RDZNW icon
70
Roadzen Inc Warrants
RDZNW
$6.84M
$2K ﹤0.01%
150,602
– –
BFLY.WS
71
DELISTED
Butterfly Network Inc Warrants
BFLY.WS
– –
-164,364
Closed -$133K
BKKT.WS icon
72
Bakkt Inc Warrants
BKKT.WS
$179K
– –
-299,705
Closed -$173K
CURIW
73
DELISTED
CuriosityStream Warrant
CURIW
– –
-150,157
Closed -$27K
IMAX icon
74
IMAX
IMAX
$2.81B
– –
-88,740
Closed -$1.25M
ISPOW
75
DELISTED
Inspirato Inc Warrant
ISPOW
– –
-227,241
Closed -$57K
1 2
3
4

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Zazove Associates's Q4 2022 Portfolio in Review

As of Q4 2022, Zazove Associates held 167 positions worth $1.08B, down 2.2% from $1.11B the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Zazove Associates withdrew a net $832M in Q4 2022, closing 18 positions and reducing 6 holdings. Its most notable exit was Executive Network Partnering Corporation Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50, an estimated $1.37M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 1.7% of assets, down from 2% a quarter earlier, followed by Real Estate and Materials.

Against the trend, Zazove Associates opened a new position in Granite Ridge Resources, Inc. Warrants to purchase Common Stock, each whole warrant exercisable for one share of common stock at an exercise price of $11.50 per share worth $3.61M.

  • Zazove Associates's largest Q4 2022 buy was Granite Ridge Resources, Inc. Warrants to purchase Common Stock, each whole warrant exercisable for one share of common stock at an exercise price of $11.50 per share: 3,122,129 shares worth $3.61M.
  • Zazove Associates added most to Cano Health, Inc. Redeemable Warrants, each whole warrant is exercisable for one-one hundredth (1/100th) of a share of Class A Common Stock at an exercise price of $1,150 in Q4 2022, an estimated $3.95M increase.
  • Zazove Associates's biggest Q4 2022 reduction was Alight, cutting an estimated $1.29M.
  • Zazove Associates fully exited Executive Network Partnering Corporation Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 in Q4 2022, selling an estimated $1.37M.
  • Zazove Associates's ten largest holdings make up 38% of its $1.08B portfolio in Q4 2022.
  • Zazove Associates opened 14 new positions and closed 18 in Q4 2022.
  • Zazove Associates's portfolio value fell 2.2% quarter-over-quarter to $1.08B.

Based on Zazove Associates's 13F filing for Q4 2022, filed 31 Jan 2023.