We are live on ! Find out more
ZA

Zazove Associates Portfolio holdings

AUM $1.22B
1-Year Est. Return 1.91%
This Fund
S&P 500
This Quarter Est. Return
+0.34%
1 Year Est. Return
+1.91%
3 Year Est. Return
+11.01%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.14B
AUM Growth
+$28.9M
Cap. Flow
-$895M
Cap. Flow %
-78.24%
Top 10 Hldgs %
40.51%
Holding
164
New
10
Increased
10
Reduced
3
Closed
11

Top Buys

Rank Stock Value
1
SKINW
The Beauty Health Company Warrant expiring 5/4/2026
SKINW
+$2.77M
2
RVNC
Revance Therapeutics, Inc.
RVNC
+$2.52M
3
GDL
GDL Fund
GDL
+$1.83M
4
ALIT.WS
Alight Inc Warrants
ALIT.WS
+$1.72M
5
TBPH icon
Theravance Biopharma
TBPH
+$1.03M

Top Sells

Rank Stock Value
1
STEM.WS
Stem, Inc. Warrants, each whole warrant exercisable for one share of Common Stock at an exercise pri
STEM.WS
+$3.56M
2
CLOVW
Clover Health Investments, Corp. Warrants
CLOVW
+$3.26M
3
FIRY
Firy Inc
FIRY
+$3.26M
4
EVV
Eaton Vance Limited Duration Income Fund
EVV
+$2.88M
5
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$1.9M

Sector Composition

Rank Sector Weight
1 Communication Services 1.97%
2 Energy 1.13%
3 Real Estate 0.98%
4 Healthcare 0.6%
5 Industrials 0.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JSD
51
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
$45K ﹤0.01%
3,007
– –
MUDSW
52
DELISTED
Mudrick Capital Acquisition Corporation II Warrant
MUDSW
$13K ﹤0.01%
21,800
– –
LEV.WS
53
DELISTED
The Lion Electric Company Redeemable Warrants, each whole warrant entitles the holder to purchase one Common Share at a price of $11.50 per share
LEV.WS
$12K ﹤0.01%
3,405
– –
JFR icon
54
Nuveen Floating Rate Income Fund
JFR
$1.26B
$10K ﹤0.01%
1,000
– –
PSTH.WS
55
DELISTED
Pershing Square Tontine Holdings, Ltd. Warrants, exercisable for one share of Class A Common Stock f
PSTH.WS
$8K ﹤0.01%
6,600
– –
SKIL.WS
56
DELISTED
Skillsoft Corp. Warrants, each whole warrant is exercisable for 1/20th of a share of Class A Common Stock at an exercise price of $230.00
SKIL.WS
$4K ﹤0.01%
1,500
– –
PCTTW
57
PureCycle Technologies Inc Warrant
PCTTW
$10.1M
$2K ﹤0.01%
300
-127,838
-100% -$781K
EVF
58
Eaton Vance Senior Income Trust
EVF
$91.8M
– –
-27,689
Closed -$188K
EVG
59
Eaton Vance Short Duration Diversified Income Fund
EVG
$143M
– –
-4,000
Closed -$53K
EVV
60
Eaton Vance Limited Duration Income Fund
EVV
$1.08B
– –
-217,221
Closed -$2.88M
RUN icon
61
Sunrun
RUN
$2.37B
– –
-3,392
Closed -$189K
FIRY
62
Firy Inc
FIRY
$164M
– –
-7,500
Closed -$3.26M
CURO
63
DELISTED
CURO Group Holdings Corp.
CURO
– –
-84,537
Closed -$1.44M
LCIDW
64
DELISTED
Lucid Group, Inc. Warrant
LCIDW
– –
-77,500
Closed -$1.23M
STEM.WS
65
DELISTED
Stem, Inc. Warrants, each whole warrant exercisable for one share of Common Stock at an exercise pri
STEM.WS
– –
-150,064
Closed -$3.56M
CLOVW
66
DELISTED
Clover Health Investments, Corp. Warrants
CLOVW
– –
-641,635
Closed -$3.26M
WPF.WS
67
DELISTED
Foley Trasimene Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A
WPF.WS
– –
-690,340
Closed -$1.43M
1 2
3

Similar funds

SC
Strategy Capital Los Altos, California $1.22B AUM 27.02% 1-Year Est. Return
IA
Inspire Advisors Meridian, Idaho $1.23B AUM 18.62% 1-Year Est. Return
DGM
Delta Global Management New York $1.22B AUM 34.86% 1-Year Est. Return
GC
Gillson Capital Chicago, Illinois $1.22B AUM 7.54% 1-Year Est. Return
CCM
Coliseum Capital Management Rowayton, Connecticut $1.22B AUM 18.72% 1-Year Est. Return
AG
Atairos Group Bryn Mawr, Pennsylvania $1.22B AUM 38.2% 1-Year Est. Return
IC
Ikarian Capital Dallas, Texas $1.23B AUM 600.17% 1-Year Est. Return
FLII
First Long Island Investors Jericho, New York $1.23B AUM 14.42% 1-Year Est. Return

Zazove Associates's Q3 2021 Portfolio in Review

As of Q3 2021, Zazove Associates held 164 positions worth $1.14B, up 2.6% from $1.11B the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Zazove Associates withdrew a net $895M in Q3 2021, closing 11 positions and reducing 3 holdings. Its most notable exit was Stem, Inc. Warrants, each whole warrant exercisable for one share of Common Stock at an exercise pri, an estimated $3.56M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 2% of assets, up from 1.9% a quarter earlier, followed by Energy and Real Estate.

Against the trend, Zazove Associates opened a new position in The Beauty Health Company Warrant expiring 5/4/2026 worth $3.73M.

  • Zazove Associates's largest Q3 2021 buy was The Beauty Health Company Warrant expiring 5/4/2026: 258,380 shares worth $3.73M.
  • Zazove Associates added most to Revance Therapeutics, Inc. in Q3 2021, an estimated $2.52M increase.
  • Zazove Associates's biggest Q3 2021 reduction was Hostess Brands, Inc. Warrants, cutting an estimated $1.89M.
  • Zazove Associates fully exited Stem, Inc. Warrants, each whole warrant exercisable for one share of Common Stock at an exercise pri in Q3 2021, selling an estimated $3.56M.
  • Zazove Associates's ten largest holdings make up 41% of its $1.14B portfolio in Q3 2021.
  • Zazove Associates opened 10 new positions and closed 11 in Q3 2021.
  • Zazove Associates's portfolio value rose 2.6% quarter-over-quarter to $1.14B.

Based on Zazove Associates's 13F filing for Q3 2021, filed 25 Oct 2021.